UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.79B |
| 2 |
Meta Platforms (Facebook)
META
|
+$412M |
| 3 |
TAL Education Group
TAL
|
+$200M |
| 4 |
PPD
PPD, Inc. Common Stock
PPD
|
+$184M |
| 5 |
Intuit
INTU
|
+$182M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.43B |
| 2 |
NetEase
NTES
|
+$245M |
| 3 |
Goldman Sachs
GS
|
+$161M |
| 4 |
PPLI
People Inc
PPLI
|
+$114M |
| 5 |
Baidu
BIDU
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.43% |
| 2 | Consumer Discretionary | 14.2% |
| 3 | Healthcare | 13.11% |
| 4 | Financials | 11.12% |
| 5 | Communication Services | 9.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2151
SiriusPoint
SPNT
$2.68B
| $440K | ﹤0.01% |
63,367
| – | – |
|
|
CNSL
2152
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
| $439K | ﹤0.01% |
77,113
+20,965
| +37% | +$145K |
|
2153
MGP Ingredients
MGPI
$375M
| $435K | ﹤0.01% |
10,943
-1,668
| -13% | -$62.2K |
|
|
KRA
2154
DELISTED
Kraton Corporation
KRA
| $433K | ﹤0.01% |
24,298
| – | – |
|
2155
UroGen Pharma
URGN
$2.29B
| $432K | ﹤0.01% |
22,400
+3,299
| +17% | +$74.7K |
|
2156
Alector
ALEC
$199M
| $429K | ﹤0.01% |
40,747
+600
| +1% | +$9.71K |
|
|
EBIX
2157
DELISTED
Ebix Inc
EBIX
| $427K | ﹤0.01% |
20,708
+432
| +2% | +$9.62K |
|
|
MNRL
2158
DELISTED
Brigham Minerals, Inc. Class A Common Stock
MNRL
| $425K | ﹤0.01% |
47,697
-6,033
| -11% | -$66.4K |
|
|
HONE
2159
DELISTED
HarborOne Bancorp
HONE
| $425K | ﹤0.01% |
52,672
| – | – |
|
2160
CEL-SCI Corp
CVM
$30.1M
| $425K | ﹤0.01% |
1,110
+6
| +0.5% | +$2.37K |
|
2161
Banc of California
BANC
$2.97B
| $422K | ﹤0.01% |
41,701
| – | – |
|
|
ATRS
2162
DELISTED
Antares Pharma, Inc.
ATRS
| $422K | ﹤0.01% |
156,152
| – | – |
|
2163
Liberty Latin America Class A
LILA
$1.67B
| $420K | ﹤0.01% |
74,995
+9,868
| +15% | +$60.1K |
|
2164
Viking Therapeutics
VKTX
$4B
| $420K | ﹤0.01% |
72,140
| – | – |
|
2165
Telecom Argentina
TEO
$5.96B
| $420K | ﹤0.01% |
64,185
-48,600
| -43% | -$393K |
|
2166
V2X
VVX
$2.65B
| $418K | ﹤0.01% |
11,000
-5,000
| -31% | -$217K |
|
|
WIFI
2167
DELISTED
Boingo Wireless, Inc.
WIFI
| $417K | ﹤0.01% |
40,859
+4,589
| +13% | +$59.5K |
|
2168
KRONOS Worldwide
KRO
$989M
| $416K | ﹤0.01% |
32,347
+14,978
| +86% | +$179K |
|
2169
Tucows
TCX
$175M
| $416K | ﹤0.01% |
6,034
-4,439
| -42% | -$287K |
|
2170
United Fire Group
UFCS
$1.4B
| $413K | ﹤0.01% |
20,328
+9,862
| +94% | +$247K |
|
2171
Helix Energy Solutions
HLX
$1.41B
| $412K | ﹤0.01% |
170,763
+26,940
| +19% | +$98.3K |
|
|
FBM
2172
DELISTED
Foundation Building Materials, Inc. Common Stock
FBM
| $411K | ﹤0.01% |
26,171
-3,309
| -11% | -$50.6K |
|
2173
Oceaneering
OII
$4.77B
| $410K | ﹤0.01% |
116,614
-6,240
| -5% | -$32.9K |
|
2174
Talos Energy
TALO
$2.4B
| $410K | ﹤0.01% |
63,598
-10,961
| -15% | -$80.4K |
|
|
RC
2175
Ready Capital
RC
$308M
| $410K | ﹤0.01% |
36,614
+966
| +3% | +$9.2K |
|
Similar funds
UBS AM's Q3 2020 Portfolio in Review
As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
- UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
- UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
- UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
- UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
- UBS AM opened 79 new positions and closed 56 in Q3 2020.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.
Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.