UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Broadcom
AVGO
|
+$494M |
| 2 |
Johnson & Johnson
JNJ
|
+$466M |
| 3 |
Procter & Gamble
PG
|
+$299M |
| 4 |
Amazon
AMZN
|
+$285M |
| 5 |
Advanced Micro Devices
AMD
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
VMW
VMware, Inc
VMW
|
+$510M |
| 2 |
ATVI
Activision Blizzard
ATVI
|
+$430M |
| 3 |
Microsoft
MSFT
|
+$315M |
| 4 |
Intel
INTC
|
+$227M |
| 5 |
SPLK
Splunk Inc
SPLK
|
+$169M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 31.22% |
| 2 | Healthcare | 12.65% |
| 3 | Consumer Discretionary | 11.43% |
| 4 | Financials | 11.23% |
| 5 | Communication Services | 7.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2051
Global Industrial
GIC
$1.49B
| $869K | ﹤0.01% |
22,385
| – | – |
|
|
PFC
2052
DELISTED
Premier Financial Corp. Common Stock
PFC
| $867K | ﹤0.01% |
35,987
+4,416
| +14% | +$87.2K |
|
2053
OneSpaWorld
OSW
$2.66B
| $866K | ﹤0.01% |
61,403
+7,744
| +14% | +$90.1K |
|
2054
Ethan Allen Interiors
ETD
$603M
| $866K | ﹤0.01% |
27,122
+2,745
| +11% | +$78.7K |
|
|
TGI
2055
DELISTED
Triumph Group
TGI
| $865K | ﹤0.01% |
52,180
| – | – |
|
2056
Capitol Federal Financial
CFFN
$1.1B
| $864K | ﹤0.01% |
133,986
-1,574
| -1% | -$8.45K |
|
2057
Heartland Express
HTLD
$956M
| $862K | ﹤0.01% |
60,433
-646
| -1% | -$8.84K |
|
2058
Yext
YEXT
$574M
| $861K | ﹤0.01% |
146,160
+10,052
| +7% | +$61.9K |
|
|
WW
2059
DELISTED
WW International
WW
| $860K | ﹤0.01% |
98,308
+7,408
| +8% | +$62.9K |
|
2060
ANI Pharmaceuticals
ANIP
$1.78B
| $857K | ﹤0.01% |
15,536
| – | – |
|
|
ACRE
2061
Ares Commercial Real Estate
ACRE
$270M
| $855K | ﹤0.01% |
82,502
+7,811
| +10% | +$76.9K |
|
2062
Wolverine World Wide
WWW
$1.55B
| $855K | ﹤0.01% |
96,122
-9,934
| -9% | -$84.5K |
|
|
OPTU
2063
Optimum Communications Inc
OPTU
$301M
| $854K | ﹤0.01% |
262,814
-21,864
| -8% | -$57.3K |
|
|
AMPS
2064
DELISTED
Altus Power
AMPS
| $849K | ﹤0.01% |
124,299
+47,678
| +62% | +$258K |
|
2065
John B. Sanfilippo & Son
JBSS
$972M
| $847K | ﹤0.01% |
8,218
| – | – |
|
2066
ADMA Biologics
ADMA
$2.22B
| $846K | ﹤0.01% |
187,197
+20,569
| +12% | +$76.1K |
|
2067
Century Aluminum
CENX
$5.07B
| $846K | ﹤0.01% |
69,667
-5,061
| -7% | -$39.7K |
|
2068
Titan International
TWI
$475M
| $845K | ﹤0.01% |
56,760
-702
| -1% | -$9.24K |
|
2069
Adaptive Biotechnologies
ADPT
$3.97B
| $839K | ﹤0.01% |
171,292
| – | – |
|
2070
Dine Brands
DIN
$452M
| $839K | ﹤0.01% |
16,901
+2,898
| +21% | +$138K |
|
|
NVRO
2071
DELISTED
NEVRO CORP.
NVRO
| $838K | ﹤0.01% |
38,961
| – | – |
|
2072
nLIGHT
LASR
$3.17B
| $837K | ﹤0.01% |
62,011
+15,473
| +33% | +$173K |
|
2073
iShares MSCI Philippines ETF
EPHE
$148M
| $834K | ﹤0.01% |
32,100
| – | – |
|
2074
Geron
GERN
$949M
| $831K | ﹤0.01% |
393,846
| – | – |
|
2075
Beyond Meat
BYND
$277M
| $830K | ﹤0.01% |
93,289
+10,176
| +12% | +$80K |
|
Similar funds
UBS AM's Q4 2023 Portfolio in Review
As of Q4 2023, UBS AM held 2,644 positions worth $254B, up 14% from $223B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q4 2023 filing shows 62 new, 1,338 increased, 675 reduced and 106 closed positions. Its largest new stake was Veralto: 1,187,566 shares worth $97.7M. The largest sale was VMware, Inc, an estimated $510M.
By sector, the portfolio is most concentrated in Technology at 31% of assets, up from 30% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- UBS AM's largest Q4 2023 buy was Veralto: 1,187,566 shares worth $97.7M.
- UBS AM added most to Broadcom in Q4 2023, an estimated $494M increase.
- UBS AM's biggest Q4 2023 reduction was Microsoft, cutting an estimated $315M.
- UBS AM fully exited VMware, Inc in Q4 2023, selling an estimated $510M.
- UBS AM's ten largest holdings make up 26% of its $254B portfolio in Q4 2023.
- UBS AM opened 62 new positions and closed 106 in Q4 2023.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $254B.
Based on UBS AM's 13F filing for Q4 2023, filed 14 Feb 2024.