UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.79B |
| 2 |
Meta Platforms (Facebook)
META
|
+$412M |
| 3 |
TAL Education Group
TAL
|
+$200M |
| 4 |
PPD
PPD, Inc. Common Stock
PPD
|
+$184M |
| 5 |
Intuit
INTU
|
+$182M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.43B |
| 2 |
NetEase
NTES
|
+$245M |
| 3 |
Goldman Sachs
GS
|
+$161M |
| 4 |
PPLI
People Inc
PPLI
|
+$114M |
| 5 |
Baidu
BIDU
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.43% |
| 2 | Consumer Discretionary | 14.2% |
| 3 | Healthcare | 13.11% |
| 4 | Financials | 11.12% |
| 5 | Communication Services | 9.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2026
Levi Strauss
LEVI
$9.39B
| $584K | ﹤0.01% |
43,600
-747
| -2% | -$9.48K |
|
2027
Pathward Financial
CASH
$1.8B
| $583K | ﹤0.01% |
30,320
| – | – |
|
|
IMGN
2028
DELISTED
Immunogen Inc
IMGN
| $583K | ﹤0.01% |
161,846
| – | – |
|
2029
AAR Corp
AIR
$5.76B
| $582K | ﹤0.01% |
30,950
-567
| -2% | -$10.8K |
|
2030
Andersons Inc
ANDE
$2.22B
| $581K | ﹤0.01% |
30,309
-705
| -2% | -$11.6K |
|
|
AEGN
2031
DELISTED
Aegion Corp
AEGN
| $581K | ﹤0.01% |
41,085
+643
| +2% | +$10.1K |
|
|
TPC
2032
Tutor Perini Cor
TPC
$5.21B
| $580K | ﹤0.01% |
52,132
+13,592
| +35% | +$167K |
|
|
SDC
2033
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
| $578K | ﹤0.01% |
49,528
-5,672
| -10% | -$52.1K |
|
2034
GrafTech
EAF
$212M
| $578K | ﹤0.01% |
8,455
-335
| -4% | -$23.4K |
|
|
SILV
2035
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
| $578K | ﹤0.01% |
68,400
| – | – |
|
2036
W&T Offshore
WTI
$518M
| $576K | ﹤0.01% |
319,909
+78,055
| +32% | +$173K |
|
2037
Collegium Pharmaceutical
COLL
$956M
| $575K | ﹤0.01% |
27,612
-460
| -2% | -$8.3K |
|
2038
Brookdale Senior Living
BKD
$3.4B
| $572K | ﹤0.01% |
225,176
-9,406
| -4% | -$25.9K |
|
2039
BJ's Restaurants
BJRI
$1.48B
| $570K | ﹤0.01% |
+19,355
| New | +$498K |
|
|
CMO
2040
DELISTED
Capstead Mortgage Corp.
CMO
| $569K | ﹤0.01% |
101,257
| – | – |
|
|
QUOT
2041
DELISTED
Quotient Technology Inc
QUOT
| $568K | ﹤0.01% |
76,987
-10,721
| -12% | -$86.9K |
|
2042
Scholastic
SCHL
$792M
| $567K | ﹤0.01% |
27,008
+3,931
| +17% | +$96.3K |
|
2043
Chewy
CHWY
$9.63B
| $564K | ﹤0.01% |
10,283
+1,733
| +20% | +$93.5K |
|
2044
Standex International
SXI
$4.12B
| $562K | ﹤0.01% |
9,497
| – | – |
|
2045
Triumph Financial Inc
TFIN
$1.82B
| $562K | ﹤0.01% |
18,047
-388
| -2% | -$10.6K |
|
2046
National Healthcare
NHC
$3.38B
| $562K | ﹤0.01% |
9,015
| – | – |
|
2047
Stoneridge
SRI
$213M
| $561K | ﹤0.01% |
30,547
| – | – |
|
|
NVEE
2048
DELISTED
NV5 Global
NVEE
| $560K | ﹤0.01% |
+42,432
| New | +$566K |
|
|
ALEX
2049
DELISTED
Alexander & Baldwin
ALEX
| $558K | ﹤0.01% |
49,817
-8,781
| -15% | -$105K |
|
2050
IMAX
IMAX
$2.66B
| $558K | ﹤0.01% |
46,619
-294
| -0.6% | -$3.8K |
|
Similar funds
UBS AM's Q3 2020 Portfolio in Review
As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
- UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
- UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
- UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
- UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
- UBS AM opened 79 new positions and closed 56 in Q3 2020.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.
Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.