UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$361M |
| 2 |
Microsoft
MSFT
|
+$311M |
| 3 |
TAL Education Group
TAL
|
+$292M |
| 4 |
Salesforce
CRM
|
+$248M |
| 5 |
Apple
AAPL
|
+$234M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Broadcom
AVGO
|
+$530M |
| 2 |
Meta Platforms (Facebook)
META
|
+$215M |
| 3 |
Eli Lilly
LLY
|
+$150M |
| 4 |
AET
Aetna Inc
AET
|
+$110M |
| 5 |
LyondellBasell Industries
LYB
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.95% |
| 2 | Financials | 15.78% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 11.64% |
| 5 | Communication Services | 8.96% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2101
Adtran
ADTN
$616M
| $355K | ﹤0.01% |
+22,798
| New | +$380K |
|
|
EPZM
2102
DELISTED
Epizyme, Inc
EPZM
| $351K | ﹤0.01% |
19,800
+9,600
| +94% | +$162K |
|
|
BEL
2103
DELISTED
Belmond Ltd.
BEL
| $351K | ﹤0.01% |
31,476
+5,600
| +22% | +$68.8K |
|
|
EGC
2104
DELISTED
Energy XXI Gulf Coast, Inc. Common Stock
EGC
| $351K | ﹤0.01% |
91,297
+69,459
| +318% | +$404K |
|
|
ADAM
2105
Adamas Trust
ADAM
$883M
| $351K | ﹤0.01% |
14,779
| – | – |
|
2106
Ennis
EBF
$564M
| $350K | ﹤0.01% |
17,746
+2
| +0% | +$40 |
|
|
COBZ
2107
DELISTED
CoBiz Financial,Inc
COBZ
| $349K | ﹤0.01% |
17,797
+7,400
| +71% | +$148K |
|
|
HA
2108
DELISTED
Hawaiian Holdings, Inc.
HA
| $348K | ﹤0.01% |
9,000
| – | – |
|
2109
LeMaitre Vascular
LMAT
$1.86B
| $348K | ﹤0.01% |
+9,600
| New | +$333K |
|
2110
Allegiant Air
ALGT
$2.57B
| $346K | ﹤0.01% |
2,006
| – | – |
|
|
CDR
2111
DELISTED
Cedar Realty Trust, Inc
CDR
| $346K | ﹤0.01% |
13,308
-16,096
| -55% | -$486K |
|
2112
First Majestic Silver
AG
$9.07B
| $346K | ﹤0.01% |
56,477
| – | – |
|
|
EBSB
2113
DELISTED
Meridian Bancorp, Inc.
EBSB
| $343K | ﹤0.01% |
17,036
+5,300
| +45% | +$109K |
|
2114
Center Bancorp
CNOB
$1.78B
| $343K | ﹤0.01% |
+11,900
| New | +$346K |
|
|
WMC
2115
DELISTED
Western Asset Mortgage Capital Corporation
WMC
| $341K | ﹤0.01% |
3,523
+1,303
| +59% | +$124K |
|
|
CAMP
2116
DELISTED
CalAmp Corp.
CAMP
| $341K | ﹤0.01% |
648
+148
| +30% | +$80.3K |
|
|
XOXO
2117
DELISTED
Xo Group Inc
XOXO
| $340K | ﹤0.01% |
16,398
| – | – |
|
2118
Ring Energy
REI
$339M
| $339K | ﹤0.01% |
23,595
+5,600
| +31% | +$81.4K |
|
|
HTBK
2119
DELISTED
Heritage Commerce
HTBK
| $338K | ﹤0.01% |
20,500
+9,300
| +83% | +$151K |
|
2120
Cohu
COHU
$2.5B
| $335K | ﹤0.01% |
+14,700
| New | +$326K |
|
2121
St. Joe Company
JOE
$3.83B
| $334K | ﹤0.01% |
17,697
| – | – |
|
|
CNR
2122
Core Natural Resources Inc
CNR
$4.45B
| $332K | ﹤0.01% |
11,463
-6,740
| -37% | -$217K |
|
|
CHCT
2123
Community Healthcare Trust
CHCT
$454M
| $332K | ﹤0.01% |
+12,900
| New | +$327K |
|
|
ASNA
2124
DELISTED
Ascena Retail Group, Inc.
ASNA
| $331K | ﹤0.01% |
8,224
+1,986
| +32% | +$84.1K |
|
|
TELL
2125
DELISTED
Tellurian Inc.
TELL
| $330K | ﹤0.01% |
45,797
+31,697
| +225% | +$305K |
|
Similar funds
UBS AM's Q1 2018 Portfolio in Review
As of Q1 2018, UBS AM held 2,716 positions worth $127B, up 7.4% from $118B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS AM deployed $8.54B of net new capital in Q1 2018, opening 143 new positions and adding to 1,776 existing holdings. Its largest new stake was Nutrien: 1,905,754 shares worth $90M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Broadcom, an estimated $530M trimmed.
- UBS AM's largest Q1 2018 buy was Nutrien: 1,905,754 shares worth $90M.
- UBS AM added most to Alibaba in Q1 2018, an estimated $361M increase.
- UBS AM's biggest Q1 2018 reduction was Broadcom, cutting an estimated $530M.
- UBS AM fully exited Agrium in Q1 2018, selling an estimated $37.4M.
- UBS AM's ten largest holdings make up 17% of its $127B portfolio in Q1 2018.
- UBS AM opened 143 new positions and closed 63 in Q1 2018.
- UBS AM's portfolio value rose 7.4% quarter-over-quarter to $127B.
Based on UBS AM's 13F filing for Q1 2018, filed 14 May 2018.