UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$235M |
| 2 |
Microsoft
MSFT
|
+$176M |
| 3 |
Cognizant
CTSH
|
+$150M |
| 4 |
Chubb
CB
|
+$107M |
| 5 |
Under Armour
UAA
|
+$100M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Thermo Fisher Scientific
TMO
|
+$221M |
| 2 |
Workday
WDAY
|
+$133M |
| 3 |
Pfizer
PFE
|
+$122M |
| 4 |
Apple
AAPL
|
+$122M |
| 5 |
Nike
NKE
|
+$116M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.48% |
| 2 | Technology | 14.7% |
| 3 | Financials | 13.4% |
| 4 | Consumer Discretionary | 10.5% |
| 5 | Communication Services | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
VIVO
2101
DELISTED
Meridian Bioscience Inc
VIVO
| $328K | ﹤0.01% |
15,899
-2,100
| -12% | -$41.4K |
|
|
INVN
2102
DELISTED
Invensense Inc
INVN
| $328K | ﹤0.01% |
38,999
-88,257
| -69% | -$701K |
|
2103
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
| – | – |
0
| – | – |
|
|
CKEC
2104
DELISTED
Carmike Cinemas Inc
CKEC
| $327K | ﹤0.01% |
10,900
-100
| -0.9% | -$2.42K |
|
|
OPB
2105
DELISTED
Opus Bank Common Stock
OPB
| $326K | ﹤0.01% |
9,592
+3,800
| +66% | +$125K |
|
|
MITT
2106
TPG Mortgage Investment Trust
MITT
$224M
| $325K | ﹤0.01% |
8,300
-433
| -5% | -$15.8K |
|
|
WWE
2107
DELISTED
World Wrestling Entertainment
WWE
| $325K | ﹤0.01% |
18,400
-1,400
| -7% | -$23.8K |
|
|
GTLS
2108
DELISTED
Chart Industries
GTLS
| $324K | ﹤0.01% |
14,899
-600
| -4% | -$10.7K |
|
2109
Archrock
AROC
$5.82B
| $323K | ﹤0.01% |
40,300
-18,100
| -31% | -$101K |
|
2110
John B. Sanfilippo & Son
JBSS
$971M
| $323K | ﹤0.01% |
4,676
-2,324
| -33% | -$145K |
|
|
EBSB
2111
DELISTED
Meridian Bancorp, Inc.
EBSB
| $323K | ﹤0.01% |
23,200
-1,900
| -8% | -$25.9K |
|
|
ACET
2112
DELISTED
Aceto Corp
ACET
| $322K | ﹤0.01% |
13,649
-9,200
| -40% | -$203K |
|
2113
Middlesex Water
MSEX
$1.09B
| $321K | ﹤0.01% |
10,400
-3,000
| -22% | -$85.1K |
|
2114
Enviri
NVRI
$637M
| $321K | ﹤0.01% |
58,880
-7,137
| -11% | -$41.2K |
|
|
GHL
2115
DELISTED
Greenhill & Co., Inc.
GHL
| $320K | ﹤0.01% |
14,399
+400
| +3% | +$9.17K |
|
|
LMNX
2116
DELISTED
Luminex Corp
LMNX
| $320K | ﹤0.01% |
16,499
-2,300
| -12% | -$43.8K |
|
|
BRS
2117
DELISTED
Bristow Group, Inc.
BRS
| $320K | ﹤0.01% |
16,899
-49,664
| -75% | -$919K |
|
|
WIRE
2118
DELISTED
Encore Wire Corp
WIRE
| $318K | ﹤0.01% |
8,164
+2,433
| +42% | +$88.1K |
|
|
AEGN
2119
DELISTED
Aegion Corp
AEGN
| $318K | ﹤0.01% |
15,099
-1,100
| -7% | -$20.6K |
|
|
SHLM
2120
DELISTED
Schulman (A.) Inc
SHLM
| $318K | ﹤0.01% |
11,699
-1,500
| -11% | -$37.7K |
|
2121
National Beverage
FIZZ
$3.02B
| $317K | ﹤0.01% |
15,000
| – | – |
|
|
PZE
2122
DELISTED
Petrobras Argentina S A
PZE
| $317K | ﹤0.01% |
48,400
+700
| +1% | +$4.26K |
|
2123
Diodes
DIOD
$4.73B
| $316K | ﹤0.01% |
15,700
-700
| -4% | -$13.4K |
|
2124
Iridium Communications
IRDM
$5.23B
| $316K | ﹤0.01% |
40,097
-21,300
| -35% | -$153K |
|
|
MAG
2125
DELISTED
MAG Silver
MAG
| $316K | ﹤0.01% |
33,298
+3,400
| +11% | +$26K |
|
Similar funds
UBS AM's Q1 2016 Portfolio in Review
As of Q1 2016, UBS AM held 2,740 positions worth $86.2B, down 1.7% from $87.7B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q1 2016 filing shows 51 new, 583 increased, 1,774 reduced and 113 closed positions. Its largest new stake was NXP Semiconductors: 1,291,575 shares worth $105M. The largest sale was Thermo Fisher Scientific, an estimated $221M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 17% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q1 2016 buy was NXP Semiconductors: 1,291,575 shares worth $105M.
- UBS AM added most to Alibaba in Q1 2016, an estimated $235M increase.
- UBS AM's biggest Q1 2016 reduction was Thermo Fisher Scientific, cutting an estimated $221M.
- UBS AM fully exited CHUBB CORPORATION in Q1 2016, selling an estimated $97.5M.
- UBS AM's ten largest holdings make up 15% of its $86.2B portfolio in Q1 2016.
- UBS AM opened 51 new positions and closed 113 in Q1 2016.
- UBS AM's portfolio value fell 1.7% quarter-over-quarter to $86.2B.
Based on UBS AM's 13F filing for Q1 2016, filed 12 May 2016.