UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NFBK
2051
DELISTED
Northfield Bancorp
NFBK
| $308K | ﹤0.01% |
23,297
| – | – |
|
|
VRTU
2052
DELISTED
Virtusa Corporation
VRTU
| $308K | ﹤0.01% |
8,099
| – | – |
|
2053
Koppers
KOP
$1.01B
| $307K | ﹤0.01% |
+6,700
| New | +$304K |
|
2054
Helios Technologies
HLIO
$2.72B
| $306K | ﹤0.01% |
+7,500
| New | +$296K |
|
2055
Scholastic
SCHL
$753M
| $306K | ﹤0.01% |
8,999
-9,100
| -50% | -$269K |
|
2056
Aaon
AAON
$7.39B
| $305K | ﹤0.01% |
21,483
+1,800
| +9% | +$22.8K |
|
2057
BGC Group
BGC
$4.97B
| $305K | ﹤0.01% |
78,366
+34,210
| +77% | +$124K |
|
|
LNW
2058
DELISTED
Light & Wonder
LNW
| $305K | ﹤0.01% |
17,998
+5,700
| +46% | +$101K |
|
2059
Quanex
NX
$959M
| $305K | ﹤0.01% |
15,298
-1,700
| -10% | -$30.8K |
|
2060
Rush Enterprises Class A
RUSHA
$6.2B
| $305K | ﹤0.01% |
23,173
-1,125
| -5% | -$14.2K |
|
2061
Cohen & Steers
CNS
$4.34B
| $304K | ﹤0.01% |
7,600
+400
| +6% | +$15.4K |
|
|
RDUS
2062
DELISTED
Radius Recycling
RDUS
| $304K | ﹤0.01% |
9,299
| – | – |
|
2063
Sonic Automotive
SAH
$2.68B
| $304K | ﹤0.01% |
12,399
-2,400
| -16% | -$55.9K |
|
|
STL
2064
DELISTED
Sterling Bancorp
STL
| $304K | ﹤0.01% |
+22,722
| New | +$276K |
|
|
FRGI
2065
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
| $303K | ﹤0.01% |
+5,799
| New | +$259K |
|
|
ESC
2066
DELISTED
EMERITUS CORP
ESC
| $303K | ﹤0.01% |
13,998
| – | – |
|
2067
Amkor Technology
AMKR
$13.5B
| $302K | ﹤0.01% |
49,194
| – | – |
|
2068
Red Robin
RRGB
$156M
| $302K | ﹤0.01% |
+4,100
| New | +$310K |
|
2069
Winnebago Industries
WGO
$885M
| $302K | ﹤0.01% |
10,999
-2,100
| -16% | -$61K |
|
|
CAMP
2070
DELISTED
CalAmp Corp.
CAMP
| $302K | ﹤0.01% |
470
+35
| +8% | +$19.5K |
|
|
ENV
2071
DELISTED
ENVESTNET, INC.
ENV
| $302K | ﹤0.01% |
7,500
+600
| +9% | +$21.9K |
|
2072
WesBanco
WSBC
$4B
| $301K | ﹤0.01% |
+9,399
| New | +$285K |
|
2073
iShares MSCI ACWI ETF
ACWI
$33.3B
| $300K | ﹤0.01% |
5,200
| – | – |
|
2074
American Public Education
APEI
$931M
| $300K | ﹤0.01% |
6,899
-800
| -10% | -$33K |
|
2075
Haverty Furniture Companies
HVT
$450M
| $300K | ﹤0.01% |
9,599
| – | – |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.