UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Broadcom
AVGO
|
+$419M |
| 2 |
Alibaba
BABA
|
+$332M |
| 3 |
Incyte
INCY
|
+$176M |
| 4 |
PepsiCo
PEP
|
+$157M |
| 5 |
RHT
Red Hat Inc
RHT
|
+$146M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$614M |
| 2 |
TWX
Time Warner Inc
TWX
|
+$290M |
| 3 |
Bank of America
BAC
|
+$279M |
| 4 |
MON
Monsanto Co
MON
|
+$177M |
| 5 |
Honeywell
HON
|
+$166M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.62% |
| 2 | Financials | 14.82% |
| 3 | Healthcare | 12.48% |
| 4 | Consumer Discretionary | 12.18% |
| 5 | Communication Services | 8.6% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1976
Primoris Services
PRIM
$4.35B
| $601K | ﹤0.01% |
22,073
+190
| +0.9% | +$5.04K |
|
|
CYS
1977
DELISTED
CYS Investments Inc.
CYS
| $601K | ﹤0.01% |
80,071
+705
| +0.9% | +$5.04K |
|
1978
LivePerson
LPSN
$27.3M
| $600K | ﹤0.01% |
1,897
+1,147
| +153% | +$324K |
|
1979
Southside Bancshares
SBSI
$974M
| $600K | ﹤0.01% |
17,821
| – | – |
|
|
AVX
1980
DELISTED
AVX Corporation
AVX
| $599K | ﹤0.01% |
38,244
+7,306
| +24% | +$116K |
|
1981
Shenandoah Telecom
SHEN
$742M
| $597K | ﹤0.01% |
18,265
-1,342
| -7% | -$45.8K |
|
|
CSGS
1982
DELISTED
CSG Systems International
CSGS
| $593K | ﹤0.01% |
14,519
+49
| +0.3% | +$2.08K |
|
1983
ORIX
IX
$44.8B
| $592K | ﹤0.01% |
37,495
+690
| +2% | +$11.9K |
|
1984
OceanFirst Financial
OCFC
$1.92B
| $592K | ﹤0.01% |
19,771
+1,278
| +7% | +$36.1K |
|
1985
Extreme Networks
EXTR
$3.18B
| $590K | ﹤0.01% |
74,182
+953
| +1% | +$9.15K |
|
1986
OR Royalties Inc
OR
$6.03B
| $590K | ﹤0.01% |
62,375
-14,052
| -18% | -$139K |
|
1987
BJ's Restaurants
BJRI
$1.49B
| $587K | ﹤0.01% |
9,791
+9,667
| +7,796% | +$519K |
|
|
ANCX
1988
DELISTED
Access National Corp
ANCX
| $586K | ﹤0.01% |
20,493
+9,929
| +94% | +$285K |
|
1989
Customers Bancorp
CUBI
$2.77B
| $585K | ﹤0.01% |
20,613
| – | – |
|
1990
Synaptics
SYNA
$3.99B
| $584K | ﹤0.01% |
11,599
-8,410
| -42% | -$382K |
|
|
SODA
1991
DELISTED
SodaStream International Ltd
SODA
| $580K | ﹤0.01% |
+6,800
| New | +$614K |
|
|
HTBK
1992
DELISTED
Heritage Commerce
HTBK
| $577K | ﹤0.01% |
33,951
+13,451
| +66% | +$228K |
|
|
LJPC
1993
DELISTED
La Jolla Pharmaceutical Company
LJPC
| $575K | ﹤0.01% |
+19,724
| New | +$609K |
|
1994
iShares Russell 2000 Value ETF
IWN
$14.5B
| $575K | ﹤0.01% |
4,358
+28
| +0.6% | +$3.61K |
|
1995
NovaGold Resources
NG
$3.03B
| $575K | ﹤0.01% |
128,390
+41,000
| +47% | +$192K |
|
|
RDUS
1996
DELISTED
Radius Health, Inc.
RDUS
| $575K | ﹤0.01% |
19,500
-5,893
| -23% | -$186K |
|
|
AAWW
1997
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
| $575K | ﹤0.01% |
8,014
+3,300
| +70% | +$223K |
|
|
CBPX
1998
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
| $574K | ﹤0.01% |
18,188
+2,100
| +13% | +$62.3K |
|
|
PHH
1999
DELISTED
PHH Corporation
PHH
| $573K | ﹤0.01% |
52,806
-13,678
| -21% | -$147K |
|
|
FIT
2000
DELISTED
Fitbit, Inc. Class A common stock
FIT
| $573K | ﹤0.01% |
87,790
| – | – |
|
Similar funds
UBS AM's Q2 2018 Portfolio in Review
As of Q2 2018, UBS AM held 2,859 positions worth $130B, up 2.9% from $127B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
UBS AM's Q2 2018 filing shows 205 new, 1,089 increased, 1,106 reduced and 80 closed positions. Its largest new stake was Evergy: 1,088,392 shares worth $61.1M. The largest sale was Baidu, an estimated $614M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q2 2018 buy was Evergy: 1,088,392 shares worth $61.1M.
- UBS AM added most to Broadcom in Q2 2018, an estimated $419M increase.
- UBS AM's biggest Q2 2018 reduction was Baidu, cutting an estimated $614M.
- UBS AM fully exited Time Warner Inc in Q2 2018, selling an estimated $290M.
- UBS AM's ten largest holdings make up 18% of its $130B portfolio in Q2 2018.
- UBS AM opened 205 new positions and closed 80 in Q2 2018.
- UBS AM's portfolio value rose 2.9% quarter-over-quarter to $130B.
Based on UBS AM's 13F filing for Q2 2018, filed 14 Aug 2018.