UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.79B |
| 2 |
Meta Platforms (Facebook)
META
|
+$412M |
| 3 |
TAL Education Group
TAL
|
+$200M |
| 4 |
PPD
PPD, Inc. Common Stock
PPD
|
+$184M |
| 5 |
Intuit
INTU
|
+$182M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.43B |
| 2 |
NetEase
NTES
|
+$245M |
| 3 |
Goldman Sachs
GS
|
+$161M |
| 4 |
PPLI
People Inc
PPLI
|
+$114M |
| 5 |
Baidu
BIDU
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.43% |
| 2 | Consumer Discretionary | 14.2% |
| 3 | Healthcare | 13.11% |
| 4 | Financials | 11.12% |
| 5 | Communication Services | 9.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2126
Chefs' Warehouse
CHEF
$4.5B
| $474K | ﹤0.01% |
32,566
+574
| +2% | +$8.17K |
|
|
PFC
2127
DELISTED
Premier Financial Corp. Common Stock
PFC
| $473K | ﹤0.01% |
30,379
| – | – |
|
2128
SunCoke Energy
SXC
$797M
| $473K | ﹤0.01% |
138,337
+29,987
| +28% | +$97.8K |
|
|
EIDX
2129
DELISTED
Eidos Therapeutics, Inc. Common Stock
EIDX
| $473K | ﹤0.01% |
9,357
+5,157
| +123% | +$232K |
|
2130
NexGen Energy
NXE
$6.99B
| $472K | ﹤0.01% |
272,940
-54,100
| -17% | -$91.8K |
|
|
TVTY
2131
DELISTED
Tivity Health, Inc. Common Stock
TVTY
| $471K | ﹤0.01% |
33,606
-16,502
| -33% | -$238K |
|
2132
Enova International
ENVA
$6.29B
| $470K | ﹤0.01% |
28,665
+49
| +0.2% | +$786 |
|
|
TGI
2133
DELISTED
Triumph Group
TGI
| $469K | ﹤0.01% |
71,980
-1,176
| -2% | -$8.73K |
|
2134
Brown-Forman Class A
BF.A
$13.3B
| $468K | ﹤0.01% |
6,814
| – | – |
|
2135
America's Car Mart
CRMT
$26.9M
| $468K | ﹤0.01% |
5,512
| – | – |
|
2136
MYR Group
MYRG
$5.25B
| $467K | ﹤0.01% |
12,549
+2,295
| +22% | +$81.4K |
|
2137
Vanda Pharmaceuticals
VNDA
$302M
| $462K | ﹤0.01% |
47,850
| – | – |
|
2138
Star Group
SGU
$423M
| $461K | ﹤0.01% |
47,330
+12,400
| +35% | +$115K |
|
2139
Krystal Biotech
KRYS
$9.66B
| $459K | ﹤0.01% |
10,667
+5,267
| +98% | +$229K |
|
|
CLVS
2140
DELISTED
Clovis Oncology, Inc.
CLVS
| $455K | ﹤0.01% |
78,012
-1,743
| -2% | -$10.4K |
|
|
RDUS
2141
DELISTED
Radius Health, Inc.
RDUS
| $454K | ﹤0.01% |
40,018
-9,378
| -19% | -$116K |
|
|
MRC
2142
DELISTED
MRC Global
MRC
| $454K | ﹤0.01% |
106,002
-12,876
| -11% | -$74K |
|
2143
First Financial Corp
THFF
$969M
| $451K | ﹤0.01% |
14,365
-1,129
| -7% | -$38.1K |
|
|
NP
2144
DELISTED
Neenah, Inc. Common Stock
NP
| $449K | ﹤0.01% |
11,974
-7,485
| -38% | -$336K |
|
2145
Relmada Therapeutics
RLMD
$527M
| $448K | ﹤0.01% |
11,900
+6,400
| +116% | +$247K |
|
2146
A10 Networks
ATEN
$1.95B
| $447K | ﹤0.01% |
70,213
+4,455
| +7% | +$34.2K |
|
2147
Atlanta Braves Holdings Series B
BATRK
$3.21B
| $446K | ﹤0.01% |
21,241
| – | – |
|
2148
Amneal Pharmaceuticals
AMRX
$5.79B
| $444K | ﹤0.01% |
114,514
| – | – |
|
2149
Univest Financial
UVSP
$1.18B
| $444K | ﹤0.01% |
30,874
| – | – |
|
2150
Omeros
OMER
$959M
| $443K | ﹤0.01% |
43,844
+1,887
| +4% | +$24.3K |
|
Similar funds
UBS AM's Q3 2020 Portfolio in Review
As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
- UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
- UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
- UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
- UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
- UBS AM opened 79 new positions and closed 56 in Q3 2020.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.
Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.