UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$365M |
| 2 |
Trane Technologies
TT
|
+$207M |
| 3 |
TC Energy
TRP
|
+$163M |
| 4 |
Merck
MRK
|
+$158M |
| 5 |
Walt Disney
DIS
|
+$158M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$210M |
| 2 |
Alphabet (Google) Class A
GOOGL
|
+$196M |
| 3 |
Johnson & Johnson
JNJ
|
+$190M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$180M |
| 5 |
Meta Platforms (Facebook)
META
|
+$169M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.31% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.31% |
| 4 | Consumer Discretionary | 12.06% |
| 5 | Communication Services | 8.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RTL
2126
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
| $559K | ﹤0.01% |
51,282
+34,682
| +209% | +$362K |
|
2127
Banc of California
BANC
$3.07B
| $558K | ﹤0.01% |
39,939
+12,538
| +46% | +$177K |
|
2128
Brown-Forman Class A
BF.A
$13.2B
| $557K | ﹤0.01% |
10,126
+3,760
| +59% | +$197K |
|
2129
E.W. Scripps
SSP
$263M
| $555K | ﹤0.01% |
36,308
+1,296
| +4% | +$24.2K |
|
|
ECHO
2130
DELISTED
Echo Global Logistics, Inc.
ECHO
| $554K | ﹤0.01% |
26,539
+3,426
| +15% | +$76K |
|
2131
Extreme Networks
EXTR
$3.43B
| $553K | ﹤0.01% |
85,543
-9,843
| -10% | -$65K |
|
|
GLDD
2132
DELISTED
Great Lakes Dredge & Dock
GLDD
| $551K | ﹤0.01% |
49,924
+5,759
| +13% | +$59.5K |
|
|
HNGR
2133
DELISTED
Hanger Inc.
HNGR
| $551K | ﹤0.01% |
+28,762
| New | +$557K |
|
|
APTS
2134
DELISTED
Preferred Apartment Communities, Inc.
APTS
| $550K | ﹤0.01% |
36,787
+14,724
| +67% | +$229K |
|
2135
Koppers
KOP
$981M
| $547K | ﹤0.01% |
18,619
| – | – |
|
2136
Andersons Inc
ANDE
$2.38B
| $545K | ﹤0.01% |
20,013
+517
| +3% | +$15.4K |
|
2137
Viking Therapeutics
VKTX
$3.91B
| $545K | ﹤0.01% |
65,613
+18,354
| +39% | +$157K |
|
2138
Wipro
WIT
$19.8B
| $543K | ﹤0.01% |
251,024
+93,200
| +59% | +$205K |
|
|
HTBK
2139
DELISTED
Heritage Commerce
HTBK
| $543K | ﹤0.01% |
44,292
+6,147
| +16% | +$75.6K |
|
|
DRNA
2140
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
| $542K | ﹤0.01% |
34,389
+18,287
| +114% | +$249K |
|
2141
Center Bancorp
CNOB
$1.68B
| $540K | ﹤0.01% |
23,826
-2,850
| -11% | -$61.4K |
|
2142
Triumph Financial Inc
TFIN
$1.87B
| $540K | ﹤0.01% |
18,576
+9,041
| +95% | +$270K |
|
2143
CNA Financial
CNA
$14.2B
| $538K | ﹤0.01% |
11,438
| – | – |
|
2144
Appian
APPN
$2.2B
| $537K | ﹤0.01% |
+14,874
| New | +$509K |
|
2145
Lindsay Corp
LNN
$1.17B
| $536K | ﹤0.01% |
6,525
+855
| +15% | +$71.6K |
|
2146
iShares Russell 2000 Value ETF
IWN
$14.6B
| $531K | ﹤0.01% |
4,406
+166
| +4% | +$20.1K |
|
2147
WisdomTree
WT
$3.37B
| $531K | ﹤0.01% |
86,041
+11,481
| +15% | +$77.9K |
|
2148
Standard BioTools
LAB
$307M
| $529K | ﹤0.01% |
+42,927
| New | +$547K |
|
2149
Alaunos Therapeutics
TCRT
$4.93M
| $526K | ﹤0.01% |
602
-79
| -12% | -$54.3K |
|
|
LTRPA
2150
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
| $526K | ﹤0.01% |
42,406
+1,214
| +3% | +$15.9K |
|
Similar funds
UBS AM's Q2 2019 Portfolio in Review
As of Q2 2019, UBS AM held 2,924 positions worth $140B, up 4% from $135B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
UBS AM's Q2 2019 filing shows 135 new, 1,612 increased, 794 reduced and 70 closed positions. Its largest new stake was Dow Inc: 2,393,505 shares worth $118M. The largest sale was Microsoft, an estimated $210M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q2 2019 buy was Dow Inc: 2,393,505 shares worth $118M.
- UBS AM added most to Alibaba in Q2 2019, an estimated $365M increase.
- UBS AM's biggest Q2 2019 reduction was Microsoft, cutting an estimated $210M.
- UBS AM fully exited Ultimate Software Group Inc in Q2 2019, selling an estimated $18.2M.
- UBS AM's ten largest holdings make up 18% of its $140B portfolio in Q2 2019.
- UBS AM opened 135 new positions and closed 70 in Q2 2019.
- UBS AM's portfolio value rose 4% quarter-over-quarter to $140B.
Based on UBS AM's 13F filing for Q2 2019, filed 15 Aug 2019.