UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$948M |
| 2 |
Snowflake
SNOW
|
+$542M |
| 3 |
Sea Limited
SE
|
+$501M |
| 4 |
Procter & Gamble
PG
|
+$491M |
| 5 |
Snap
SNAP
|
+$403M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$434M |
| 2 |
Vanguard Short-Term Treasury ETF
VGSH
|
+$350M |
| 3 |
Lowe's Companies
LOW
|
+$215M |
| 4 |
Applied Materials
AMAT
|
+$186M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$183M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 26.21% |
| 2 | Healthcare | 13.25% |
| 3 | Financials | 13.07% |
| 4 | Consumer Discretionary | 12.28% |
| 5 | Communication Services | 10.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2026
Green Plains
GPRE
$1.03B
| $1.19M | ﹤0.01% |
36,425
+10,575
| +41% | +$363K |
|
|
POLY
2027
DELISTED
Plantronics, Inc.
POLY
| $1.18M | ﹤0.01% |
46,036
+7,421
| +19% | +$233K |
|
|
GES
2028
DELISTED
Guess Inc
GES
| $1.18M | ﹤0.01% |
56,327
+9,458
| +20% | +$216K |
|
2029
Chefs' Warehouse
CHEF
$4.5B
| $1.18M | ﹤0.01% |
36,327
| – | – |
|
2030
Orion
OEC
$409M
| $1.18M | ﹤0.01% |
+64,805
| New | +$1.16M |
|
2031
GrowGeneration
GRWG
$90.7M
| $1.18M | ﹤0.01% |
47,836
| – | – |
|
2032
MannKind Corp
MNKD
$1.32B
| $1.18M | ﹤0.01% |
270,919
| – | – |
|
2033
DNOW Inc
DNOW
$2.99B
| $1.18M | ﹤0.01% |
153,818
+23,908
| +18% | +$195K |
|
2034
Clean Energy Fuels
CLNE
$346M
| $1.17M | ﹤0.01% |
144,094
+10,396
| +8% | +$82.7K |
|
2035
Westamerica Bancorp
WABC
$1.37B
| $1.16M | ﹤0.01% |
20,675
| – | – |
|
2036
Senseonics Holdings Inc
SENS
$366M
| $1.16M | ﹤0.01% |
17,114
+2,521
| +17% | +$171K |
|
|
PING
2037
DELISTED
Ping Identity Holding Corp.
PING
| $1.15M | ﹤0.01% |
46,917
-6,382
| -12% | -$155K |
|
2038
StoneX
SNEX
$7.94B
| $1.15M | ﹤0.01% |
88,417
| – | – |
|
2039
eHealth
EHTH
$43.9M
| $1.15M | ﹤0.01% |
28,417
+227
| +0.8% | +$10.6K |
|
2040
Cal-Maine
CALM
$3.99B
| $1.15M | ﹤0.01% |
31,821
| – | – |
|
2041
First Busey Corp
BUSE
$2.56B
| $1.14M | ﹤0.01% |
46,351
| – | – |
|
2042
Matthews International
MATW
$739M
| $1.14M | ﹤0.01% |
32,879
+4,707
| +17% | +$162K |
|
|
NEX
2043
DELISTED
NexTier Oilfield Solutions Inc.
NEX
| $1.14M | ﹤0.01% |
247,943
-29,439
| -11% | -$118K |
|
2044
Yext
YEXT
$574M
| $1.14M | ﹤0.01% |
94,767
| – | – |
|
2045
MarineMax
HZO
$788M
| $1.14M | ﹤0.01% |
23,464
+5,802
| +33% | +$290K |
|
2046
Freedom Holding
FRHC
$9.49B
| $1.14M | ﹤0.01% |
18,094
+3,371
| +23% | +$214K |
|
2047
Lennar Class B
LEN.B
$20.8B
| $1.14M | ﹤0.01% |
15,396
| – | – |
|
2048
BRC Group Holdings
RILY
$289M
| $1.13M | ﹤0.01% |
19,205
+4,044
| +27% | +$265K |
|
2049
Fortis
FTS
$28.7B
| $1.13M | ﹤0.01% |
25,544
-1,837
| -7% | -$83.2K |
|
2050
Itaú Unibanco
ITUB
$87.5B
| $1.13M | ﹤0.01% |
294,862
-380,711
| -56% | -$1.56M |
|
Similar funds
UBS AM's Q3 2021 Portfolio in Review
As of Q3 2021, UBS AM held 2,809 positions worth $241B, up 3.2% from $234B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
UBS AM deployed $8.13B of net new capital in Q3 2021, opening 56 new positions and adding to 1,358 existing holdings. Its largest new stake was State Street SPDR Portfolio Intermediate Term Treasury ETF: 6,053,315 shares worth $196M.
By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was Infosys, an estimated $434M trimmed.
- UBS AM's largest Q3 2021 buy was State Street SPDR Portfolio Intermediate Term Treasury ETF: 6,053,315 shares worth $196M.
- UBS AM added most to Microsoft in Q3 2021, an estimated $948M increase.
- UBS AM's biggest Q3 2021 reduction was Infosys, cutting an estimated $434M.
- UBS AM fully exited Vanguard Short-Term Treasury ETF in Q3 2021, selling an estimated $350M.
- UBS AM's ten largest holdings make up 22% of its $241B portfolio in Q3 2021.
- UBS AM opened 56 new positions and closed 62 in Q3 2021.
- UBS AM's portfolio value rose 3.2% quarter-over-quarter to $241B.
Based on UBS AM's 13F filing for Q3 2021, filed 15 Nov 2021.