UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$361M |
| 2 |
Microsoft
MSFT
|
+$311M |
| 3 |
TAL Education Group
TAL
|
+$292M |
| 4 |
Salesforce
CRM
|
+$248M |
| 5 |
Apple
AAPL
|
+$234M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Broadcom
AVGO
|
+$530M |
| 2 |
Meta Platforms (Facebook)
META
|
+$215M |
| 3 |
Eli Lilly
LLY
|
+$150M |
| 4 |
AET
Aetna Inc
AET
|
+$110M |
| 5 |
LyondellBasell Industries
LYB
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.95% |
| 2 | Financials | 15.78% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 11.64% |
| 5 | Communication Services | 8.96% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NFBK
1976
DELISTED
Northfield Bancorp
NFBK
| $527K | ﹤0.01% |
33,792
| – | – |
|
1977
Manitowoc
MTW
$675M
| $527K | ﹤0.01% |
18,525
+7,076
| +62% | +$243K |
|
1978
Cohen & Steers
CNS
$4.3B
| $526K | ﹤0.01% |
12,940
+1,321
| +11% | +$55.5K |
|
|
CNR
1979
DELISTED
Cornerstone Building Brands, Inc.
CNR
| $525K | ﹤0.01% |
29,661
+11,362
| +62% | +$200K |
|
1980
Central Pacific Financial
CPF
$1B
| $523K | ﹤0.01% |
18,386
| – | – |
|
|
HDP
1981
DELISTED
Hortonworks, Inc.
HDP
| $520K | ﹤0.01% |
25,504
| – | – |
|
1982
OraSure Technologies
OSUR
$279M
| $517K | ﹤0.01% |
30,632
+3,598
| +13% | +$68.2K |
|
1983
LGI Homes
LGIH
$1.4B
| $517K | ﹤0.01% |
7,331
| – | – |
|
|
SONC
1984
DELISTED
Sonic Corp
SONC
| $515K | ﹤0.01% |
20,420
+8,802
| +76% | +$224K |
|
|
AVX
1985
DELISTED
AVX Corporation
AVX
| $512K | ﹤0.01% |
30,938
-3,396
| -10% | -$60K |
|
1986
Tenaris
TS
$26.8B
| $508K | ﹤0.01% |
+14,663
| New | +$504K |
|
1987
Century Aluminum
CENX
$5.07B
| $506K | ﹤0.01% |
30,569
+3,924
| +15% | +$82K |
|
1988
Smith & Wesson
SWBI
$637M
| $500K | ﹤0.01% |
63,095
+39,289
| +165% | +$331K |
|
1989
Shopify
SHOP
$195B
| $498K | ﹤0.01% |
40,000
| – | – |
|
1990
Park National Corp
PRK
$3.67B
| $498K | ﹤0.01% |
4,802
| – | – |
|
|
CPLA
1991
DELISTED
Capella Education Company
CPLA
| $498K | ﹤0.01% |
5,702
+3,003
| +111% | +$247K |
|
1992
iShares National Muni Bond ETF
MUB
$45.9B
| $497K | ﹤0.01% |
4,559
+2,808
| +160% | +$306K |
|
|
RDUS
1993
DELISTED
Radius Recycling
RDUS
| $496K | ﹤0.01% |
15,328
+7,629
| +99% | +$266K |
|
1994
Standex International
SXI
$4.12B
| $495K | ﹤0.01% |
5,194
+456
| +10% | +$45.6K |
|
1995
OceanFirst Financial
OCFC
$1.91B
| $495K | ﹤0.01% |
18,493
+10,393
| +128% | +$280K |
|
1996
Casella Waste Systems
CWST
$5.69B
| $494K | ﹤0.01% |
21,138
| – | – |
|
|
AEGN
1997
DELISTED
Aegion Corp
AEGN
| $493K | ﹤0.01% |
21,499
+13,300
| +162% | +$321K |
|
1998
AB InBev
BUD
$165B
| $493K | ﹤0.01% |
4,480
-40
| -0.9% | -$4.44K |
|
|
ZGNX
1999
DELISTED
Zogenix, Inc.
ZGNX
| $492K | ﹤0.01% |
12,292
-138
| -1% | -$5.47K |
|
|
TRUE
2000
DELISTED
TrueCar
TRUE
| $492K | ﹤0.01% |
51,974
+6,567
| +14% | +$73.1K |
|
Similar funds
UBS AM's Q1 2018 Portfolio in Review
As of Q1 2018, UBS AM held 2,716 positions worth $127B, up 7.4% from $118B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS AM deployed $8.54B of net new capital in Q1 2018, opening 143 new positions and adding to 1,776 existing holdings. Its largest new stake was Nutrien: 1,905,754 shares worth $90M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Broadcom, an estimated $530M trimmed.
- UBS AM's largest Q1 2018 buy was Nutrien: 1,905,754 shares worth $90M.
- UBS AM added most to Alibaba in Q1 2018, an estimated $361M increase.
- UBS AM's biggest Q1 2018 reduction was Broadcom, cutting an estimated $530M.
- UBS AM fully exited Agrium in Q1 2018, selling an estimated $37.4M.
- UBS AM's ten largest holdings make up 17% of its $127B portfolio in Q1 2018.
- UBS AM opened 143 new positions and closed 63 in Q1 2018.
- UBS AM's portfolio value rose 7.4% quarter-over-quarter to $127B.
Based on UBS AM's 13F filing for Q1 2018, filed 14 May 2018.