UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$767M |
| 2 |
Amazon
AMZN
|
+$288M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$287M |
| 4 |
NVIDIA
NVDA
|
+$259M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$249M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$347M |
| 2 |
TWTR
Twitter, Inc.
TWTR
|
+$316M |
| 3 |
Citigroup
C
|
+$269M |
| 4 |
Charter Communications
CHTR
|
+$229M |
| 5 |
NetEase
NTES
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.35% |
| 2 | Consumer Discretionary | 13.14% |
| 3 | Financials | 12.19% |
| 4 | Healthcare | 12.04% |
| 5 | Communication Services | 9.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NXGN
2076
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
| $912K | ﹤0.01% |
50,377
+1,900
| +4% | +$37.5K |
|
2077
NexGen Energy
NXE
$6.99B
| $911K | ﹤0.01% |
252,640
+41,500
| +20% | +$141K |
|
|
BWIN
2078
Baldwin Insurance Group
BWIN
$2.86B
| $910K | ﹤0.01% |
33,400
+13,500
| +68% | +$367K |
|
|
NVEE
2079
DELISTED
NV5 Global
NVEE
| $909K | ﹤0.01% |
37,664
+14,920
| +66% | +$356K |
|
|
TVTY
2080
DELISTED
Tivity Health, Inc. Common Stock
TVTY
| $909K | ﹤0.01% |
40,705
-3,900
| -9% | -$89.4K |
|
2081
Century Aluminum
CENX
$5.07B
| $906K | ﹤0.01% |
51,318
| – | – |
|
2082
Adtran
ADTN
$616M
| $906K | ﹤0.01% |
54,294
| – | – |
|
|
BRKL
2083
DELISTED
Brookline Bancorp
BRKL
| $905K | ﹤0.01% |
60,360
-20,094
| -25% | -$282K |
|
2084
Inseego
INSG
$90.5M
| $903K | ﹤0.01% |
9,026
| – | – |
|
2085
Kearny Financial
KRNY
$599M
| $901K | ﹤0.01% |
74,566
+1,442
| +2% | +$16.6K |
|
|
CPRX
2086
DELISTED
Catalyst Pharmaceutical
CPRX
| $899K | ﹤0.01% |
195,001
| – | – |
|
2087
Stock Yards Bancorp
SYBT
$2.6B
| $897K | ﹤0.01% |
17,575
| – | – |
|
2088
Center Bancorp
CNOB
$1.78B
| $890K | ﹤0.01% |
35,123
| – | – |
|
2089
Univest Financial
UVSP
$1.18B
| $883K | ﹤0.01% |
30,874
| – | – |
|
|
GPMT
2090
Granite Point Mortgage Trust
GPMT
$61.2M
| $879K | ﹤0.01% |
73,440
+7,004
| +11% | +$75.7K |
|
2091
Heritage Financial
HFWA
$1.21B
| $878K | ﹤0.01% |
31,073
-11,302
| -27% | -$296K |
|
2092
National Beverage
FIZZ
$3.01B
| $876K | ﹤0.01% |
17,906
-1,198
| -6% | -$62.3K |
|
2093
QuinStreet
QNST
$1.21B
| $874K | ﹤0.01% |
43,037
-11,338
| -21% | -$255K |
|
2094
MarineMax
HZO
$788M
| $873K | ﹤0.01% |
17,696
-2,788
| -14% | -$132K |
|
|
SAVE
2095
DELISTED
Spirit Airlines, Inc.
SAVE
| $872K | ﹤0.01% |
23,644
+8,519
| +56% | +$273K |
|
|
USCR
2096
DELISTED
U S Concrete, Inc.
USCR
| $871K | ﹤0.01% |
+11,886
| New | +$641K |
|
2097
CEVA Inc
CEVA
$1.08B
| $867K | ﹤0.01% |
15,438
+2,471
| +19% | +$147K |
|
2098
Scansource
SCSC
$1.12B
| $866K | ﹤0.01% |
28,926
| – | – |
|
|
BMTC
2099
DELISTED
Bryn Mawr Bank Corp
BMTC
| $863K | ﹤0.01% |
18,970
| – | – |
|
2100
Camping World
CWH
$653M
| $862K | ﹤0.01% |
23,687
| – | – |
|
Similar funds
UBS AM's Q1 2021 Portfolio in Review
As of Q1 2021, UBS AM held 2,645 positions worth $226B, up 6% from $213B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Trading was light in Q1 2021: portfolio turnover was 4.9%. UBS AM opened 86 new positions and exited 44, leaving the 2,645-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS AM's largest Q1 2021 buy was Seagen Inc. Common Stock: 966,114 shares worth $134M.
- UBS AM added most to Infosys in Q1 2021, an estimated $767M increase.
- UBS AM's biggest Q1 2021 reduction was Alibaba, cutting an estimated $347M.
- UBS AM fully exited Lumen in Q1 2021, selling an estimated $45.5M.
- UBS AM's ten largest holdings make up 22% of its $226B portfolio in Q1 2021.
- UBS AM opened 86 new positions and closed 44 in Q1 2021.
- UBS AM's portfolio value rose 6% quarter-over-quarter to $226B.
Based on UBS AM's 13F filing for Q1 2021, filed 14 May 2021.