UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$235M |
| 2 |
Microsoft
MSFT
|
+$176M |
| 3 |
Cognizant
CTSH
|
+$150M |
| 4 |
Chubb
CB
|
+$107M |
| 5 |
Under Armour
UAA
|
+$100M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Thermo Fisher Scientific
TMO
|
+$221M |
| 2 |
Workday
WDAY
|
+$133M |
| 3 |
Pfizer
PFE
|
+$122M |
| 4 |
Apple
AAPL
|
+$122M |
| 5 |
Nike
NKE
|
+$116M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.48% |
| 2 | Technology | 14.7% |
| 3 | Financials | 13.4% |
| 4 | Consumer Discretionary | 10.5% |
| 5 | Communication Services | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FFIC
2151
DELISTED
Flushing Financial
FFIC
| $302K | ﹤0.01% |
13,990
-1,100
| -7% | -$22.9K |
|
2152
Materion
MTRN
$5.8B
| $302K | ﹤0.01% |
11,399
-700
| -6% | -$17.4K |
|
2153
OneSpan
OSPN
$598M
| $302K | ﹤0.01% |
19,614
-1,500
| -7% | -$22.3K |
|
2154
US Physical Therapy
USPH
$1.16B
| $302K | ﹤0.01% |
6,077
+478
| +9% | +$23.8K |
|
|
SWIR
2155
DELISTED
Sierra Wireless
SWIR
| $302K | ﹤0.01% |
20,698
-500
| -2% | -$6.73K |
|
2156
Lakeland Financial Corp
LKFN
$1.55B
| $301K | ﹤0.01% |
9,870
| – | – |
|
2157
Schwab International Equity ETF
SCHF
$68B
| $301K | ﹤0.01% |
+22,216
| New | +$288K |
|
|
RATE
2158
DELISTED
Bankrate Inc
RATE
| $301K | ﹤0.01% |
32,798
-13,600
| -29% | -$142K |
|
2159
Movado Group
MOV
$840M
| $300K | ﹤0.01% |
10,902
-1,100
| -9% | -$29.5K |
|
2160
OraSure Technologies
OSUR
$275M
| $299K | ﹤0.01% |
41,396
-16,400
| -28% | -$104K |
|
2161
Sonic Automotive
SAH
$2.68B
| $299K | ﹤0.01% |
16,199
-12,500
| -44% | -$229K |
|
|
XXIA
2162
DELISTED
Ixia
XXIA
| $299K | ﹤0.01% |
23,998
-2,400
| -9% | -$25.4K |
|
2163
Arrow Financial
AROW
$661M
| $298K | ﹤0.01% |
14,216
-760
| -5% | -$15.9K |
|
2164
Cass Information Systems
CASS
$744M
| $298K | ﹤0.01% |
7,524
| – | – |
|
|
ECHO
2165
DELISTED
Echo Global Logistics, Inc.
ECHO
| $296K | ﹤0.01% |
10,899
-600
| -5% | -$14.3K |
|
2166
Customers Bancorp
CUBI
$2.77B
| $295K | ﹤0.01% |
12,500
-1,500
| -11% | -$35.8K |
|
2167
Insmed
INSM
$28.9B
| $295K | ﹤0.01% |
23,300
-14,100
| -38% | -$185K |
|
|
SHOR
2168
DELISTED
ShoreTel, Inc.
SHOR
| $295K | ﹤0.01% |
39,600
-17,600
| -31% | -$134K |
|
|
RT
2169
DELISTED
Ruby Tuesday Georgia
RT
| $293K | ﹤0.01% |
54,397
-1,800
| -3% | -$9.42K |
|
|
EPIQ
2170
DELISTED
EPIQ SYSTEMS INC
EPIQ
| $293K | ﹤0.01% |
19,498
-1,300
| -6% | -$16.7K |
|
2171
Quanex
NX
$959M
| $292K | ﹤0.01% |
16,798
-1,600
| -9% | -$28.2K |
|
|
TERP
2172
DELISTED
TerraForm Power, Inc
TERP
| $292K | ﹤0.01% |
33,754
-1,000
| -3% | -$9.31K |
|
|
SPNC
2173
DELISTED
Spectranetics Corp
SPNC
| $290K | ﹤0.01% |
19,999
-1,200
| -6% | -$16.6K |
|
2174
Heron Therapeutics
HRTX
$94.5M
| $289K | ﹤0.01% |
15,200
| – | – |
|
2175
Matrix Service
MTRX
$330M
| $289K | ﹤0.01% |
16,300
-6,100
| -27% | -$110K |
|
Similar funds
UBS AM's Q1 2016 Portfolio in Review
As of Q1 2016, UBS AM held 2,740 positions worth $86.2B, down 1.7% from $87.7B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q1 2016 filing shows 51 new, 583 increased, 1,774 reduced and 113 closed positions. Its largest new stake was NXP Semiconductors: 1,291,575 shares worth $105M. The largest sale was Thermo Fisher Scientific, an estimated $221M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 17% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q1 2016 buy was NXP Semiconductors: 1,291,575 shares worth $105M.
- UBS AM added most to Alibaba in Q1 2016, an estimated $235M increase.
- UBS AM's biggest Q1 2016 reduction was Thermo Fisher Scientific, cutting an estimated $221M.
- UBS AM fully exited CHUBB CORPORATION in Q1 2016, selling an estimated $97.5M.
- UBS AM's ten largest holdings make up 15% of its $86.2B portfolio in Q1 2016.
- UBS AM opened 51 new positions and closed 113 in Q1 2016.
- UBS AM's portfolio value fell 1.7% quarter-over-quarter to $86.2B.
Based on UBS AM's 13F filing for Q1 2016, filed 12 May 2016.