UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$495M |
| 2 |
Microsoft
MSFT
|
+$480M |
| 3 |
Global Payments
GPN
|
+$400M |
| 4 |
Mastercard
MA
|
+$274M |
| 5 |
Comcast
CMCSA
|
+$254M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSS
Total System Services, Inc.
TSS
|
+$225M |
| 2 |
WP
Worldpay, Inc.
WP
|
+$190M |
| 3 |
Apple
AAPL
|
+$167M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$166M |
| 5 |
APC
Anadarko Petroleum
APC
|
+$108M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.13% |
| 4 | Consumer Discretionary | 12.1% |
| 5 | Communication Services | 8.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2126
Kforce
KFRC
$1.06B
| $646K | ﹤0.01% |
17,077
+10,104
| +145% | +$348K |
|
2127
Kelly Services Class A
KELYA
$528M
| $643K | ﹤0.01% |
26,565
+9,038
| +52% | +$235K |
|
|
GLDD
2128
DELISTED
Great Lakes Dredge & Dock
GLDD
| $641K | ﹤0.01% |
61,320
+11,396
| +23% | +$120K |
|
2129
Hamilton Lane
HLNE
$5.57B
| $641K | ﹤0.01% |
+11,247
| New | +$661K |
|
2130
Columbia Financial
CLBK
$1.13B
| $640K | ﹤0.01% |
40,522
+11,122
| +38% | +$171K |
|
|
BAND
2131
Bandwidth Inc
BAND
$1.61B
| $640K | ﹤0.01% |
9,822
+3,539
| +56% | +$276K |
|
|
MCHB
2132
Mechanics Bancorp
MCHB
$3.68B
| $635K | ﹤0.01% |
23,246
+3,722
| +19% | +$103K |
|
2133
Center Bancorp
CNOB
$1.78B
| $635K | ﹤0.01% |
28,597
+4,771
| +20% | +$104K |
|
|
TRST
2134
Trustco Bank Corp NY
TRST
$938M
| $635K | ﹤0.01% |
15,578
+2,835
| +22% | +$113K |
|
|
FARO
2135
DELISTED
Faro Technologies
FARO
| $634K | ﹤0.01% |
13,121
+5,021
| +62% | +$253K |
|
|
EPZM
2136
DELISTED
Epizyme, Inc
EPZM
| $634K | ﹤0.01% |
61,453
+16,518
| +37% | +$208K |
|
2137
GoPro
GPRO
$126M
| $634K | ﹤0.01% |
122,226
+8,818
| +8% | +$41.4K |
|
|
CNR
2138
DELISTED
Cornerstone Building Brands, Inc.
CNR
| $633K | ﹤0.01% |
104,635
+23,760
| +29% | +$130K |
|
2139
Gorman-Rupp
GRC
$2.21B
| $632K | ﹤0.01% |
18,179
+8,199
| +82% | +$260K |
|
|
EVOP
2140
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
| $632K | ﹤0.01% |
+22,461
| New | +$659K |
|
2141
Ennis
EBF
$564M
| $629K | ﹤0.01% |
31,127
+2,175
| +8% | +$44K |
|
2142
Customers Bancorp
CUBI
$2.77B
| $629K | ﹤0.01% |
30,309
+5,363
| +21% | +$106K |
|
2143
Columbus McKinnon
CMCO
$584M
| $626K | ﹤0.01% |
17,188
+9,528
| +124% | +$354K |
|
2144
Cohu
COHU
$2.5B
| $625K | ﹤0.01% |
46,273
+22,542
| +95% | +$313K |
|
2145
Andersons Inc
ANDE
$2.22B
| $623K | ﹤0.01% |
27,791
+7,778
| +39% | +$197K |
|
2146
Patrick Industries
PATK
$2.85B
| $621K | ﹤0.01% |
21,723
+9,775
| +82% | +$271K |
|
|
WIRE
2147
DELISTED
Encore Wire Corp
WIRE
| $620K | ﹤0.01% |
11,010
+2,309
| +27% | +$128K |
|
2148
Onto Innovation
ONTO
$15.3B
| $619K | ﹤0.01% |
18,965
+7,466
| +65% | +$233K |
|
2149
Regis Corp
RGS
$70.3M
| $618K | ﹤0.01% |
1,529
+623
| +69% | +$224K |
|
2150
Banc of California
BANC
$2.97B
| $611K | ﹤0.01% |
43,195
+3,256
| +8% | +$47K |
|
Similar funds
UBS AM's Q3 2019 Portfolio in Review
As of Q3 2019, UBS AM held 2,935 positions worth $148B, up 5.8% from $140B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM deployed $6.46B of net new capital in Q3 2019, opening 79 new positions and adding to 1,853 existing holdings. Its largest new stake was 10x Genomics: 184,683 shares worth $9.31M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Apple, an estimated $167M trimmed.
- UBS AM's largest Q3 2019 buy was 10x Genomics: 184,683 shares worth $9.31M.
- UBS AM added most to Alibaba in Q3 2019, an estimated $495M increase.
- UBS AM's biggest Q3 2019 reduction was Apple, cutting an estimated $167M.
- UBS AM fully exited Total System Services, Inc. in Q3 2019, selling an estimated $225M.
- UBS AM's ten largest holdings make up 19% of its $148B portfolio in Q3 2019.
- UBS AM opened 79 new positions and closed 50 in Q3 2019.
- UBS AM's portfolio value rose 5.8% quarter-over-quarter to $148B.
Based on UBS AM's 13F filing for Q3 2019, filed 14 Nov 2019.