UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Shopify
SHOP
|
+$873M |
| 2 |
Apple
AAPL
|
+$739M |
| 3 |
Accenture
ACN
|
+$450M |
| 4 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$393M |
| 5 |
Salesforce
CRM
|
+$359M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$1.39B |
| 2 |
Infosys
INFY
|
+$641M |
| 3 |
Meta Platforms (Facebook)
META
|
+$621M |
| 4 |
JPMorgan Chase
JPM
|
+$483M |
| 5 |
Visa
V
|
+$477M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 28.05% |
| 2 | Healthcare | 12.84% |
| 3 | Consumer Discretionary | 11.61% |
| 4 | Financials | 11.34% |
| 5 | Communication Services | 8.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ECOL
2076
DELISTED
US Ecology, Inc.
ECOL
| $1.11M | ﹤0.01% |
34,902
| – | – |
|
|
CPRX
2077
DELISTED
Catalyst Pharmaceutical
CPRX
| $1.11M | ﹤0.01% |
164,658
+26,983
| +20% | +$177K |
|
2078
First Busey Corp
BUSE
$2.56B
| $1.11M | ﹤0.01% |
41,095
-5,256
| -11% | -$139K |
|
2079
SelectQuote
SLQT
$121M
| $1.11M | ﹤0.01% |
122,831
-40,800
| -25% | -$447K |
|
|
MAG
2080
DELISTED
MAG Silver
MAG
| $1.11M | ﹤0.01% |
70,526
+7,167
| +11% | +$125K |
|
2081
Nuvation Bio
NUVB
$2.32B
| $1.11M | ﹤0.01% |
130,216
+41,231
| +46% | +$379K |
|
|
PTRA
2082
DELISTED
Proterra Inc. Common Stock
PTRA
| $1.1M | ﹤0.01% |
+124,463
| New | +$1.27M |
|
2083
Enerpac Tool Group
EPAC
$1.93B
| $1.1M | ﹤0.01% |
54,165
+5,766
| +12% | +$124K |
|
2084
Zumiez
ZUMZ
$339M
| $1.1M | ﹤0.01% |
22,874
| – | – |
|
2085
German American Bancorp
GABC
$1.9B
| $1.1M | ﹤0.01% |
28,137
| – | – |
|
|
CERE
2086
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
| $1.1M | ﹤0.01% |
33,822
+550
| +2% | +$19.4K |
|
|
DMC
2087
Del Monte Corp
DMC
$1.45B
| $1.09M | ﹤0.01% |
39,666
-500
| -1% | -$14.7K |
|
|
OLPX
2088
DELISTED
Olaplex Holdings
OLPX
| $1.09M | ﹤0.01% |
37,515
-1,597,885
| -98% | -$42.4M |
|
2089
OceanFirst Financial
OCFC
$1.91B
| $1.09M | ﹤0.01% |
49,081
-1,017
| -2% | -$22.2K |
|
2090
Wabash National
WNC
$527M
| $1.09M | ﹤0.01% |
55,767
-13,936
| -20% | -$242K |
|
2091
Veritone
VERI
$122M
| $1.09M | ﹤0.01% |
48,406
+10,713
| +28% | +$275K |
|
|
CIO
2092
DELISTED
City Office REIT
CIO
| $1.09M | ﹤0.01% |
55,125
+17,603
| +47% | +$323K |
|
2093
FuboTV Inc
FUBO
$273M
| $1.08M | ﹤0.01% |
5,820
+3,125
| +116% | +$878K |
|
2094
BridgeBio Pharma
BBIO
$16.5B
| $1.08M | ﹤0.01% |
64,961
-5,735
| -8% | -$243K |
|
2095
Scansource
SCSC
$1.12B
| $1.08M | ﹤0.01% |
30,748
| – | – |
|
2096
Fortuna Silver Mines
FSM
$3.07B
| $1.08M | ﹤0.01% |
275,237
| – | – |
|
|
RVNC
2097
DELISTED
Revance Therapeutics, Inc.
RVNC
| $1.07M | ﹤0.01% |
65,831
-296,717
| -82% | -$4.95M |
|
2098
Ethan Allen Interiors
ETD
$603M
| $1.07M | ﹤0.01% |
40,826
+6,340
| +18% | +$155K |
|
2099
Century Aluminum
CENX
$5.07B
| $1.07M | ﹤0.01% |
64,799
| – | – |
|
2100
StoneX
SNEX
$7.94B
| $1.07M | ﹤0.01% |
88,417
| – | – |
|
Similar funds
UBS AM's Q4 2021 Portfolio in Review
As of Q4 2021, UBS AM held 2,965 positions worth $261B, up 8.3% from $241B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
UBS AM's Q4 2021 filing shows 219 new, 1,218 increased, 1,020 reduced and 126 closed positions. Its largest new stake was iShares Russell Mid-Cap Value ETF: 3,293,120 shares worth $403M. The largest sale was Microsoft, an estimated $1.39B.
By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- UBS AM's largest Q4 2021 buy was iShares Russell Mid-Cap Value ETF: 3,293,120 shares worth $403M.
- UBS AM added most to Shopify in Q4 2021, an estimated $873M increase.
- UBS AM's biggest Q4 2021 reduction was Microsoft, cutting an estimated $1.39B.
- UBS AM fully exited Baidu in Q4 2021, selling an estimated $360M.
- UBS AM's ten largest holdings make up 22% of its $261B portfolio in Q4 2021.
- UBS AM opened 219 new positions and closed 126 in Q4 2021.
- UBS AM's portfolio value rose 8.3% quarter-over-quarter to $261B.
Based on UBS AM's 13F filing for Q4 2021, filed 14 Feb 2022.