UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Procter & Gamble
PG
|
+$257M |
| 2 |
Microsoft
MSFT
|
+$214M |
| 3 |
Meta Platforms (Facebook)
META
|
+$212M |
| 4 |
Palo Alto Networks
PANW
|
+$180M |
| 5 |
Alibaba
BABA
|
+$165M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PepsiCo
PEP
|
+$224M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$212M |
| 3 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$156M |
| 4 |
Eli Lilly
LLY
|
+$123M |
| 5 |
Fortinet
FTNT
|
+$120M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.21% |
| 2 | Healthcare | 13.78% |
| 3 | Financials | 13.47% |
| 4 | Consumer Discretionary | 12.16% |
| 5 | Communication Services | 8.85% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
VBTX
2001
DELISTED
Veritex Holdings
VBTX
| $602K | ﹤0.01% |
24,847
+14,470
| +139% | +$366K |
|
|
HEXO
2002
DELISTED
HEXO Corp. Common Shares
HEXO
| $600K | ﹤0.01% |
+1,621
| New | +$525K |
|
2003
Seaboard Corp
SEB
$4.06B
| $600K | ﹤0.01% |
140
+61
| +77% | +$235K |
|
2004
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
| $599K | ﹤0.01% |
8,828
+188
| +2% | +$12.1K |
|
2005
James River Group Holdings
JRVR
$217M
| $598K | ﹤0.01% |
14,919
+8,690
| +140% | +$340K |
|
2006
FormFactor
FORM
$9.17B
| $596K | ﹤0.01% |
37,060
| – | – |
|
|
KRA
2007
DELISTED
Kraton Corporation
KRA
| $596K | ﹤0.01% |
18,529
+9,130
| +97% | +$275K |
|
2008
Arbor Realty Trust
ABR
$998M
| $596K | ﹤0.01% |
45,944
+447
| +1% | +$5.43K |
|
2009
Ezcorp Inc
EZPW
$1.71B
| $591K | ﹤0.01% |
63,406
+30,308
| +92% | +$286K |
|
2010
Community Health Systems
CYH
$423M
| $588K | ﹤0.01% |
157,522
-5,870
| -4% | -$24.1K |
|
|
AQUA
2011
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
| $587K | ﹤0.01% |
46,698
+21,467
| +85% | +$256K |
|
2012
Hecla Mining
HL
$11.3B
| $586K | ﹤0.01% |
254,934
+11,200
| +5% | +$28.2K |
|
2013
TherapeuticsMD
TXMD
$24M
| $586K | ﹤0.01% |
2,408
+199
| +9% | +$52.7K |
|
2014
Cooper-Standard Automotive
CPS
$558M
| $586K | ﹤0.01% |
12,485
+156
| +1% | +$10K |
|
2015
CTS Corp
CTS
$1.89B
| $586K | ﹤0.01% |
19,946
+10,472
| +111% | +$307K |
|
|
LTRPA
2016
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
| $585K | ﹤0.01% |
41,192
+15,914
| +63% | +$251K |
|
|
NRE
2017
DELISTED
NorthStar Realty Europe Corp.
NRE
| $583K | ﹤0.01% |
33,564
-12,318
| -27% | -$209K |
|
2018
Argan
AGX
$8.37B
| $582K | ﹤0.01% |
11,656
+4,556
| +64% | +$205K |
|
|
RTEC
2019
DELISTED
Rudolph Technologies Inc
RTEC
| $581K | ﹤0.01% |
+25,491
| New | +$559K |
|
2020
Regis Corp
RGS
$70.2M
| $581K | ﹤0.01% |
1,477
+906
| +159% | +$335K |
|
2021
Primoris Services
PRIM
$4.45B
| $581K | ﹤0.01% |
28,074
+6,001
| +27% | +$126K |
|
|
ECHO
2022
DELISTED
Echo Global Logistics, Inc.
ECHO
| $573K | ﹤0.01% |
23,113
+9,514
| +70% | +$224K |
|
|
SPPI
2023
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
| $572K | ﹤0.01% |
53,466
+7,257
| +16% | +$77.7K |
|
|
GTT
2024
DELISTED
GTT Communications, Inc.
GTT
| $571K | ﹤0.01% |
16,459
+6,859
| +71% | +$201K |
|
|
HMHC
2025
DELISTED
Houghton Mifflin Harcourt Company
HMHC
| $570K | ﹤0.01% |
78,418
+15,502
| +25% | +$139K |
|
Similar funds
UBS AM's Q1 2019 Portfolio in Review
As of Q1 2019, UBS AM held 2,870 positions worth $135B, up 16% from $116B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM's Q1 2019 filing shows 103 new, 1,731 increased, 679 reduced and 79 closed positions. Its largest new stake was Fox Class A: 1,047,931 shares worth $38.5M. The largest sale was PepsiCo, an estimated $224M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.
- UBS AM's largest Q1 2019 buy was Fox Class A: 1,047,931 shares worth $38.5M.
- UBS AM added most to Procter & Gamble in Q1 2019, an estimated $257M increase.
- UBS AM's biggest Q1 2019 reduction was PepsiCo, cutting an estimated $224M.
- UBS AM fully exited Twenty-First Century Fox, Inc. Class A in Q1 2019, selling an estimated $156M.
- UBS AM's ten largest holdings make up 19% of its $135B portfolio in Q1 2019.
- UBS AM opened 103 new positions and closed 79 in Q1 2019.
- UBS AM's portfolio value rose 16% quarter-over-quarter to $135B.
Based on UBS AM's 13F filing for Q1 2019, filed 14 May 2019.