UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Procter & Gamble
PG
|
+$257M |
| 2 |
Microsoft
MSFT
|
+$214M |
| 3 |
Meta Platforms (Facebook)
META
|
+$212M |
| 4 |
Palo Alto Networks
PANW
|
+$180M |
| 5 |
Alibaba
BABA
|
+$165M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PepsiCo
PEP
|
+$224M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$212M |
| 3 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$156M |
| 4 |
Eli Lilly
LLY
|
+$123M |
| 5 |
Fortinet
FTNT
|
+$120M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.21% |
| 2 | Healthcare | 13.78% |
| 3 | Financials | 13.47% |
| 4 | Consumer Discretionary | 12.16% |
| 5 | Communication Services | 8.85% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DF
2126
DELISTED
Dean Foods Company
DF
| $441K | ﹤0.01% |
145,617
+18,357
| +14% | +$73.9K |
|
|
ANH
2127
DELISTED
Anworth Mortgage Asset Corporation
ANH
| $441K | ﹤0.01% |
109,154
+3,313
| +3% | +$14.3K |
|
|
ACR
2128
ACRES Commercial Realty
ACR
$108M
| $440K | ﹤0.01% |
13,790
+400
| +3% | +$12.7K |
|
2129
OFG Bancorp
OFG
$2.21B
| $433K | ﹤0.01% |
21,883
+2,634
| +14% | +$51K |
|
2130
Atkore
ATKR
$3.16B
| $433K | ﹤0.01% |
20,100
| – | – |
|
2131
iShares MSCI Brazil ETF
EWZ
$8.95B
| $432K | ﹤0.01% |
10,537
| – | – |
|
2132
GoPro
GPRO
$126M
| $432K | ﹤0.01% |
66,421
+1,978
| +3% | +$11.1K |
|
2133
NVE Corp
NVEC
$609M
| $429K | ﹤0.01% |
4,381
+68
| +2% | +$6.57K |
|
|
BGG
2134
DELISTED
Briggs & Stratton Corp.
BGG
| $428K | ﹤0.01% |
36,209
+13,561
| +60% | +$176K |
|
|
RDUS
2135
DELISTED
Radius Health, Inc.
RDUS
| $427K | ﹤0.01% |
21,400
+1,900
| +10% | +$34.7K |
|
2136
Park Aerospace
PKE
$819M
| $425K | ﹤0.01% |
+27,052
| New | +$509K |
|
|
CHS
2137
DELISTED
Chicos FAS, Inc.
CHS
| $424K | ﹤0.01% |
99,409
-4,587
| -4% | -$25.4K |
|
|
CARO
2138
DELISTED
Carolina Financial Corp.
CARO
| $424K | ﹤0.01% |
12,269
+200
| +2% | +$6.94K |
|
|
TRST
2139
Trustco Bank Corp NY
TRST
$938M
| $424K | ﹤0.01% |
10,925
+5,346
| +96% | +$212K |
|
|
NVO
2140
Novo Nordisk
NVO
$209B
| $422K | ﹤0.01% |
16,128
-3,622
| -18% | -$89K |
|
2141
Axogen
AXGN
$2.5B
| $419K | ﹤0.01% |
+19,916
| New | +$364K |
|
2142
ADT
ADT
$5.58B
| $419K | ﹤0.01% |
65,562
+20,425
| +45% | +$147K |
|
2143
1-800-Flowers.com
FLWS
$258M
| $418K | ﹤0.01% |
22,941
+4,999
| +28% | +$80.5K |
|
2144
Buckle
BKE
$2.37B
| $418K | ﹤0.01% |
22,308
+4,409
| +25% | +$80.6K |
|
|
COOP
2145
DELISTED
Mr. Cooper
COOP
| $417K | ﹤0.01% |
43,528
+1,907
| +5% | +$25.6K |
|
2146
Standard Motor Products
SMP
$911M
| $416K | ﹤0.01% |
8,470
| – | – |
|
2147
Gates Industrial Corporation Ltd.
GTES
$7.15B
| $414K | ﹤0.01% |
28,900
| – | – |
|
|
AUD
2148
DELISTED
Audacy, Inc.
AUD
| $414K | ﹤0.01% |
78,873
+21,078
| +36% | +$139K |
|
2149
Green Plains
GPRE
$1.03B
| $413K | ﹤0.01% |
24,732
+4,233
| +21% | +$63.5K |
|
2150
Tenaris
TS
$26.8B
| $412K | ﹤0.01% |
14,589
| – | – |
|
Similar funds
UBS AM's Q1 2019 Portfolio in Review
As of Q1 2019, UBS AM held 2,870 positions worth $135B, up 16% from $116B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM's Q1 2019 filing shows 103 new, 1,731 increased, 679 reduced and 79 closed positions. Its largest new stake was Fox Class A: 1,047,931 shares worth $38.5M. The largest sale was PepsiCo, an estimated $224M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.
- UBS AM's largest Q1 2019 buy was Fox Class A: 1,047,931 shares worth $38.5M.
- UBS AM added most to Procter & Gamble in Q1 2019, an estimated $257M increase.
- UBS AM's biggest Q1 2019 reduction was PepsiCo, cutting an estimated $224M.
- UBS AM fully exited Twenty-First Century Fox, Inc. Class A in Q1 2019, selling an estimated $156M.
- UBS AM's ten largest holdings make up 19% of its $135B portfolio in Q1 2019.
- UBS AM opened 103 new positions and closed 79 in Q1 2019.
- UBS AM's portfolio value rose 16% quarter-over-quarter to $135B.
Based on UBS AM's 13F filing for Q1 2019, filed 14 May 2019.