UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Shopify
SHOP
|
+$873M |
| 2 |
Apple
AAPL
|
+$739M |
| 3 |
Accenture
ACN
|
+$450M |
| 4 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$393M |
| 5 |
Salesforce
CRM
|
+$359M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$1.39B |
| 2 |
Infosys
INFY
|
+$641M |
| 3 |
Meta Platforms (Facebook)
META
|
+$621M |
| 4 |
JPMorgan Chase
JPM
|
+$483M |
| 5 |
Visa
V
|
+$477M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 28.05% |
| 2 | Healthcare | 12.84% |
| 3 | Consumer Discretionary | 11.61% |
| 4 | Financials | 11.34% |
| 5 | Communication Services | 8.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1976
Rocket Lab Corp
RKLB
$51B
| $1.33M | ﹤0.01% |
+108,623
| New | +$1.49M |
|
1977
Unisys
UIS
$214M
| $1.33M | ﹤0.01% |
64,419
| – | – |
|
1978
Photronics
PLAB
$1.9B
| $1.32M | ﹤0.01% |
70,220
| – | – |
|
1979
NexGen Energy
NXE
$6.89B
| $1.31M | ﹤0.01% |
299,820
+11,450
| +4% | +$58.9K |
|
1980
Brookdale Senior Living
BKD
$3.31B
| $1.31M | ﹤0.01% |
254,450
+41,603
| +20% | +$259K |
|
|
NEX
1981
DELISTED
NexTier Oilfield Solutions Inc.
NEX
| $1.31M | ﹤0.01% |
369,717
+121,774
| +49% | +$510K |
|
1982
Fortis
FTS
$28.3B
| $1.31M | ﹤0.01% |
27,089
+1,545
| +6% | +$69.9K |
|
|
FRG
1983
DELISTED
Franchise Group, Inc.
FRG
| $1.31M | ﹤0.01% |
25,066
+605
| +2% | +$27.2K |
|
1984
MBIA
MBI
$261M
| $1.3M | ﹤0.01% |
82,265
-921
| -1% | -$12.2K |
|
1985
Matthews International
MATW
$733M
| $1.3M | ﹤0.01% |
35,391
+2,512
| +8% | +$90.9K |
|
1986
RadNet
RDNT
$5.95B
| $1.3M | ﹤0.01% |
43,098
+1,085
| +3% | +$32K |
|
|
SWTX
1987
DELISTED
SpringWorks Therapeutics
SWTX
| $1.3M | ﹤0.01% |
20,913
| – | – |
|
1988
Repay Holdings
RPAY
$322M
| $1.3M | ﹤0.01% |
70,937
+12,941
| +22% | +$254K |
|
|
MCHB
1989
Mechanics Bancorp
MCHB
$3.68B
| $1.29M | ﹤0.01% |
24,862
+514
| +2% | +$24.8K |
|
1990
OR Royalties Inc
OR
$6.25B
| $1.29M | ﹤0.01% |
104,979
-102,176
| -49% | -$1.24M |
|
1991
A10 Networks
ATEN
$2.06B
| $1.29M | ﹤0.01% |
77,576
-1,705
| -2% | -$25.9K |
|
|
ISEE
1992
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
| $1.28M | ﹤0.01% |
76,854
+10,112
| +15% | +$166K |
|
1993
Supernus Pharmaceuticals
SUPN
$2.74B
| $1.28M | ﹤0.01% |
43,976
-1,309
| -3% | -$39.7K |
|
1994
Scholastic
SCHL
$799M
| $1.28M | ﹤0.01% |
32,063
+5,403
| +20% | +$204K |
|
|
ETWO
1995
DELISTED
E2open Parent Holdings
ETWO
| $1.28M | ﹤0.01% |
113,745
+50,683
| +80% | +$596K |
|
1996
Celldex Therapeutics
CLDX
$3.35B
| $1.28M | ﹤0.01% |
33,089
-3,121
| -9% | -$136K |
|
1997
Apogee Enterprises
APOG
$886M
| $1.28M | ﹤0.01% |
26,531
-21,353
| -45% | -$933K |
|
|
GES
1998
DELISTED
Guess Inc
GES
| $1.28M | ﹤0.01% |
53,922
-2,405
| -4% | -$53.3K |
|
1999
FB Financial Corp
FBK
$3.04B
| $1.27M | ﹤0.01% |
28,963
| – | – |
|
2000
City Holding Co
CHCO
$2.03B
| $1.27M | ﹤0.01% |
15,486
| – | – |
|
Similar funds
UBS AM's Q4 2021 Portfolio in Review
As of Q4 2021, UBS AM held 2,965 positions worth $261B, up 8.3% from $241B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
UBS AM's Q4 2021 filing shows 219 new, 1,218 increased, 1,020 reduced and 126 closed positions. Its largest new stake was iShares Russell Mid-Cap Value ETF: 3,293,120 shares worth $403M. The largest sale was Microsoft, an estimated $1.39B.
By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- UBS AM's largest Q4 2021 buy was iShares Russell Mid-Cap Value ETF: 3,293,120 shares worth $403M.
- UBS AM added most to Shopify in Q4 2021, an estimated $873M increase.
- UBS AM's biggest Q4 2021 reduction was Microsoft, cutting an estimated $1.39B.
- UBS AM fully exited Baidu in Q4 2021, selling an estimated $360M.
- UBS AM's ten largest holdings make up 22% of its $261B portfolio in Q4 2021.
- UBS AM opened 219 new positions and closed 126 in Q4 2021.
- UBS AM's portfolio value rose 8.3% quarter-over-quarter to $261B.
Based on UBS AM's 13F filing for Q4 2021, filed 14 Feb 2022.