UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Shopify
SHOP
|
+$873M |
| 2 |
Apple
AAPL
|
+$739M |
| 3 |
Accenture
ACN
|
+$450M |
| 4 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$393M |
| 5 |
Salesforce
CRM
|
+$359M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$1.39B |
| 2 |
Infosys
INFY
|
+$641M |
| 3 |
Meta Platforms (Facebook)
META
|
+$621M |
| 4 |
JPMorgan Chase
JPM
|
+$483M |
| 5 |
Visa
V
|
+$477M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 28.05% |
| 2 | Healthcare | 12.84% |
| 3 | Consumer Discretionary | 11.61% |
| 4 | Financials | 11.34% |
| 5 | Communication Services | 8.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2176
Invesco Mortgage Capital
IVR
$805M
| $919K | ﹤0.01% |
33,065
+448
| +1% | +$13.9K |
|
2177
Clover Health Investments
CLOV
$2.51B
| $919K | ﹤0.01% |
246,976
+158,254
| +178% | +$971K |
|
|
BMTC
2178
DELISTED
Bryn Mawr Bank Corp
BMTC
| $916K | ﹤0.01% |
20,340
| – | – |
|
2179
Groupon
GRPN
$1.02B
| $913K | ﹤0.01% |
39,419
+10,827
| +38% | +$253K |
|
2180
Tompkins Financial
TMP
$1.42B
| $911K | ﹤0.01% |
10,899
| – | – |
|
2181
Mitek Systems
MITK
$834M
| $911K | ﹤0.01% |
51,307
| – | – |
|
2182
Ocugen
OCGN
$434M
| $910K | ﹤0.01% |
200,043
+13,888
| +7% | +$105K |
|
2183
Blink Charging
BLNK
$87.9M
| $909K | ﹤0.01% |
34,292
+2,301
| +7% | +$74.1K |
|
|
RUTH
2184
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
| $908K | ﹤0.01% |
45,647
| – | – |
|
2185
CVR Energy
CVI
$3.13B
| $904K | ﹤0.01% |
53,760
+15,204
| +39% | +$269K |
|
2186
Manitowoc
MTW
$675M
| $904K | ﹤0.01% |
48,612
| – | – |
|
|
DM
2187
DELISTED
Desktop Metal, Inc.
DM
| $899K | ﹤0.01% |
18,155
+4,973
| +38% | +$335K |
|
|
SGMO
2188
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
| $897K | ﹤0.01% |
119,650
+20,303
| +20% | +$176K |
|
2189
James River Group Holdings
JRVR
$217M
| $896K | ﹤0.01% |
31,087
+2,512
| +9% | +$77.9K |
|
2190
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
| – | – |
0
| – | – |
|
2191
Alphatec Holdings
ATEC
$1.44B
| $893K | ﹤0.01% |
78,165
+1,979
| +3% | +$23.4K |
|
2192
Sterling Infrastructure
STRL
$16.7B
| $892K | ﹤0.01% |
33,922
| – | – |
|
|
KAMN
2193
DELISTED
Kaman Corp
KAMN
| $888K | ﹤0.01% |
20,572
| – | – |
|
2194
Core & Main
CNM
$8.71B
| $883K | ﹤0.01% |
+29,119
| New | +$799K |
|
|
AAWW
2195
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
| $882K | ﹤0.01% |
9,367
+2,476
| +36% | +$213K |
|
2196
Interface
TILE
$2.22B
| $881K | ﹤0.01% |
55,253
| – | – |
|
2197
Ichor Holdings
ICHR
$2.56B
| $880K | ﹤0.01% |
19,117
-1,018
| -5% | -$45.1K |
|
2198
Perdoceo Education
PRDO
$2.12B
| $877K | ﹤0.01% |
74,589
+4,100
| +6% | +$44.7K |
|
2199
Xenon Pharmaceuticals
XENE
$6.12B
| $877K | ﹤0.01% |
+28,062
| New | +$839K |
|
2200
Acco Brands
ACCO
$407M
| $874K | ﹤0.01% |
105,780
+7,372
| +7% | +$63.5K |
|
Similar funds
UBS AM's Q4 2021 Portfolio in Review
As of Q4 2021, UBS AM held 2,965 positions worth $261B, up 8.3% from $241B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
UBS AM's Q4 2021 filing shows 219 new, 1,218 increased, 1,020 reduced and 126 closed positions. Its largest new stake was iShares Russell Mid-Cap Value ETF: 3,293,120 shares worth $403M. The largest sale was Microsoft, an estimated $1.39B.
By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- UBS AM's largest Q4 2021 buy was iShares Russell Mid-Cap Value ETF: 3,293,120 shares worth $403M.
- UBS AM added most to Shopify in Q4 2021, an estimated $873M increase.
- UBS AM's biggest Q4 2021 reduction was Microsoft, cutting an estimated $1.39B.
- UBS AM fully exited Baidu in Q4 2021, selling an estimated $360M.
- UBS AM's ten largest holdings make up 22% of its $261B portfolio in Q4 2021.
- UBS AM opened 219 new positions and closed 126 in Q4 2021.
- UBS AM's portfolio value rose 8.3% quarter-over-quarter to $261B.
Based on UBS AM's 13F filing for Q4 2021, filed 14 Feb 2022.