UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$365M |
| 2 |
Trane Technologies
TT
|
+$207M |
| 3 |
TC Energy
TRP
|
+$163M |
| 4 |
Merck
MRK
|
+$158M |
| 5 |
Walt Disney
DIS
|
+$158M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$210M |
| 2 |
Alphabet (Google) Class A
GOOGL
|
+$196M |
| 3 |
Johnson & Johnson
JNJ
|
+$190M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$180M |
| 5 |
Meta Platforms (Facebook)
META
|
+$169M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.31% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.31% |
| 4 | Consumer Discretionary | 12.06% |
| 5 | Communication Services | 8.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1976
Adeia
ADEA
$3.23B
| $776K | ﹤0.01% |
142,396
+15,180
| +12% | +$91.2K |
|
|
VCRA
1977
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
| $768K | ﹤0.01% |
24,061
-276,587
| -92% | -$8.82M |
|
1978
Trupanion
TRUP
$1.22B
| $768K | ﹤0.01% |
21,247
-960
| -4% | -$31.5K |
|
|
ADAM
1979
Adamas Trust
ADAM
$857M
| $766K | ﹤0.01% |
30,900
+4,951
| +19% | +$122K |
|
|
SLCA
1980
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
| $763K | ﹤0.01% |
59,682
+13,730
| +30% | +$187K |
|
|
AD
1981
Array Digital Infrastructure
AD
$3.11B
| $763K | ﹤0.01% |
17,079
+5,925
| +53% | +$277K |
|
|
TPC
1982
Tutor Perini Cor
TPC
$5.36B
| $763K | ﹤0.01% |
54,980
+5,998
| +12% | +$100K |
|
|
SPNE
1983
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
| $762K | ﹤0.01% |
57,495
-257
| -0.4% | -$3.6K |
|
1984
Pricesmart
PSMT
$5.74B
| $761K | ﹤0.01% |
14,884
-2,434
| -14% | -$136K |
|
1985
Vanguard Health Care ETF
VHT
$18.3B
| $761K | ﹤0.01% |
4,374
+311
| +8% | +$52.5K |
|
|
MSGN
1986
DELISTED
MSG Networks Inc.
MSGN
| $757K | ﹤0.01% |
36,490
-18,402
| -34% | -$404K |
|
|
SYKE
1987
DELISTED
SYKES Enterprises Inc
SYKE
| $753K | ﹤0.01% |
27,406
+1,655
| +6% | +$44.6K |
|
|
DMC
1988
Del Monte Corp
DMC
$1.42B
| $752K | ﹤0.01% |
27,885
+2,747
| +11% | +$75K |
|
|
ZUO
1989
DELISTED
Zuora, Inc.
ZUO
| $750K | ﹤0.01% |
+48,968
| New | +$928K |
|
1990
Petrobras
PBR
$120B
| $749K | ﹤0.01% |
48,100
-1,426
| -3% | -$21.7K |
|
1991
Unitil
UTL
$985M
| $747K | ﹤0.01% |
12,481
+3,020
| +32% | +$172K |
|
|
MNTA
1992
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
| $744K | ﹤0.01% |
59,794
+9,876
| +20% | +$131K |
|
|
NXRT
1993
NexPoint Residential Trust
NXRT
$637M
| $737K | ﹤0.01% |
17,794
-2,644
| -13% | -$103K |
|
1994
Ethan Allen Interiors
ETD
$603M
| $736K | ﹤0.01% |
34,933
+3,402
| +11% | +$71.4K |
|
1995
Caleres
CAL
$487M
| $735K | ﹤0.01% |
36,887
-79
| -0.2% | -$1.83K |
|
1996
Arbor Realty Trust
ABR
$972M
| $733K | ﹤0.01% |
60,496
+14,552
| +32% | +$189K |
|
|
HAPN
1997
Happen Inc
HAPN
$2.35B
| $733K | ﹤0.01% |
44,693
+3,866
| +9% | +$61K |
|
1998
The Greenbrier Companies
GBX
$1.54B
| $732K | ﹤0.01% |
24,082
-4,466
| -16% | -$142K |
|
1999
Usana Health Sciences
USNA
$283M
| $729K | ﹤0.01% |
9,172
+1,521
| +20% | +$121K |
|
2000
Papa John's
PZZA
$838M
| $726K | ﹤0.01% |
16,234
-371
| -2% | -$18.3K |
|
Similar funds
UBS AM's Q2 2019 Portfolio in Review
As of Q2 2019, UBS AM held 2,924 positions worth $140B, up 4% from $135B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
UBS AM's Q2 2019 filing shows 135 new, 1,612 increased, 794 reduced and 70 closed positions. Its largest new stake was Dow Inc: 2,393,505 shares worth $118M. The largest sale was Microsoft, an estimated $210M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q2 2019 buy was Dow Inc: 2,393,505 shares worth $118M.
- UBS AM added most to Alibaba in Q2 2019, an estimated $365M increase.
- UBS AM's biggest Q2 2019 reduction was Microsoft, cutting an estimated $210M.
- UBS AM fully exited Ultimate Software Group Inc in Q2 2019, selling an estimated $18.2M.
- UBS AM's ten largest holdings make up 18% of its $140B portfolio in Q2 2019.
- UBS AM opened 135 new positions and closed 70 in Q2 2019.
- UBS AM's portfolio value rose 4% quarter-over-quarter to $140B.
Based on UBS AM's 13F filing for Q2 2019, filed 15 Aug 2019.