UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Broadcom
AVGO
|
+$494M |
| 2 |
Johnson & Johnson
JNJ
|
+$466M |
| 3 |
Procter & Gamble
PG
|
+$299M |
| 4 |
Amazon
AMZN
|
+$285M |
| 5 |
Advanced Micro Devices
AMD
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
VMW
VMware, Inc
VMW
|
+$510M |
| 2 |
ATVI
Activision Blizzard
ATVI
|
+$430M |
| 3 |
Microsoft
MSFT
|
+$315M |
| 4 |
Intel
INTC
|
+$227M |
| 5 |
SPLK
Splunk Inc
SPLK
|
+$169M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 31.22% |
| 2 | Healthcare | 12.65% |
| 3 | Consumer Discretionary | 11.43% |
| 4 | Financials | 11.23% |
| 5 | Communication Services | 7.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1976
Ichor Holdings
ICHR
$2.47B
| $980K | ﹤0.01% |
29,132
-329
| -1% | -$9.11K |
|
|
OSG
1977
Octave Specialty Group
OSG
$213M
| $979K | ﹤0.01% |
59,394
| – | – |
|
1978
Washington Trust Bancorp
WASH
$737M
| $978K | ﹤0.01% |
30,214
| – | – |
|
1979
Amalgamated Financial
AMAL
$1.49B
| $977K | ﹤0.01% |
36,251
+8,510
| +31% | +$175K |
|
1980
Pediatrix Medical
MD
$2.13B
| $976K | ﹤0.01% |
104,916
+7,566
| +8% | +$78.3K |
|
|
LPRO
1981
DELISTED
Open Lending Corp
LPRO
| $976K | ﹤0.01% |
114,632
-736
| -0.6% | -$4.95K |
|
|
FPI
1982
Farmland Partners
FPI
$421M
| $975K | ﹤0.01% |
78,163
-906
| -1% | -$10.5K |
|
1983
IMAX
IMAX
$2.73B
| $975K | ﹤0.01% |
64,924
+809
| +1% | +$13.8K |
|
1984
CVR Energy
CVI
$3.24B
| $973K | ﹤0.01% |
32,106
-250
| -0.8% | -$7.9K |
|
1985
3D Systems Corp
DDD
$626M
| $969K | ﹤0.01% |
152,623
| – | – |
|
1986
Center Bancorp
CNOB
$1.78B
| $968K | ﹤0.01% |
42,238
| – | – |
|
1987
Tilray
TLRY
$613M
| $968K | ﹤0.01% |
42,070
+4,887
| +13% | +$94.2K |
|
1988
Kelly Services Class A
KELYA
$546M
| $965K | ﹤0.01% |
44,656
+3,513
| +9% | +$69.7K |
|
1989
Monro
MNRO
$370M
| $965K | ﹤0.01% |
32,876
| – | – |
|
1990
Digital Turbine
APPS
$1.75B
| $962K | ﹤0.01% |
140,172
| – | – |
|
1991
Pitney Bowes
PBI
$2.36B
| $960K | ﹤0.01% |
218,146
-554
| -0.3% | -$2.15K |
|
1992
Ingles Markets
IMKTA
$1.65B
| $960K | ﹤0.01% |
11,113
| – | – |
|
|
EB
1993
DELISTED
Eventbrite
EB
| $958K | ﹤0.01% |
114,572
| – | – |
|
1994
Zentalis Pharmaceuticals
ZNTL
$299M
| $957K | ﹤0.01% |
63,176
-185,938
| -75% | -$2.71M |
|
1995
Napco Security Technologies
NSSC
$1.46B
| $948K | ﹤0.01% |
27,692
-306
| -1% | -$8.12K |
|
|
DMC
1996
Del Monte Corp
DMC
$1.43B
| $948K | ﹤0.01% |
36,119
+2,963
| +9% | +$73K |
|
1997
Gorman-Rupp
GRC
$2.18B
| $947K | ﹤0.01% |
26,649
| – | – |
|
1998
Tompkins Financial
TMP
$1.41B
| $946K | ﹤0.01% |
15,714
| – | – |
|
1999
Collegium Pharmaceutical
COLL
$900M
| $946K | ﹤0.01% |
30,729
| – | – |
|
|
ETWO
2000
DELISTED
E2open Parent Holdings
ETWO
| $946K | ﹤0.01% |
215,447
| – | – |
|
Similar funds
UBS AM's Q4 2023 Portfolio in Review
As of Q4 2023, UBS AM held 2,644 positions worth $254B, up 14% from $223B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q4 2023 filing shows 62 new, 1,338 increased, 675 reduced and 106 closed positions. Its largest new stake was Veralto: 1,187,566 shares worth $97.7M. The largest sale was VMware, Inc, an estimated $510M.
By sector, the portfolio is most concentrated in Technology at 31% of assets, up from 30% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- UBS AM's largest Q4 2023 buy was Veralto: 1,187,566 shares worth $97.7M.
- UBS AM added most to Broadcom in Q4 2023, an estimated $494M increase.
- UBS AM's biggest Q4 2023 reduction was Microsoft, cutting an estimated $315M.
- UBS AM fully exited VMware, Inc in Q4 2023, selling an estimated $510M.
- UBS AM's ten largest holdings make up 26% of its $254B portfolio in Q4 2023.
- UBS AM opened 62 new positions and closed 106 in Q4 2023.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $254B.
Based on UBS AM's 13F filing for Q4 2023, filed 14 Feb 2024.