UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$388M |
| 2 |
Coca-Cola
KO
|
+$291M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$263M |
| 4 |
Apple
AAPL
|
+$220M |
| 5 |
Mondelez International
MDLZ
|
+$210M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TAL Education Group
TAL
|
+$231M |
| 2 |
Walmart Inc
WMT
|
+$178M |
| 3 |
Yum! Brands
YUM
|
+$128M |
| 4 |
Comcast
CMCSA
|
+$122M |
| 5 |
Paycom
PAYC
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.45% |
| 2 | Healthcare | 14.46% |
| 3 | Consumer Discretionary | 12.94% |
| 4 | Financials | 12.31% |
| 5 | Communication Services | 9.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
OPB
1976
DELISTED
Opus Bank Common Stock
OPB
| $446K | ﹤0.01% |
25,723
-5,826
| -18% | -$136K |
|
1977
GoPro
GPRO
$121M
| $444K | ﹤0.01% |
169,362
+33,586
| +25% | +$125K |
|
1978
IMAX
IMAX
$2.81B
| $442K | ﹤0.01% |
48,834
-2,427
| -5% | -$38.4K |
|
1979
Travere Therapeutics
TVTX
$5.74B
| $441K | ﹤0.01% |
30,260
-943
| -3% | -$14.2K |
|
|
MSGN
1980
DELISTED
MSG Networks Inc.
MSGN
| $441K | ﹤0.01% |
43,261
-2,114
| -5% | -$30.2K |
|
1981
Parsons
PSN
$4.93B
| $438K | ﹤0.01% |
13,700
+5,100
| +59% | +$198K |
|
|
HOUS
1982
DELISTED
Anywhere Real Estate
HOUS
| $438K | ﹤0.01% |
145,392
-12,476
| -8% | -$110K |
|
|
AVTA
1983
DELISTED
Avantax, Inc. Common Stock
AVTA
| $437K | ﹤0.01% |
36,306
-2,450
| -6% | -$47.3K |
|
|
ECHO
1984
DELISTED
Echo Global Logistics, Inc.
ECHO
| $433K | ﹤0.01% |
25,376
-3,249
| -11% | -$63.3K |
|
1985
Hackett Group
HCKT
$279M
| $433K | ﹤0.01% |
34,047
+3,019
| +10% | +$45.3K |
|
1986
Red Rock Resorts
RRR
$3.62B
| $433K | ﹤0.01% |
50,607
-6,028
| -11% | -$120K |
|
1987
Antero Resources
AR
$11.4B
| $432K | ﹤0.01% |
606,181
+201,015
| +50% | +$336K |
|
1988
Signet Jewelers
SIG
$3.67B
| $430K | ﹤0.01% |
66,611
+1,487
| +2% | +$30.4K |
|
|
STFC
1989
DELISTED
State Auto Financial Corp
STFC
| $426K | ﹤0.01% |
15,327
-3,866
| -20% | -$110K |
|
|
BMY.RT
1990
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
| $426K | ﹤0.01% |
112,029
+20,768
| +23% | +$68.4K |
|
|
TPTX
1991
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
| $424K | ﹤0.01% |
9,500
-5,178
| -35% | -$275K |
|
1992
Axogen
AXGN
$2.59B
| $423K | ﹤0.01% |
40,656
+5,636
| +16% | +$71.8K |
|
|
GES
1993
DELISTED
Guess Inc
GES
| $422K | ﹤0.01% |
62,355
+5,860
| +10% | +$102K |
|
1994
Orthofix Medical
OFIX
$418M
| $421K | ﹤0.01% |
15,040
-2,172
| -13% | -$84K |
|
|
SAVE
1995
DELISTED
Spirit Airlines, Inc.
SAVE
| $420K | ﹤0.01% |
32,598
-2,460
| -7% | -$79K |
|
|
TVRD
1996
Tvardi Therapeutics
TVRD
$22M
| $419K | ﹤0.01% |
881
-57
| -6% | -$31K |
|
|
LADR
1997
Ladder Capital
LADR
$1.22B
| $418K | ﹤0.01% |
88,187
-32,613
| -27% | -$496K |
|
1998
Preferred Bank
PFBC
$1.25B
| $418K | ﹤0.01% |
12,358
+1,404
| +13% | +$73.5K |
|
|
CHX
1999
DELISTED
ChampionX
CHX
| $418K | ﹤0.01% |
72,653
-16,939
| -19% | -$352K |
|
|
VIVO
2000
DELISTED
Meridian Bioscience Inc
VIVO
| $417K | ﹤0.01% |
49,640
+11,080
| +29% | +$93.3K |
|
Similar funds
UBS AM's Q1 2020 Portfolio in Review
As of Q1 2020, UBS AM held 2,587 positions worth $139B, down 15% from $163B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
UBS AM deployed $7.87B of net new capital in Q1 2020, opening 62 new positions and adding to 1,446 existing holdings. Its largest new stake was Reynolds Consumer Products: 1,679,269 shares worth $49M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was TAL Education Group, an estimated $231M trimmed.
- UBS AM's largest Q1 2020 buy was Reynolds Consumer Products: 1,679,269 shares worth $49M.
- UBS AM added most to Amazon in Q1 2020, an estimated $388M increase.
- UBS AM's biggest Q1 2020 reduction was TAL Education Group, cutting an estimated $231M.
- UBS AM fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $87.1M.
- UBS AM's ten largest holdings make up 23% of its $139B portfolio in Q1 2020.
- UBS AM opened 62 new positions and closed 127 in Q1 2020.
- UBS AM's portfolio value fell 15% quarter-over-quarter to $139B.
Based on UBS AM's 13F filing for Q1 2020, filed 15 May 2020.