UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$383M |
| 2 |
DXC Technology
DXC
|
+$191M |
| 3 |
American Express
AXP
|
+$187M |
| 4 |
Johnson & Johnson
JNJ
|
+$185M |
| 5 |
TAL Education Group
TAL
|
+$183M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$228M |
| 2 |
Trane Technologies
TT
|
+$133M |
| 3 |
Booking.com
BKNG
|
+$131M |
| 4 |
MON
Monsanto Co
MON
|
+$113M |
| 5 |
EOG Resources
EOG
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.35% |
| 2 | Financials | 15.6% |
| 3 | Healthcare | 12.81% |
| 4 | Consumer Discretionary | 10.96% |
| 5 | Communication Services | 9.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
XCRA
2051
DELISTED
Xcerra Corporation
XCRA
| $328K | ﹤0.01% |
33,472
+16,376
| +96% | +$162K |
|
2052
Shutterstock
SSTK
$198M
| $326K | ﹤0.01% |
7,571
| – | – |
|
|
VIVO
2053
DELISTED
Meridian Bioscience Inc
VIVO
| $325K | ﹤0.01% |
23,210
| – | – |
|
2054
Vanguard Financials ETF
VFH
$13.5B
| $324K | ﹤0.01% |
4,620
+842
| +22% | +$57.1K |
|
2055
Wipro
WIT
$19.6B
| $323K | ﹤0.01% |
157,243
| – | – |
|
2056
Fossil Group
FOSL
$293M
| $322K | ﹤0.01% |
41,412
+8,537
| +26% | +$66.1K |
|
|
CWEN.A
2057
DELISTED
Clearway Energy Class A
CWEN.A
| $321K | ﹤0.01% |
17,020
+1,000
| +6% | +$18.8K |
|
2058
Lesaka Technologies
LSAK
$396M
| $320K | ﹤0.01% |
26,949
| – | – |
|
2059
St. Joe Company
JOE
$3.54B
| $319K | ﹤0.01% |
17,697
-11,586
| -40% | -$214K |
|
|
SONC
2060
DELISTED
Sonic Corp
SONC
| $319K | ﹤0.01% |
11,618
-405,749
| -97% | -$10.5M |
|
2061
Donnelley Financial Solutions
DFIN
$1.16B
| $319K | ﹤0.01% |
16,372
+4,000
| +32% | +$81.7K |
|
|
TLRD
2062
DELISTED
Tailored Brands, Inc.
TLRD
| $319K | ﹤0.01% |
14,599
| – | – |
|
|
LHCG
2063
DELISTED
LHC Group LLC
LHCG
| $319K | ﹤0.01% |
5,200
+600
| +13% | +$39.7K |
|
2064
TETRA Technologies
TTI
$1.14B
| $318K | ﹤0.01% |
74,549
| – | – |
|
|
NPKI
2065
NPK International
NPKI
$1.06B
| $318K | ﹤0.01% |
36,970
+3,047
| +9% | +$27.6K |
|
|
BEL
2066
DELISTED
Belmond Ltd.
BEL
| $317K | ﹤0.01% |
25,876
-12,501
| -33% | -$160K |
|
|
MITT
2067
TPG Mortgage Investment Trust
MITT
$222M
| $317K | ﹤0.01% |
5,557
| – | – |
|
|
ATSG
2068
DELISTED
Air Transport Services Group
ATSG
| $315K | ﹤0.01% |
13,600
| – | – |
|
2069
The Bancorp
TBBK
$2.79B
| $314K | ﹤0.01% |
31,817
-4,400
| -12% | -$40.3K |
|
2070
PetMed Express
PETS
$41.7M
| $314K | ﹤0.01% |
6,899
| – | – |
|
2071
Sturm, Ruger & Co
RGR
$594M
| $313K | ﹤0.01% |
5,599
+700
| +14% | +$36.5K |
|
|
MAG
2072
DELISTED
MAG Silver
MAG
| $312K | ﹤0.01% |
25,159
| – | – |
|
2073
Allegiant Air
ALGT
$2.64B
| $310K | ﹤0.01% |
2,006
+25
| +1% | +$3.53K |
|
2074
Piper Sandler
PIPR
$5.12B
| $310K | ﹤0.01% |
14,396
| – | – |
|
2075
Plug Power
PLUG
$2.87B
| $309K | ﹤0.01% |
131,108
+80,186
| +157% | +$206K |
|
Similar funds
UBS AM's Q4 2017 Portfolio in Review
As of Q4 2017, UBS AM held 2,665 positions worth $118B, up 7.5% from $110B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q4 2017 filing shows 135 new, 1,412 increased, 606 reduced and 93 closed positions. Its largest new stake was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M. The largest sale was Celgene Corp, an estimated $228M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q4 2017 buy was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M.
- UBS AM added most to NetEase in Q4 2017, an estimated $383M increase.
- UBS AM's biggest Q4 2017 reduction was Celgene Corp, cutting an estimated $228M.
- UBS AM fully exited CR Bard Inc. in Q4 2017, selling an estimated $67.9M.
- UBS AM's ten largest holdings make up 16% of its $118B portfolio in Q4 2017.
- UBS AM opened 135 new positions and closed 93 in Q4 2017.
- UBS AM's portfolio value rose 7.5% quarter-over-quarter to $118B.
Based on UBS AM's 13F filing for Q4 2017, filed 9 Feb 2018.