UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$767M |
| 2 |
Amazon
AMZN
|
+$288M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$287M |
| 4 |
NVIDIA
NVDA
|
+$259M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$249M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$347M |
| 2 |
TWTR
Twitter, Inc.
TWTR
|
+$316M |
| 3 |
Citigroup
C
|
+$269M |
| 4 |
Charter Communications
CHTR
|
+$229M |
| 5 |
NetEase
NTES
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.35% |
| 2 | Consumer Discretionary | 13.14% |
| 3 | Financials | 12.19% |
| 4 | Healthcare | 12.04% |
| 5 | Communication Services | 9.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RDUS
2001
DELISTED
Radius Health, Inc.
RDUS
| $1.06M | ﹤0.01% |
50,840
+10,822
| +27% | +$228K |
|
|
TSC
2002
DELISTED
TriState Capital Holdings, Inc.
TSC
| $1.06M | ﹤0.01% |
45,824
| – | – |
|
|
GLDD
2003
DELISTED
Great Lakes Dredge & Dock
GLDD
| $1.06M | ﹤0.01% |
72,448
| – | – |
|
2004
nLIGHT
LASR
$3.17B
| $1.05M | ﹤0.01% |
32,490
+541
| +2% | +$19.2K |
|
2005
Customers Bancorp
CUBI
$2.77B
| $1.05M | ﹤0.01% |
32,960
| – | – |
|
2006
iHeartMedia
IHRT
$583M
| $1.05M | ﹤0.01% |
57,700
+5,200
| +10% | +$78.5K |
|
|
HIBB
2007
DELISTED
Hibbett, Inc. Common Stock
HIBB
| $1.04M | ﹤0.01% |
15,162
+299
| +2% | +$18.4K |
|
2008
Radware
RDWR
$1.19B
| $1.04M | ﹤0.01% |
39,918
| – | – |
|
2009
Lennar Class B
LEN.B
$20.8B
| $1.04M | ﹤0.01% |
13,295
| – | – |
|
2010
Axcelis
ACLS
$4.33B
| $1.04M | ﹤0.01% |
25,323
| – | – |
|
2011
Rigel Pharmaceuticals
RIGL
$750M
| $1.04M | ﹤0.01% |
30,339
-243
| -0.8% | -$9.62K |
|
2012
Materion
MTRN
$6.04B
| $1.04M | ﹤0.01% |
15,630
| – | – |
|
2013
Universal Corp
UVV
$1.27B
| $1.03M | ﹤0.01% |
17,511
-16,804
| -49% | -$882K |
|
2014
Copa Holdings
CPA
$5.8B
| $1.03M | ﹤0.01% |
12,770
| – | – |
|
|
PLYA
2015
DELISTED
Playa Hotels & Resorts
PLYA
| $1.03M | ﹤0.01% |
140,913
+53,470
| +61% | +$352K |
|
2016
Cerus
CERS
$474M
| $1.03M | ﹤0.01% |
171,114
-14,043
| -8% | -$95.5K |
|
2017
Ubiquiti
UI
$34.3B
| $1.03M | ﹤0.01% |
3,443
-5,149
| -60% | -$1.62M |
|
2018
Columbus McKinnon
CMCO
$584M
| $1.03M | ﹤0.01% |
19,454
+681
| +4% | +$32.5K |
|
2019
BioLife Solutions
BLFS
$1.7B
| $1.03M | ﹤0.01% |
28,500
+2,400
| +9% | +$94.9K |
|
2020
Ocular Therapeutix
OCUL
$2.02B
| $1.02M | ﹤0.01% |
62,448
+12,311
| +25% | +$237K |
|
2021
Unity
U
$18.9B
| $1.02M | ﹤0.01% |
10,215
| – | – |
|
|
ALEX
2022
DELISTED
Alexander & Baldwin
ALEX
| $1.02M | ﹤0.01% |
60,985
| – | – |
|
2023
Revolution Medicines
RVMD
$44B
| $1.02M | ﹤0.01% |
22,300
-2,529
| -10% | -$113K |
|
2024
Health Catalyst
HCAT
$128M
| $1.02M | ﹤0.01% |
21,800
| – | – |
|
|
MTSC
2025
DELISTED
MTS Systems Corp
MTSC
| $1.02M | ﹤0.01% |
17,514
-2,226
| -11% | -$130K |
|
Similar funds
UBS AM's Q1 2021 Portfolio in Review
As of Q1 2021, UBS AM held 2,645 positions worth $226B, up 6% from $213B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Trading was light in Q1 2021: portfolio turnover was 4.9%. UBS AM opened 86 new positions and exited 44, leaving the 2,645-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS AM's largest Q1 2021 buy was Seagen Inc. Common Stock: 966,114 shares worth $134M.
- UBS AM added most to Infosys in Q1 2021, an estimated $767M increase.
- UBS AM's biggest Q1 2021 reduction was Alibaba, cutting an estimated $347M.
- UBS AM fully exited Lumen in Q1 2021, selling an estimated $45.5M.
- UBS AM's ten largest holdings make up 22% of its $226B portfolio in Q1 2021.
- UBS AM opened 86 new positions and closed 44 in Q1 2021.
- UBS AM's portfolio value rose 6% quarter-over-quarter to $226B.
Based on UBS AM's 13F filing for Q1 2021, filed 14 May 2021.