UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.79B |
| 2 |
Meta Platforms (Facebook)
META
|
+$412M |
| 3 |
TAL Education Group
TAL
|
+$200M |
| 4 |
PPD
PPD, Inc. Common Stock
PPD
|
+$184M |
| 5 |
Intuit
INTU
|
+$182M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.43B |
| 2 |
NetEase
NTES
|
+$245M |
| 3 |
Goldman Sachs
GS
|
+$161M |
| 4 |
PPLI
People Inc
PPLI
|
+$114M |
| 5 |
Baidu
BIDU
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.43% |
| 2 | Consumer Discretionary | 14.2% |
| 3 | Healthcare | 13.11% |
| 4 | Financials | 11.12% |
| 5 | Communication Services | 9.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
TriCo Bancshares
TCBK
$1.83B
| $610K | ﹤0.01% |
24,910
-3,529
| -12% | -$98.4K |
|
|
ECHO
2002
DELISTED
Echo Global Logistics, Inc.
ECHO
| $608K | ﹤0.01% |
23,585
| – | – |
|
2003
Phreesia
PHR
$773M
| $607K | ﹤0.01% |
18,900
-275
| -1% | -$8.19K |
|
|
CNST
2004
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
| $607K | ﹤0.01% |
29,969
+9,117
| +44% | +$223K |
|
|
TSC
2005
DELISTED
TriState Capital Holdings, Inc.
TSC
| $607K | ﹤0.01% |
45,824
+19,616
| +75% | +$275K |
|
|
HTZ
2006
DELISTED
Hertz Global Holdings, Inc.
HTZ
| $606K | ﹤0.01% |
546,242
+257,683
| +89% | +$371K |
|
2007
Acco Brands
ACCO
$407M
| $606K | ﹤0.01% |
104,407
-1,107
| -1% | -$7.24K |
|
|
HEES
2008
DELISTED
H&E Equipment Services
HEES
| $604K | ﹤0.01% |
30,712
-4,007
| -12% | -$78.3K |
|
2009
Ameresco
AMRC
$1.36B
| $603K | ﹤0.01% |
18,061
-5,500
| -23% | -$167K |
|
|
UMH
2010
UMH Properties
UMH
$1.36B
| $603K | ﹤0.01% |
44,535
+7,468
| +20% | +$99.6K |
|
2011
Ecovyst
ECVT
$1.14B
| $602K | ﹤0.01% |
58,684
+30,402
| +107% | +$371K |
|
2012
Artivion
AORT
$1.32B
| $601K | ﹤0.01% |
32,548
-580
| -2% | -$11.1K |
|
2013
Photronics
PLAB
$1.93B
| $600K | ﹤0.01% |
60,229
-7,040
| -10% | -$76.1K |
|
2014
Stock Yards Bancorp
SYBT
$2.6B
| $598K | ﹤0.01% |
17,575
-291
| -2% | -$11.6K |
|
|
ATNX
2015
DELISTED
Athenex, Inc. Common Stock
ATNX
| $590K | ﹤0.01% |
2,440
+55
| +2% | +$13.2K |
|
2016
S&T Bancorp
STBA
$1.79B
| $590K | ﹤0.01% |
33,353
+3,784
| +13% | +$78.8K |
|
2017
Veeco
VECO
$3.23B
| $590K | ﹤0.01% |
50,554
+6,766
| +15% | +$86.3K |
|
2018
Gates Industrial Corporation Ltd.
GTES
$7.15B
| $590K | ﹤0.01% |
53,028
-20,521
| -28% | -$229K |
|
2019
Tootsie Roll Industries
TR
$2.98B
| $589K | ﹤0.01% |
22,778
-771
| -3% | -$20.6K |
|
2020
Wipro
WIT
$20B
| $589K | ﹤0.01% |
250,442
| – | – |
|
2021
Kforce
KFRC
$1.06B
| $588K | ﹤0.01% |
18,291
+297
| +2% | +$9.51K |
|
2022
Archrock
AROC
$5.8B
| $587K | ﹤0.01% |
109,046
+707
| +0.7% | +$4.62K |
|
|
KBAL
2023
DELISTED
Kimball International
KBAL
| $586K | ﹤0.01% |
55,575
+29,815
| +116% | +$332K |
|
2024
Anika Therapeutics
ANIK
$287M
| $585K | ﹤0.01% |
16,543
+7,714
| +87% | +$279K |
|
|
SPTN
2025
DELISTED
SpartanNash
SPTN
| $585K | ﹤0.01% |
35,794
-319
| -0.9% | -$6.37K |
|
Similar funds
UBS AM's Q3 2020 Portfolio in Review
As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
- UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
- UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
- UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
- UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
- UBS AM opened 79 new positions and closed 56 in Q3 2020.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.
Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.