UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$361M |
| 2 |
Microsoft
MSFT
|
+$311M |
| 3 |
TAL Education Group
TAL
|
+$292M |
| 4 |
Salesforce
CRM
|
+$248M |
| 5 |
Apple
AAPL
|
+$234M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Broadcom
AVGO
|
+$530M |
| 2 |
Meta Platforms (Facebook)
META
|
+$215M |
| 3 |
Eli Lilly
LLY
|
+$150M |
| 4 |
AET
Aetna Inc
AET
|
+$110M |
| 5 |
LyondellBasell Industries
LYB
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.95% |
| 2 | Financials | 15.78% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 11.64% |
| 5 | Communication Services | 8.96% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2126
Triumph Financial Inc
TFIN
$1.82B
| $330K | ﹤0.01% |
+8,000
| New | +$313K |
|
|
VIVO
2127
DELISTED
Meridian Bioscience Inc
VIVO
| $330K | ﹤0.01% |
23,210
| – | – |
|
2128
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
| $329K | ﹤0.01% |
5,881
-5,653
| -49% | -$329K |
|
2129
VanEck Short Muni ETF
SMB
$312M
| $329K | ﹤0.01% |
19,085
-2,502
| -12% | -$43.2K |
|
2130
Stoneridge
SRI
$213M
| $328K | ﹤0.01% |
11,900
+2,200
| +23% | +$53.7K |
|
2131
Alarm.com
ALRM
$2.85B
| $328K | ﹤0.01% |
+8,700
| New | +$328K |
|
2132
Vanguard Dividend Appreciation ETF
VIG
$114B
| $327K | ﹤0.01% |
3,236
| – | – |
|
|
UCTT
2133
Ultra Clean Holdings
UCTT
$3.95B
| $323K | ﹤0.01% |
+16,800
| New | +$354K |
|
2134
Omeros
OMER
$959M
| $322K | ﹤0.01% |
28,800
+4,406
| +18% | +$61.9K |
|
|
DX
2135
Dynex Capital
DX
$3.21B
| $319K | ﹤0.01% |
16,063
| – | – |
|
|
LL
2136
DELISTED
LL Flooring Holdings, Inc.
LL
| $318K | ﹤0.01% |
13,299
| – | – |
|
2137
Heritage Insurance Holdings
HRTG
$991M
| $317K | ﹤0.01% |
20,900
| – | – |
|
|
SCS
2138
DELISTED
Steelcase
SCS
| $315K | ﹤0.01% |
23,197
| – | – |
|
2139
State Street SPDR S&P Bank ETF
KBE
$1.66B
| $315K | ﹤0.01% |
+6,583
| New | +$327K |
|
|
ELGX
2140
DELISTED
Endologix Inc
ELGX
| $315K | ﹤0.01% |
7,450
+3,960
| +113% | +$170K |
|
|
MAG
2141
DELISTED
MAG Silver
MAG
| $315K | ﹤0.01% |
32,159
+7,000
| +28% | +$76.2K |
|
2142
Ambev
ABEV
$46.4B
| $315K | ﹤0.01% |
43,287
| – | – |
|
2143
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$724M
| $314K | ﹤0.01% |
6,241
+5,934
| +1,933% | +$296K |
|
2144
Iridium Communications
IRDM
$5.29B
| $314K | ﹤0.01% |
27,918
| – | – |
|
2145
Snap
SNAP
$9.01B
| $314K | ﹤0.01% |
19,769
| – | – |
|
2146
Warrior Met Coal
HCC
$4.86B
| $312K | ﹤0.01% |
11,155
+2,955
| +36% | +$85.6K |
|
|
WIN
2147
DELISTED
Windstream Holdings Inc
WIN
| $312K | ﹤0.01% |
44,242
-2,305
| -5% | -$18.8K |
|
2148
Novartis
NVS
$297B
| $312K | ﹤0.01% |
4,304
-2,514
| -37% | -$191K |
|
|
XENT
2149
DELISTED
Intersect ENT, Inc
XENT
| $312K | ﹤0.01% |
7,932
+500
| +7% | +$18.3K |
|
2150
Angi Inc
ANGI
$196M
| $311K | ﹤0.01% |
2,290
+1,160
| +103% | +$161K |
|
Similar funds
UBS AM's Q1 2018 Portfolio in Review
As of Q1 2018, UBS AM held 2,716 positions worth $127B, up 7.4% from $118B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS AM deployed $8.54B of net new capital in Q1 2018, opening 143 new positions and adding to 1,776 existing holdings. Its largest new stake was Nutrien: 1,905,754 shares worth $90M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Broadcom, an estimated $530M trimmed.
- UBS AM's largest Q1 2018 buy was Nutrien: 1,905,754 shares worth $90M.
- UBS AM added most to Alibaba in Q1 2018, an estimated $361M increase.
- UBS AM's biggest Q1 2018 reduction was Broadcom, cutting an estimated $530M.
- UBS AM fully exited Agrium in Q1 2018, selling an estimated $37.4M.
- UBS AM's ten largest holdings make up 17% of its $127B portfolio in Q1 2018.
- UBS AM opened 143 new positions and closed 63 in Q1 2018.
- UBS AM's portfolio value rose 7.4% quarter-over-quarter to $127B.
Based on UBS AM's 13F filing for Q1 2018, filed 14 May 2018.