UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.79B |
| 2 |
Meta Platforms (Facebook)
META
|
+$412M |
| 3 |
TAL Education Group
TAL
|
+$200M |
| 4 |
PPD
PPD, Inc. Common Stock
PPD
|
+$184M |
| 5 |
Intuit
INTU
|
+$182M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.43B |
| 2 |
NetEase
NTES
|
+$245M |
| 3 |
Goldman Sachs
GS
|
+$161M |
| 4 |
PPLI
People Inc
PPLI
|
+$114M |
| 5 |
Baidu
BIDU
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.43% |
| 2 | Consumer Discretionary | 14.2% |
| 3 | Healthcare | 13.11% |
| 4 | Financials | 11.12% |
| 5 | Communication Services | 9.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
YMAB
1976
DELISTED
Y-mAbs Therapeutics
YMAB
| $643K | ﹤0.01% |
16,749
+1,000
| +6% | +$39.8K |
|
1977
Theravance Biopharma
TBPH
$877M
| $642K | ﹤0.01% |
43,428
| – | – |
|
|
GLDD
1978
DELISTED
Great Lakes Dredge & Dock
GLDD
| $641K | ﹤0.01% |
67,371
+3,451
| +5% | +$31.6K |
|
1979
Carpenter Technology
CRS
$28.4B
| $640K | ﹤0.01% |
35,255
-5,923
| -14% | -$128K |
|
1980
Enterprise Financial Services Corp
EFSC
$2.39B
| $639K | ﹤0.01% |
23,439
-390
| -2% | -$11.5K |
|
|
BBT
1981
Beacon Financial Corp
BBT
$2.66B
| $638K | ﹤0.01% |
63,150
+3,589
| +6% | +$35.3K |
|
|
MDP
1982
DELISTED
Meredith Corporation
MDP
| $638K | ﹤0.01% |
48,660
| – | – |
|
|
GES
1983
DELISTED
Guess Inc
GES
| $637K | ﹤0.01% |
54,856
| – | – |
|
1984
BioXcel Therapeutics
BTAI
$27.8M
| $633K | ﹤0.01% |
913
+582
| +176% | +$437K |
|
1985
1-800-Flowers.com
FLWS
$258M
| $632K | ﹤0.01% |
25,341
+9,262
| +58% | +$245K |
|
1986
PetMed Express
PETS
$42.3M
| $631K | ﹤0.01% |
19,966
+2,227
| +13% | +$73.7K |
|
1987
Axcelis
ACLS
$4.33B
| $631K | ﹤0.01% |
28,669
+3,798
| +15% | +$96.8K |
|
1988
Seaboard Corp
SEB
$4.06B
| $630K | ﹤0.01% |
222
-57
| -20% | -$162K |
|
1989
National Beverage
FIZZ
$3.01B
| $627K | ﹤0.01% |
18,430
+1,222
| +7% | +$42.8K |
|
1990
GoPro
GPRO
$126M
| $627K | ﹤0.01% |
138,344
+4,472
| +3% | +$21K |
|
1991
German American Bancorp
GABC
$1.9B
| $627K | ﹤0.01% |
23,088
-1,291
| -5% | -$37.2K |
|
|
CONN
1992
DELISTED
Conn's Inc.
CONN
| $624K | ﹤0.01% |
59,000
| – | – |
|
1993
Columbus McKinnon
CMCO
$584M
| $621K | ﹤0.01% |
18,773
+9,726
| +108% | +$338K |
|
1994
Gossamer Bio
GOSS
$87M
| $620K | ﹤0.01% |
49,952
+6,900
| +16% | +$91.5K |
|
1995
Newmark Group
NMRK
$2.63B
| $616K | ﹤0.01% |
142,569
-1,389
| -1% | -$6.01K |
|
1996
CTS Corp
CTS
$1.89B
| $615K | ﹤0.01% |
27,927
+660
| +2% | +$13.8K |
|
1997
Mativ Holdings
MATV
$711M
| $614K | ﹤0.01% |
20,214
-2,599
| -11% | -$81.7K |
|
1998
Tactile Systems Technology
TCMD
$665M
| $614K | ﹤0.01% |
16,780
+2,724
| +19% | +$99.8K |
|
1999
Arcturus Therapeutics
ARCT
$211M
| $613K | ﹤0.01% |
14,300
+3,200
| +29% | +$159K |
|
2000
Inogen
INGN
$164M
| $610K | ﹤0.01% |
21,039
+3,385
| +19% | +$106K |
|
Similar funds
UBS AM's Q3 2020 Portfolio in Review
As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
- UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
- UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
- UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
- UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
- UBS AM opened 79 new positions and closed 56 in Q3 2020.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.
Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.