UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$235M |
| 2 |
Microsoft
MSFT
|
+$176M |
| 3 |
Cognizant
CTSH
|
+$150M |
| 4 |
Chubb
CB
|
+$107M |
| 5 |
Under Armour
UAA
|
+$100M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Thermo Fisher Scientific
TMO
|
+$221M |
| 2 |
Workday
WDAY
|
+$133M |
| 3 |
Pfizer
PFE
|
+$122M |
| 4 |
Apple
AAPL
|
+$122M |
| 5 |
Nike
NKE
|
+$116M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.48% |
| 2 | Technology | 14.7% |
| 3 | Financials | 13.4% |
| 4 | Consumer Discretionary | 10.5% |
| 5 | Communication Services | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CBB
2001
DELISTED
Cincinnati Bell Inc.
CBB
| $391K | ﹤0.01% |
20,179
-860
| -4% | -$14.4K |
|
2002
The Greenbrier Companies
GBX
$1.46B
| $390K | ﹤0.01% |
14,092
-500
| -3% | -$12.8K |
|
|
TLRD
2003
DELISTED
Tailored Brands, Inc.
TLRD
| $390K | ﹤0.01% |
+21,799
| New | +$336K |
|
|
EDN
2004
Edenor
EDN
$1.06B
| $389K | ﹤0.01% |
+23,311
| New | +$383K |
|
2005
Rogers Corp
ROG
$2.4B
| $389K | ﹤0.01% |
6,500
-900
| -12% | -$45.3K |
|
2006
Employers Holdings
EIG
$889M
| $388K | ﹤0.01% |
13,799
+1,800
| +15% | +$47.1K |
|
2007
Gray Television
GTN
$552M
| $388K | ﹤0.01% |
33,100
-3,200
| -9% | -$39.4K |
|
|
MODV
2008
DELISTED
ModivCare
MODV
| $388K | ﹤0.01% |
7,600
| – | – |
|
2009
iShares National Muni Bond ETF
MUB
$45.5B
| – | – |
0
| – | – |
|
|
BEL
2010
DELISTED
Belmond Ltd.
BEL
| $388K | ﹤0.01% |
40,897
-18,700
| -31% | -$166K |
|
2011
TETRA Technologies
TTI
$1.26B
| $387K | ﹤0.01% |
60,897
-13,200
| -18% | -$77.3K |
|
|
MAGN
2012
Magnera Corp
MAGN
$460M
| $386K | ﹤0.01% |
1,431
+287
| +25% | +$65K |
|
2013
Ennis
EBF
$564M
| $385K | ﹤0.01% |
19,699
| – | – |
|
|
PDLI
2014
DELISTED
PDL BioPharma, Inc.
PDLI
| $385K | ﹤0.01% |
115,489
-90,734
| -44% | -$283K |
|
2015
RingCentral
RNG
$5.28B
| $384K | ﹤0.01% |
24,400
-14,500
| -37% | -$271K |
|
|
CHUY
2016
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
| $382K | ﹤0.01% |
12,300
-700
| -5% | -$22.7K |
|
|
TLN
2017
DELISTED
Talen Energy Corporation
TLN
| $382K | ﹤0.01% |
42,445
-29,758
| -41% | -$210K |
|
2018
Coca-Cola Consolidated
COKE
$12.8B
| $381K | ﹤0.01% |
23,850
-10,000
| -30% | -$170K |
|
2019
Tootsie Roll Industries
TR
$2.98B
| $381K | ﹤0.01% |
14,670
-1,663
| -10% | -$39.4K |
|
|
OUTR
2020
DELISTED
OUTERWALL INC
OUTR
| $381K | ﹤0.01% |
10,299
-700
| -6% | -$23K |
|
2021
Astec Industries
ASTE
$1.02B
| $380K | ﹤0.01% |
8,132
+1,300
| +19% | +$52.1K |
|
2022
SiriusPoint
SPNT
$2.68B
| $380K | ﹤0.01% |
33,400
+6,600
| +25% | +$74.9K |
|
|
VCRA
2023
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
| $380K | ﹤0.01% |
29,769
+1,270
| +4% | +$17.6K |
|
|
CCC
2024
DELISTED
Calgon Carbon Corp
CCC
| $380K | ﹤0.01% |
27,098
-16,202
| -37% | -$247K |
|
2025
Hanmi Financial
HAFC
$946M
| $379K | ﹤0.01% |
17,199
-1,233
| -7% | -$26.3K |
|
Similar funds
UBS AM's Q1 2016 Portfolio in Review
As of Q1 2016, UBS AM held 2,740 positions worth $86.2B, down 1.7% from $87.7B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q1 2016 filing shows 51 new, 583 increased, 1,774 reduced and 113 closed positions. Its largest new stake was NXP Semiconductors: 1,291,575 shares worth $105M. The largest sale was Thermo Fisher Scientific, an estimated $221M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 17% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q1 2016 buy was NXP Semiconductors: 1,291,575 shares worth $105M.
- UBS AM added most to Alibaba in Q1 2016, an estimated $235M increase.
- UBS AM's biggest Q1 2016 reduction was Thermo Fisher Scientific, cutting an estimated $221M.
- UBS AM fully exited CHUBB CORPORATION in Q1 2016, selling an estimated $97.5M.
- UBS AM's ten largest holdings make up 15% of its $86.2B portfolio in Q1 2016.
- UBS AM opened 51 new positions and closed 113 in Q1 2016.
- UBS AM's portfolio value fell 1.7% quarter-over-quarter to $86.2B.
Based on UBS AM's 13F filing for Q1 2016, filed 12 May 2016.