UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Broadcom
AVGO
|
+$494M |
| 2 |
Johnson & Johnson
JNJ
|
+$466M |
| 3 |
Procter & Gamble
PG
|
+$299M |
| 4 |
Amazon
AMZN
|
+$285M |
| 5 |
Advanced Micro Devices
AMD
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
VMW
VMware, Inc
VMW
|
+$510M |
| 2 |
ATVI
Activision Blizzard
ATVI
|
+$430M |
| 3 |
Microsoft
MSFT
|
+$315M |
| 4 |
Intel
INTC
|
+$227M |
| 5 |
SPLK
Splunk Inc
SPLK
|
+$169M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 31.22% |
| 2 | Healthcare | 12.65% |
| 3 | Consumer Discretionary | 11.43% |
| 4 | Financials | 11.23% |
| 5 | Communication Services | 7.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2101
SI-BONE Inc
SIBN
$834M
| $785K | ﹤0.01% |
37,393
+885
| +2% | +$16.4K |
|
|
AAMI
2102
Acadian Asset Management
AAMI
$3.19B
| $784K | ﹤0.01% |
40,899
+11,464
| +39% | +$203K |
|
|
FFIC
2103
DELISTED
Flushing Financial
FFIC
| $782K | ﹤0.01% |
47,472
| – | – |
|
2104
Cass Information Systems
CASS
$743M
| $782K | ﹤0.01% |
17,348
+4,958
| +40% | +$200K |
|
2105
Simulations Plus
SLP
$371M
| $779K | ﹤0.01% |
17,410
-5,367
| -24% | -$213K |
|
2106
XPEL
XPEL
$1.38B
| $776K | ﹤0.01% |
14,408
+793
| +6% | +$42.6K |
|
2107
Artivion
AORT
$1.32B
| $774K | ﹤0.01% |
43,309
| – | – |
|
2108
DXP Enterprises
DXPE
$2.98B
| $769K | ﹤0.01% |
22,810
+2,820
| +14% | +$92.1K |
|
|
BASE
2109
DELISTED
Couchbase
BASE
| $764K | ﹤0.01% |
33,910
+5,029
| +17% | +$92.1K |
|
2110
W&T Offshore
WTI
$518M
| $762K | ﹤0.01% |
233,866
| – | – |
|
|
ARR
2111
Armour Residential REIT
ARR
$2.36B
| $762K | ﹤0.01% |
+39,436
| New | +$696K |
|
|
CFB
2112
DELISTED
CrossFirst Bankshares, Inc. Common Stock
CFB
| $759K | ﹤0.01% |
55,896
| – | – |
|
2113
National Beverage
FIZZ
$3.01B
| $757K | ﹤0.01% |
15,233
| – | – |
|
2114
Interface
TILE
$2.22B
| $755K | ﹤0.01% |
59,861
+8,602
| +17% | +$88.2K |
|
2115
F&G Annuities & Life
FG
$3.62B
| $752K | ﹤0.01% |
16,349
-441
| -3% | -$16.4K |
|
2116
Conduent
CNDT
$264M
| $751K | ﹤0.01% |
205,676
-644
| -0.3% | -$2.04K |
|
2117
Kinetik
KNTK
$7.98B
| $749K | ﹤0.01% |
22,437
+7,243
| +48% | +$253K |
|
|
HONE
2118
DELISTED
HarborOne Bancorp
HONE
| $747K | ﹤0.01% |
62,327
-816
| -1% | -$8.71K |
|
2119
AMERISAFE
AMSF
$540M
| $744K | ﹤0.01% |
15,900
| – | – |
|
2120
Clear Channel Outdoor Holdings
CCO
$1.23B
| $742K | ﹤0.01% |
407,623
| – | – |
|
|
VGR
2121
DELISTED
Vector Group Ltd.
VGR
| $741K | ﹤0.01% |
65,692
| – | – |
|
|
HIBB
2122
DELISTED
Hibbett, Inc. Common Stock
HIBB
| $741K | ﹤0.01% |
10,287
+268
| +3% | +$15K |
|
|
SEMR
2123
DELISTED
Semrush
SEMR
| $740K | ﹤0.01% |
54,196
+6,303
| +13% | +$62.3K |
|
|
EHAB
2124
DELISTED
Enhabit
EHAB
| $740K | ﹤0.01% |
71,480
-70
| -0.1% | -$662 |
|
|
ROVR
2125
DELISTED
Rover Group, Inc. Class A Common Stock
ROVR
| $739K | ﹤0.01% |
67,951
-28,803
| -30% | -$244K |
|
Similar funds
UBS AM's Q4 2023 Portfolio in Review
As of Q4 2023, UBS AM held 2,644 positions worth $254B, up 14% from $223B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q4 2023 filing shows 62 new, 1,338 increased, 675 reduced and 106 closed positions. Its largest new stake was Veralto: 1,187,566 shares worth $97.7M. The largest sale was VMware, Inc, an estimated $510M.
By sector, the portfolio is most concentrated in Technology at 31% of assets, up from 30% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- UBS AM's largest Q4 2023 buy was Veralto: 1,187,566 shares worth $97.7M.
- UBS AM added most to Broadcom in Q4 2023, an estimated $494M increase.
- UBS AM's biggest Q4 2023 reduction was Microsoft, cutting an estimated $315M.
- UBS AM fully exited VMware, Inc in Q4 2023, selling an estimated $510M.
- UBS AM's ten largest holdings make up 26% of its $254B portfolio in Q4 2023.
- UBS AM opened 62 new positions and closed 106 in Q4 2023.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $254B.
Based on UBS AM's 13F filing for Q4 2023, filed 14 Feb 2024.