UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$767M |
| 2 |
Amazon
AMZN
|
+$288M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$287M |
| 4 |
NVIDIA
NVDA
|
+$259M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$249M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$347M |
| 2 |
TWTR
Twitter, Inc.
TWTR
|
+$316M |
| 3 |
Citigroup
C
|
+$269M |
| 4 |
Charter Communications
CHTR
|
+$229M |
| 5 |
NetEase
NTES
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.35% |
| 2 | Consumer Discretionary | 13.14% |
| 3 | Financials | 12.19% |
| 4 | Healthcare | 12.04% |
| 5 | Communication Services | 9.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2201
SM Energy
SM
$6.87B
| $689K | ﹤0.01% |
42,101
+10,137
| +32% | +$130K |
|
2202
Central Pacific Financial
CPF
$1B
| $685K | ﹤0.01% |
25,693
| – | – |
|
2203
Clearwater Paper
CLW
$376M
| $680K | ﹤0.01% |
18,088
+681
| +4% | +$27.2K |
|
2204
Tucows
TCX
$175M
| $678K | ﹤0.01% |
8,754
| – | – |
|
2205
Federal Agricultural Mortgage
AGM
$2.56B
| $678K | ﹤0.01% |
6,733
+2,045
| +44% | +$177K |
|
|
ATRS
2206
DELISTED
Antares Pharma, Inc.
ATRS
| $678K | ﹤0.01% |
164,952
+8,800
| +6% | +$38.1K |
|
2207
Viper Energy
VNOM
$14.7B
| $675K | ﹤0.01% |
46,353
+1,153
| +3% | +$17.7K |
|
2208
Anika Therapeutics
ANIK
$287M
| $675K | ﹤0.01% |
16,543
| – | – |
|
2209
Omeros
OMER
$959M
| $675K | ﹤0.01% |
37,906
-5,938
| -14% | -$115K |
|
2210
Astrana Health
ASTH
$1.77B
| $674K | ﹤0.01% |
24,881
+9,300
| +60% | +$224K |
|
2211
Collegium Pharmaceutical
COLL
$956M
| $674K | ﹤0.01% |
28,424
-2,010
| -7% | -$47.7K |
|
|
MAGN
2212
Magnera Corp
MAGN
$460M
| $671K | ﹤0.01% |
+3,009
| New | +$670K |
|
2213
Arcturus Therapeutics
ARCT
$211M
| $670K | ﹤0.01% |
16,225
+1,625
| +11% | +$96.9K |
|
2214
Rackspace Technology
RXT
$1.24B
| $668K | ﹤0.01% |
28,100
+6,700
| +31% | +$144K |
|
2215
Haverty Furniture Companies
HVT
$454M
| $668K | ﹤0.01% |
17,953
| – | – |
|
2216
Enanta Pharmaceuticals
ENTA
$400M
| $668K | ﹤0.01% |
13,537
+6,907
| +104% | +$345K |
|
2217
Energy Recovery
ERII
$443M
| $667K | ﹤0.01% |
36,370
-8,561
| -19% | -$137K |
|
|
CKH
2218
DELISTED
Seacor Holdings Inc.
CKH
| $666K | ﹤0.01% |
16,338
+6,757
| +71% | +$283K |
|
|
MORF
2219
DELISTED
Morphic Holding, Inc. Common Stock
MORF
| $663K | ﹤0.01% |
+10,485
| New | +$481K |
|
|
RUBY
2220
DELISTED
Rubius Therapeutics, Inc
RUBY
| $660K | ﹤0.01% |
24,900
+12,900
| +108% | +$188K |
|
2221
American Public Education
APEI
$940M
| $659K | ﹤0.01% |
18,496
+6,436
| +53% | +$201K |
|
2222
1-800-Flowers.com
FLWS
$258M
| $657K | ﹤0.01% |
23,803
-1,538
| -6% | -$45.7K |
|
2223
Construction Partners
ROAD
$6.77B
| $654K | ﹤0.01% |
21,882
+7,700
| +54% | +$232K |
|
2224
Liberty Latin America Class A
LILA
$1.67B
| $654K | ﹤0.01% |
74,995
| – | – |
|
2225
RE/MAX Holdings
RMAX
$242M
| $649K | ﹤0.01% |
16,484
| – | – |
|
Similar funds
UBS AM's Q1 2021 Portfolio in Review
As of Q1 2021, UBS AM held 2,645 positions worth $226B, up 6% from $213B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Trading was light in Q1 2021: portfolio turnover was 4.9%. UBS AM opened 86 new positions and exited 44, leaving the 2,645-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS AM's largest Q1 2021 buy was Seagen Inc. Common Stock: 966,114 shares worth $134M.
- UBS AM added most to Infosys in Q1 2021, an estimated $767M increase.
- UBS AM's biggest Q1 2021 reduction was Alibaba, cutting an estimated $347M.
- UBS AM fully exited Lumen in Q1 2021, selling an estimated $45.5M.
- UBS AM's ten largest holdings make up 22% of its $226B portfolio in Q1 2021.
- UBS AM opened 86 new positions and closed 44 in Q1 2021.
- UBS AM's portfolio value rose 6% quarter-over-quarter to $226B.
Based on UBS AM's 13F filing for Q1 2021, filed 14 May 2021.