UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Incyte
INCY
$24.2B
| $106M | 0.11% |
1,121,848
-290,707
| -21% | -$24.5M |
|
202
Emerson Electric
EMR
$83.9B
| $105M | 0.11% |
1,933,967
+100,637
| +5% | +$5.39M |
|
|
SHPG
203
DELISTED
Shire pic
SHPG
| $105M | 0.11% |
541,749
+53,077
| +11% | +$10.4M |
|
|
YHOO
204
DELISTED
Yahoo Inc
YHOO
| $105M | 0.11% |
2,435,367
+39,077
| +2% | +$1.6M |
|
205
Paychex
PAYX
$41.6B
| $104M | 0.11% |
1,805,214
-385,165
| -18% | -$23.1M |
|
206
Digital Realty Trust
DLR
$69.7B
| $104M | 0.11% |
1,075,288
-252,073
| -19% | -$25.6M |
|
207
Global Payments
GPN
$23B
| $104M | 0.11% |
1,357,390
-120,044
| -8% | -$9.04M |
|
208
Illinois Tool Works
ITW
$82.6B
| $104M | 0.11% |
868,474
+31,141
| +4% | +$3.62M |
|
|
RHT
209
DELISTED
Red Hat Inc
RHT
| $104M | 0.11% |
1,286,904
+59,690
| +5% | +$4.44M |
|
210
American Electric Power
AEP
$69.6B
| $103M | 0.11% |
1,611,895
+141,215
| +10% | +$9.5M |
|
211
Consolidated Edison
ED
$40.1B
| $103M | 0.11% |
1,369,571
+7,885
| +0.6% | +$613K |
|
212
Alnylam Pharmaceuticals
ALNY
$27.5B
| $103M | 0.11% |
1,518,762
-144,120
| -9% | -$10.2M |
|
213
Newell Brands
NWL
$2.38B
| $102M | 0.11% |
1,927,677
+920,628
| +91% | +$47.6M |
|
|
CTLT
214
DELISTED
CATALENT, INC.
CTLT
| $101M | 0.11% |
3,889,335
-363,315
| -9% | -$9.03M |
|
215
Trane Technologies
TT
$100B
| $100M | 0.11% |
1,476,432
-220,692
| -13% | -$14.7M |
|
216
Western Digital
WDC
$188B
| $100M | 0.11% |
2,268,582
-47,016
| -2% | -$1.77M |
|
217
Bank of Montreal
BMO
$126B
| $100M | 0.11% |
1,531,182
+65,863
| +4% | +$4.28M |
|
218
BioMarin Pharmaceuticals
BMRN
$11.6B
| $100M | 0.11% |
1,081,092
-18,369
| -2% | -$1.73M |
|
219
PG&E
PCG
$38.3B
| $99.7M | 0.11% |
1,630,024
+22,361
| +1% | +$1.42M |
|
220
HP
HPQ
$24.9B
| $99.5M | 0.11% |
6,404,846
+64,322
| +1% | +$917K |
|
221
Baxter International
BAX
$13.5B
| $99.3M | 0.11% |
2,086,491
+44,349
| +2% | +$2.09M |
|
222
Healthpeak Properties
DOC
$15.1B
| $97.5M | 0.1% |
2,819,517
+71,106
| +3% | +$2.49M |
|
223
Archer Daniels Midland
ADM
$38.2B
| $97.2M | 0.1% |
2,303,860
-138,802
| -6% | -$6M |
|
|
MXIM
224
DELISTED
Maxim Integrated Products
MXIM
| $97M | 0.1% |
2,430,317
+593,991
| +32% | +$23.4M |
|
225
Corning
GLW
$119B
| $96M | 0.1% |
4,057,666
-146,535
| -3% | -$3.27M |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.