UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2026
Kelly Services Class A
KELYA
$542M
| $324K | ﹤0.01% |
12,999
+200
| +2% | +$4.36K |
|
|
LORL
2027
DELISTED
Loral Space and Communications, Inc.
LORL
| $324K | ﹤0.01% |
4,000
| – | – |
|
|
MNR
2028
DELISTED
Monmouth Real Estate Investment Corp
MNR
| $321K | ﹤0.01% |
35,298
+600
| +2% | +$5.48K |
|
|
AVX
2029
DELISTED
AVX Corporation
AVX
| $318K | ﹤0.01% |
22,796
-4,800
| -17% | -$65.1K |
|
2030
Forestar Group
FOR
$1.49B
| $317K | ﹤0.01% |
14,899
+500
| +3% | +$10.5K |
|
2031
The Bancorp
TBBK
$2.95B
| $315K | ﹤0.01% |
17,599
-2,200
| -11% | -$38.5K |
|
2032
Churchill Downs
CHDN
$6.06B
| $314K | ﹤0.01% |
21,000
+1,800
| +9% | +$26.1K |
|
2033
Innospec
IOSP
$2.25B
| $314K | ﹤0.01% |
6,799
-300
| -4% | -$13.8K |
|
|
MTGE
2034
DELISTED
MTGE Investment Corp. Common Stock
MTGE
| $314K | ﹤0.01% |
17,969
+1,400
| +8% | +$26.9K |
|
|
CZR
2035
DELISTED
Caesars Entertainment Corporation
CZR
| $314K | ﹤0.01% |
14,599
+1,400
| +11% | +$27.3K |
|
2036
Clean Energy Fuels
CLNE
$410M
| $313K | ﹤0.01% |
24,297
-1,900
| -7% | -$23.2K |
|
2037
Myers Industries
MYE
$1.32B
| $313K | ﹤0.01% |
14,799
-1,100
| -7% | -$21.4K |
|
2038
NBT Bancorp
NBTB
$2.75B
| $313K | ﹤0.01% |
12,099
-5,600
| -32% | -$137K |
|
2039
Team
TISI
$77.8M
| $313K | ﹤0.01% |
740
+30
| +4% | +$11.6K |
|
|
VVUS
2040
DELISTED
Vivus Inc
VVUS
| $313K | ﹤0.01% |
3,452
-140
| -4% | -$13.5K |
|
2041
Barings BDC
BBDC
$963M
| $312K | ﹤0.01% |
11,268
-1,200
| -10% | -$34.8K |
|
2042
Boyd Gaming
BYD
$6.11B
| $312K | ﹤0.01% |
27,698
-5,900
| -18% | -$69.7K |
|
2043
Comfort Systems
FIX
$60.3B
| $312K | ﹤0.01% |
+16,098
| New | +$304K |
|
2044
Green Dot
GDOT
$759M
| $312K | ﹤0.01% |
12,399
| – | – |
|
2045
Stewart Information Services
STC
$2.09B
| $312K | ﹤0.01% |
9,679
-700
| -7% | -$21.7K |
|
|
DYN
2046
DELISTED
Dynegy, Inc.
DYN
| $312K | ﹤0.01% |
14,500
+2,400
| +20% | +$48.8K |
|
|
RPTP
2047
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
| $311K | ﹤0.01% |
23,897
-600
| -2% | -$8.26K |
|
|
ELGX
2048
DELISTED
Endologix Inc
ELGX
| $310K | ﹤0.01% |
1,780
+140
| +9% | +$24.1K |
|
2049
Insight Enterprises
NSIT
$4.51B
| $309K | ﹤0.01% |
13,599
+1,000
| +8% | +$21.9K |
|
2050
Matrix Service
MTRX
$330M
| $308K | ﹤0.01% |
12,600
-2,200
| -15% | -$46.9K |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.