UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Shopify
SHOP
|
+$873M |
| 2 |
Apple
AAPL
|
+$739M |
| 3 |
Accenture
ACN
|
+$450M |
| 4 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$393M |
| 5 |
Salesforce
CRM
|
+$359M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$1.39B |
| 2 |
Infosys
INFY
|
+$641M |
| 3 |
Meta Platforms (Facebook)
META
|
+$621M |
| 4 |
JPMorgan Chase
JPM
|
+$483M |
| 5 |
Visa
V
|
+$477M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 28.05% |
| 2 | Healthcare | 12.84% |
| 3 | Consumer Discretionary | 11.61% |
| 4 | Financials | 11.34% |
| 5 | Communication Services | 8.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2201
Gevo
GEVO
$382M
| $873K | ﹤0.01% |
203,855
+50,507
| +33% | +$309K |
|
2202
OraSure Technologies
OSUR
$279M
| $872K | ﹤0.01% |
100,386
+13,273
| +15% | +$131K |
|
|
ECOM
2203
DELISTED
CHANNELADVISOR CORPORATION
ECOM
| $871K | ﹤0.01% |
35,302
+6,149
| +21% | +$158K |
|
2204
Caleres
CAL
$487M
| $870K | ﹤0.01% |
38,378
-41,454
| -52% | -$989K |
|
|
ATRI
2205
DELISTED
Atrion Corp
ATRI
| $870K | ﹤0.01% |
1,234
| – | – |
|
2206
S&T Bancorp
STBA
$1.79B
| $869K | ﹤0.01% |
27,564
| – | – |
|
2207
Axsome Therapeutics
AXSM
$10.9B
| $867K | ﹤0.01% |
22,959
| – | – |
|
2208
TriCo Bancshares
TCBK
$1.83B
| $866K | ﹤0.01% |
20,155
| – | – |
|
2209
Globalstar
GSAT
$10.8B
| $865K | ﹤0.01% |
49,738
+6,136
| +14% | +$134K |
|
2210
LeMaitre Vascular
LMAT
$1.86B
| $864K | ﹤0.01% |
17,210
| – | – |
|
|
MAGN
2211
Magnera Corp
MAGN
$460M
| $861K | ﹤0.01% |
3,851
| – | – |
|
|
WW
2212
DELISTED
WW International
WW
| $858K | ﹤0.01% |
53,202
+5,514
| +12% | +$99K |
|
|
LOVE
2213
LoveSac
LOVE
$261M
| $858K | ﹤0.01% |
12,951
+365
| +3% | +$26.7K |
|
|
SRDX
2214
DELISTED
Surmodics
SRDX
| $858K | ﹤0.01% |
17,818
+244
| +1% | +$12.3K |
|
2215
Consensus Cloud Solutions
CCSI
$647M
| $857K | ﹤0.01% |
+14,815
| New | +$901K |
|
|
MRC
2216
DELISTED
MRC Global
MRC
| $857K | ﹤0.01% |
124,558
-2,182
| -2% | -$17.1K |
|
2217
CEVA Inc
CEVA
$1.08B
| $857K | ﹤0.01% |
19,811
| – | – |
|
2218
Rocket Pharmaceuticals
RCKT
$394M
| $854K | ﹤0.01% |
39,138
-8,342
| -18% | -$228K |
|
|
ACB
2219
Aurora Cannabis
ACB
$185M
| $851K | ﹤0.01% |
+15,693
| New | +$1.06M |
|
2220
Syndax Pharmaceuticals
SNDX
$1.82B
| $851K | ﹤0.01% |
38,872
| – | – |
|
|
HSII
2221
DELISTED
Heidrick & Struggles
HSII
| $847K | ﹤0.01% |
19,375
+478
| +3% | +$21.7K |
|
|
TUP
2222
DELISTED
Tupperware Brands Corporation
TUP
| $842K | ﹤0.01% |
55,043
-7,196
| -12% | -$134K |
|
|
MSP
2223
DELISTED
Datto Holding Corp.
MSP
| $840K | ﹤0.01% |
31,897
-311,952
| -91% | -$7.58M |
|
2224
National Healthcare
NHC
$3.38B
| $833K | ﹤0.01% |
12,255
| – | – |
|
2225
Krispy Kreme
DNUT
$577M
| $831K | ﹤0.01% |
+43,929
| New | +$645K |
|
Similar funds
UBS AM's Q4 2021 Portfolio in Review
As of Q4 2021, UBS AM held 2,965 positions worth $261B, up 8.3% from $241B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
UBS AM's Q4 2021 filing shows 219 new, 1,218 increased, 1,020 reduced and 126 closed positions. Its largest new stake was iShares Russell Mid-Cap Value ETF: 3,293,120 shares worth $403M. The largest sale was Microsoft, an estimated $1.39B.
By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- UBS AM's largest Q4 2021 buy was iShares Russell Mid-Cap Value ETF: 3,293,120 shares worth $403M.
- UBS AM added most to Shopify in Q4 2021, an estimated $873M increase.
- UBS AM's biggest Q4 2021 reduction was Microsoft, cutting an estimated $1.39B.
- UBS AM fully exited Baidu in Q4 2021, selling an estimated $360M.
- UBS AM's ten largest holdings make up 22% of its $261B portfolio in Q4 2021.
- UBS AM opened 219 new positions and closed 126 in Q4 2021.
- UBS AM's portfolio value rose 8.3% quarter-over-quarter to $261B.
Based on UBS AM's 13F filing for Q4 2021, filed 14 Feb 2022.