UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Shopify
SHOP
|
+$873M |
| 2 |
Apple
AAPL
|
+$739M |
| 3 |
Accenture
ACN
|
+$450M |
| 4 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$393M |
| 5 |
Salesforce
CRM
|
+$359M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$1.39B |
| 2 |
Infosys
INFY
|
+$641M |
| 3 |
Meta Platforms (Facebook)
META
|
+$621M |
| 4 |
JPMorgan Chase
JPM
|
+$483M |
| 5 |
Visa
V
|
+$477M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 28.05% |
| 2 | Healthcare | 12.84% |
| 3 | Consumer Discretionary | 11.61% |
| 4 | Financials | 11.34% |
| 5 | Communication Services | 8.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NXGN
2051
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
| $1.18M | ﹤0.01% |
66,138
+2,906
| +5% | +$46.7K |
|
|
LBAI
2052
DELISTED
Lakeland Bancorp Inc
LBAI
| $1.18M | ﹤0.01% |
61,899
| – | – |
|
|
GLDD
2053
DELISTED
Great Lakes Dredge & Dock
GLDD
| $1.17M | ﹤0.01% |
74,498
-40
| -0.1% | -$609 |
|
|
TEN
2054
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
| $1.17M | ﹤0.01% |
103,411
+2,114
| +2% | +$26.4K |
|
2055
BioLife Solutions
BLFS
$1.7B
| $1.16M | ﹤0.01% |
31,116
| – | – |
|
2056
iShares MSCI Poland ETF
EPOL
$815M
| $1.16M | ﹤0.01% |
54,868
| – | – |
|
2057
Grid Dynamics Holdings
GDYN
$620M
| $1.16M | ﹤0.01% |
30,429
+4,860
| +19% | +$168K |
|
2058
Atara Biotherapeutics
ATRA
$75.5M
| $1.15M | ﹤0.01% |
2,930
+2
| +0.1% | +$842 |
|
2059
Westamerica Bancorp
WABC
$1.36B
| $1.15M | ﹤0.01% |
19,997
-678
| -3% | -$38.2K |
|
|
FLNA
2060
Filana Therapeutics
FLNA
$49.3M
| $1.15M | ﹤0.01% |
26,382
-4,893
| -16% | -$257K |
|
2061
Andersons Inc
ANDE
$2.24B
| $1.15M | ﹤0.01% |
29,701
-2,339
| -7% | -$82.1K |
|
|
NTUS
2062
DELISTED
Natus Medical Inc
NTUS
| $1.15M | ﹤0.01% |
48,351
+650
| +1% | +$16K |
|
2063
Standex International
SXI
$4.09B
| $1.15M | ﹤0.01% |
10,368
| – | – |
|
2064
AMC Global Media
AMCX
$490M
| $1.15M | ﹤0.01% |
33,303
-2,354
| -7% | -$98K |
|
|
PENG
2065
Penguin Solutions Inc
PENG
$2.95B
| $1.14M | ﹤0.01% |
32,228
+752
| +2% | +$21.3K |
|
|
UMH
2066
UMH Properties
UMH
$1.35B
| $1.14M | ﹤0.01% |
41,828
| – | – |
|
2067
The RealReal
REAL
$1.47B
| $1.14M | ﹤0.01% |
98,039
+2,748
| +3% | +$36.1K |
|
|
PR
2068
Permian Resources
PR
$17.4B
| $1.14M | ﹤0.01% |
189,957
+49,190
| +35% | +$335K |
|
2069
Shenandoah Telecom
SHEN
$740M
| $1.13M | ﹤0.01% |
44,463
-8,876
| -17% | -$249K |
|
|
CANO
2070
DELISTED
Cano Health, Inc.
CANO
| $1.13M | ﹤0.01% |
+1,271
| New | +$1.34M |
|
2071
Genesco
GCO
$426M
| $1.13M | ﹤0.01% |
17,568
+526
| +3% | +$33.4K |
|
2072
Griffon
GFF
$4.67B
| $1.12M | ﹤0.01% |
39,347
| – | – |
|
2073
JFrog
FROG
$10.5B
| $1.12M | ﹤0.01% |
37,616
+25
| +0.1% | +$824 |
|
2074
Protagonist Therapeutics
PTGX
$9.79B
| $1.12M | ﹤0.01% |
32,664
+5,066
| +18% | +$160K |
|
2075
Anavex Life Sciences
AVXL
$309M
| $1.12M | ﹤0.01% |
64,385
-4,366
| -6% | -$83K |
|
Similar funds
UBS AM's Q4 2021 Portfolio in Review
As of Q4 2021, UBS AM held 2,965 positions worth $261B, up 8.3% from $241B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
UBS AM's Q4 2021 filing shows 219 new, 1,218 increased, 1,020 reduced and 126 closed positions. Its largest new stake was iShares Russell Mid-Cap Value ETF: 3,293,120 shares worth $403M. The largest sale was Microsoft, an estimated $1.39B.
By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- UBS AM's largest Q4 2021 buy was iShares Russell Mid-Cap Value ETF: 3,293,120 shares worth $403M.
- UBS AM added most to Shopify in Q4 2021, an estimated $873M increase.
- UBS AM's biggest Q4 2021 reduction was Microsoft, cutting an estimated $1.39B.
- UBS AM fully exited Baidu in Q4 2021, selling an estimated $360M.
- UBS AM's ten largest holdings make up 22% of its $261B portfolio in Q4 2021.
- UBS AM opened 219 new positions and closed 126 in Q4 2021.
- UBS AM's portfolio value rose 8.3% quarter-over-quarter to $261B.
Based on UBS AM's 13F filing for Q4 2021, filed 14 Feb 2022.