UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class A
GOOGL
|
+$1.23B |
| 2 |
Alphabet (Google) Class C
GOOG
|
+$963M |
| 3 |
Synchrony
SYF
|
+$204M |
| 4 |
Perrigo
PRGO
|
+$151M |
| 5 |
Cooper Companies
COO
|
+$147M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$763M |
| 2 |
Visa
V
|
+$227M |
| 3 |
ExxonMobil
XOM
|
+$181M |
| 4 |
GE Aerospace
GE
|
+$176M |
| 5 |
LNKD
LinkedIn Corporation
LNKD
|
+$151M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.88% |
| 2 | Financials | 14.42% |
| 3 | Technology | 14.04% |
| 4 | Consumer Discretionary | 10.24% |
| 5 | Communication Services | 8.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1976
The Ensign Group
ENSG
$10.6B
| $511K | ﹤0.01% |
24,159
+1,069
| +5% | +$22.5K |
|
|
VRTU
1977
DELISTED
Virtusa Corporation
VRTU
| $509K | ﹤0.01% |
12,318
| – | – |
|
|
EPAY
1978
DELISTED
Bottomline Technologies Inc
EPAY
| $508K | ﹤0.01% |
17,099
| – | – |
|
1979
Sturm, Ruger & Co
RGR
$604M
| $507K | ﹤0.01% |
8,499
-400
| -4% | -$22.5K |
|
|
RFP
1980
DELISTED
Resolute Forest Products Inc.
RFP
| $507K | ﹤0.01% |
66,993
-16,092
| -19% | -$131K |
|
1981
Unisys
UIS
$214M
| $506K | ﹤0.01% |
45,728
-1,600
| -3% | -$20.2K |
|
|
SHOR
1982
DELISTED
ShoreTel, Inc.
SHOR
| $506K | ﹤0.01% |
57,200
+4,700
| +9% | +$43.7K |
|
1983
DHI Group
DHX
$183M
| $505K | ﹤0.01% |
55,112
+22,414
| +69% | +$200K |
|
1984
Innoviva
INVA
$1.49B
| $505K | ﹤0.01% |
47,897
-14,252
| -23% | -$131K |
|
|
ZAYO
1985
DELISTED
Zayo Group Holdings, Inc.
ZAYO
| $505K | ﹤0.01% |
18,996
+5,254
| +38% | +$133K |
|
1986
Enpro
NPO
$7.13B
| $504K | ﹤0.01% |
11,499
+400
| +4% | +$18.8K |
|
|
CEMP
1987
DELISTED
Cempra, Inc.
CEMP
| $504K | ﹤0.01% |
16,200
+800
| +5% | +$22.3K |
|
|
AMRI
1988
DELISTED
Albany Molecular Research Inc
AMRI
| $504K | ﹤0.01% |
25,400
-1,300
| -5% | -$24.7K |
|
|
DDC
1989
DELISTED
Dominion Diamond Corporation
DDC
| $504K | ﹤0.01% |
49,497
| – | – |
|
1990
Sibanye-Stillwater
SBSW
$7.64B
| $502K | ﹤0.01% |
87,470
+5,198
| +6% | +$29.2K |
|
1991
TransUnion
TRU
$15.6B
| $502K | ﹤0.01% |
+18,200
| New | +$468K |
|
1992
Douglas Dynamics
PLOW
$1.03B
| $501K | ﹤0.01% |
23,798
| – | – |
|
|
AXON
1993
Axon Enterprise
AXON
$44.1B
| $498K | ﹤0.01% |
28,798
| – | – |
|
1994
Children's Place
PLCE
$61.4M
| $497K | ﹤0.01% |
8,999
| – | – |
|
|
JE
1995
DELISTED
Just Energy Group Inc
JE
| $497K | ﹤0.01% |
2,117
+122
| +6% | +$28.2K |
|
1996
Coherent
COHR
$72.2B
| $494K | ﹤0.01% |
26,598
| – | – |
|
1997
Photronics
PLAB
$1.94B
| $494K | ﹤0.01% |
39,696
| – | – |
|
1998
Forum Energy Technologies
FET
$846M
| $493K | ﹤0.01% |
1,976
-4,099
| -67% | -$1.11M |
|
|
PEGI
1999
DELISTED
Pattern Energy Group Inc. Class A
PEGI
| $493K | ﹤0.01% |
23,600
+2,300
| +11% | +$47.6K |
|
2000
Hecla Mining
HL
$11B
| $492K | ﹤0.01% |
260,018
+26,700
| +11% | +$55.5K |
|
Similar funds
UBS AM's Q4 2015 Portfolio in Review
As of Q4 2015, UBS AM held 2,799 positions worth $87.7B, down 3.2% from $90.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $9.78B in Q4 2015, closing 103 positions and reducing 997 holdings. Its most notable exit was COMCAST CORP SPL A (NEW), an estimated $67.4M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 16% a quarter earlier, followed by Financials and Technology.
Against the trend, UBS AM opened a new position in Alphabet (Google) Class A worth $1.29B.
- UBS AM's largest Q4 2015 buy was Alphabet (Google) Class A: 33,192,720 shares worth $1.29B.
- UBS AM added most to Synchrony in Q4 2015, an estimated $204M increase.
- UBS AM's biggest Q4 2015 reduction was Apple, cutting an estimated $763M.
- UBS AM fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $67.4M.
- UBS AM's ten largest holdings make up 14% of its $87.7B portfolio in Q4 2015.
- UBS AM opened 130 new positions and closed 103 in Q4 2015.
- UBS AM's portfolio value fell 3.2% quarter-over-quarter to $87.7B.
Based on UBS AM's 13F filing for Q4 2015, filed 12 Feb 2016.