UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$767M |
| 2 |
Amazon
AMZN
|
+$288M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$287M |
| 4 |
NVIDIA
NVDA
|
+$259M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$249M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$347M |
| 2 |
TWTR
Twitter, Inc.
TWTR
|
+$316M |
| 3 |
Citigroup
C
|
+$269M |
| 4 |
Charter Communications
CHTR
|
+$229M |
| 5 |
NetEase
NTES
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.35% |
| 2 | Consumer Discretionary | 13.14% |
| 3 | Financials | 12.19% |
| 4 | Healthcare | 12.04% |
| 5 | Communication Services | 9.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2126
Griffon
GFF
$4.86B
| $799K | ﹤0.01% |
29,393
| – | – |
|
2127
SunCoke Energy
SXC
$797M
| $795K | ﹤0.01% |
113,424
-22,340
| -16% | -$138K |
|
|
SVM
2128
Silvercorp Metals
SVM
$2.53B
| $795K | ﹤0.01% |
161,431
+13,100
| +9% | +$76.8K |
|
2129
Wipro
WIT
$20B
| $794K | ﹤0.01% |
250,442
| – | – |
|
2130
Sotera Health
SHC
$5.38B
| $794K | ﹤0.01% |
+31,803
| New | +$841K |
|
2131
Hyster-Yale Materials Handling
HY
$665M
| $784K | ﹤0.01% |
9,004
-530
| -6% | -$46.4K |
|
|
XRN
2132
Chiron Real Estate Inc
XRN
$477M
| $784K | ﹤0.01% |
11,960
| – | – |
|
|
LL
2133
DELISTED
LL Flooring Holdings, Inc.
LL
| $779K | ﹤0.01% |
30,998
+9,832
| +46% | +$272K |
|
|
KBAL
2134
DELISTED
Kimball International
KBAL
| $778K | ﹤0.01% |
55,575
| – | – |
|
|
MCHB
2135
Mechanics Bancorp
MCHB
$3.68B
| $777K | ﹤0.01% |
17,633
+141
| +0.8% | +$5.87K |
|
|
CMO
2136
DELISTED
Capstead Mortgage Corp.
CMO
| $776K | ﹤0.01% |
124,597
| – | – |
|
|
ECHO
2137
DELISTED
Echo Global Logistics, Inc.
ECHO
| $774K | ﹤0.01% |
24,643
+1,058
| +4% | +$30.8K |
|
2138
Weis Markets
WMK
$1.86B
| $774K | ﹤0.01% |
13,689
-1,865
| -12% | -$100K |
|
2139
HCI Group
HCI
$2.41B
| $772K | ﹤0.01% |
10,053
+3,396
| +51% | +$214K |
|
2140
Scholar Rock
SRRK
$6.44B
| $772K | ﹤0.01% |
15,233
-1,297
| -8% | -$71.8K |
|
2141
OneSpan
OSPN
$618M
| $771K | ﹤0.01% |
31,478
-2,956
| -9% | -$72.5K |
|
|
NEX
2142
DELISTED
NexTier Oilfield Solutions Inc.
NEX
| $771K | ﹤0.01% |
207,161
+17,200
| +9% | +$69.5K |
|
|
ESPR
2143
DELISTED
Esperion Therapeutics
ESPR
| $764K | ﹤0.01% |
27,236
+4,235
| +18% | +$125K |
|
2144
Zentalis Pharmaceuticals
ZNTL
$302M
| $764K | ﹤0.01% |
17,600
+6,100
| +53% | +$263K |
|
2145
Option Care Health
OPCH
$3.56B
| $763K | ﹤0.01% |
43,038
+6,813
| +19% | +$128K |
|
2146
Manitowoc
MTW
$675M
| $763K | ﹤0.01% |
36,985
| – | – |
|
|
VSTO
2147
DELISTED
Vista Outdoor Inc.
VSTO
| $761K | ﹤0.01% |
23,720
| – | – |
|
2148
Ingles Markets
IMKTA
$1.67B
| $760K | ﹤0.01% |
12,668
+1,086
| +9% | +$56.8K |
|
|
TRST
2149
Trustco Bank Corp NY
TRST
$938M
| $760K | ﹤0.01% |
20,613
+487
| +2% | +$17.2K |
|
2150
Universal Electronics
UEIC
$61.3M
| $758K | ﹤0.01% |
13,784
| – | – |
|
Similar funds
UBS AM's Q1 2021 Portfolio in Review
As of Q1 2021, UBS AM held 2,645 positions worth $226B, up 6% from $213B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Trading was light in Q1 2021: portfolio turnover was 4.9%. UBS AM opened 86 new positions and exited 44, leaving the 2,645-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS AM's largest Q1 2021 buy was Seagen Inc. Common Stock: 966,114 shares worth $134M.
- UBS AM added most to Infosys in Q1 2021, an estimated $767M increase.
- UBS AM's biggest Q1 2021 reduction was Alibaba, cutting an estimated $347M.
- UBS AM fully exited Lumen in Q1 2021, selling an estimated $45.5M.
- UBS AM's ten largest holdings make up 22% of its $226B portfolio in Q1 2021.
- UBS AM opened 86 new positions and closed 44 in Q1 2021.
- UBS AM's portfolio value rose 6% quarter-over-quarter to $226B.
Based on UBS AM's 13F filing for Q1 2021, filed 14 May 2021.