UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Procter & Gamble
PG
|
+$257M |
| 2 |
Microsoft
MSFT
|
+$214M |
| 3 |
Meta Platforms (Facebook)
META
|
+$212M |
| 4 |
Palo Alto Networks
PANW
|
+$180M |
| 5 |
Alibaba
BABA
|
+$165M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PepsiCo
PEP
|
+$224M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$212M |
| 3 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$156M |
| 4 |
Eli Lilly
LLY
|
+$123M |
| 5 |
Fortinet
FTNT
|
+$120M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.21% |
| 2 | Healthcare | 13.78% |
| 3 | Financials | 13.47% |
| 4 | Consumer Discretionary | 12.16% |
| 5 | Communication Services | 8.85% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2101
AdvanSix
ASIX
$444M
| $465K | ﹤0.01% |
16,287
+3,047
| +23% | +$92.8K |
|
2102
HealthStream
HSTM
$840M
| $464K | ﹤0.01% |
16,532
+16,339
| +8,466% | +$429K |
|
|
NTUS
2103
DELISTED
Natus Medical Inc
NTUS
| $462K | ﹤0.01% |
18,191
-5,701
| -24% | -$170K |
|
|
HTBK
2104
DELISTED
Heritage Commerce
HTBK
| $462K | ﹤0.01% |
38,145
+2,184
| +6% | +$28.5K |
|
2105
Photronics
PLAB
$1.93B
| $461K | ﹤0.01% |
48,741
+10,734
| +28% | +$109K |
|
|
NPKI
2106
NPK International
NPKI
$1.14B
| $460K | ﹤0.01% |
50,221
+8,512
| +20% | +$73K |
|
2107
MGP Ingredients
MGPI
$375M
| $460K | ﹤0.01% |
5,961
-1,713
| -22% | -$125K |
|
|
CTWS
2108
DELISTED
Connecticut Water Service Inc
CTWS
| $456K | ﹤0.01% |
6,642
-109
| -2% | -$7.34K |
|
2109
First Majestic Silver
AG
$9.07B
| $453K | ﹤0.01% |
68,877
| – | – |
|
2110
Grupo Aeroportuario del Sureste
ASR
$8.3B
| $453K | ﹤0.01% |
+2,800
| New | +$468K |
|
2111
LGI Homes
LGIH
$1.4B
| $452K | ﹤0.01% |
7,500
+400
| +6% | +$23.2K |
|
|
PDLI
2112
DELISTED
PDL BioPharma, Inc.
PDLI
| $452K | ﹤0.01% |
121,381
+23,561
| +24% | +$79.5K |
|
2113
Scansource
SCSC
$1.12B
| $452K | ﹤0.01% |
12,605
+867
| +7% | +$32.4K |
|
|
MITT
2114
TPG Mortgage Investment Trust
MITT
$225M
| $450K | ﹤0.01% |
8,911
+578
| +7% | +$30.3K |
|
|
KNL
2115
DELISTED
Knoll, Inc.
KNL
| $449K | ﹤0.01% |
23,767
+2,741
| +13% | +$54.4K |
|
|
LBAI
2116
DELISTED
Lakeland Bancorp Inc
LBAI
| $449K | ﹤0.01% |
30,059
+8,049
| +37% | +$128K |
|
2117
iShares MSCI United Kingdom ETF
EWU
$4.16B
| $448K | ﹤0.01% |
13,582
+1,483
| +12% | +$47.2K |
|
2118
Adtran
ADTN
$616M
| $447K | ﹤0.01% |
32,634
+20,334
| +165% | +$281K |
|
2119
Iovance Biotherapeutics
IOVA
$2.87B
| $447K | ﹤0.01% |
46,985
| – | – |
|
2120
United Fire Group
UFCS
$1.4B
| $446K | ﹤0.01% |
10,212
+1,133
| +12% | +$56.6K |
|
2121
OraSure Technologies
OSUR
$279M
| $446K | ﹤0.01% |
40,032
+2,000
| +5% | +$23.2K |
|
2122
Precigen
PGEN
$2.59B
| $446K | ﹤0.01% |
84,852
+4,000
| +5% | +$27.7K |
|
|
MTSC
2123
DELISTED
MTS Systems Corp
MTSC
| $444K | ﹤0.01% |
+8,154
| New | +$414K |
|
|
YELL
2124
DELISTED
Yellow Corporation Common Stock
YELL
| $443K | ﹤0.01% |
66,274
-1,358
| -2% | -$8.74K |
|
2125
Talos Energy
TALO
$2.4B
| $442K | ﹤0.01% |
+16,624
| New | +$361K |
|
Similar funds
UBS AM's Q1 2019 Portfolio in Review
As of Q1 2019, UBS AM held 2,870 positions worth $135B, up 16% from $116B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM's Q1 2019 filing shows 103 new, 1,731 increased, 679 reduced and 79 closed positions. Its largest new stake was Fox Class A: 1,047,931 shares worth $38.5M. The largest sale was PepsiCo, an estimated $224M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.
- UBS AM's largest Q1 2019 buy was Fox Class A: 1,047,931 shares worth $38.5M.
- UBS AM added most to Procter & Gamble in Q1 2019, an estimated $257M increase.
- UBS AM's biggest Q1 2019 reduction was PepsiCo, cutting an estimated $224M.
- UBS AM fully exited Twenty-First Century Fox, Inc. Class A in Q1 2019, selling an estimated $156M.
- UBS AM's ten largest holdings make up 19% of its $135B portfolio in Q1 2019.
- UBS AM opened 103 new positions and closed 79 in Q1 2019.
- UBS AM's portfolio value rose 16% quarter-over-quarter to $135B.
Based on UBS AM's 13F filing for Q1 2019, filed 14 May 2019.