UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Treasury ETF
VGSH
|
+$351M |
| 2 |
Cisco
CSCO
|
+$313M |
| 3 |
Coca-Cola
KO
|
+$283M |
| 4 |
Estee Lauder
EL
|
+$268M |
| 5 |
TUYA
Tuya Inc
TUYA
|
+$195M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$3.16B |
| 2 |
TAL Education Group
TAL
|
+$1.92B |
| 3 |
Alibaba
BABA
|
+$1.88B |
| 4 |
Procter & Gamble
PG
|
+$640M |
| 5 |
New Oriental
EDU
|
+$454M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.72% |
| 2 | Healthcare | 12.81% |
| 3 | Financials | 12.8% |
| 4 | Consumer Discretionary | 12.5% |
| 5 | Communication Services | 10.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
KUKE
1951
DELISTED
Kuke Music
KUKE
| $1.47M | ﹤0.01% |
+27,470
| New | +$1.6M |
|
|
INVX
1952
Innovex International
INVX
$1.97B
| $1.46M | ﹤0.01% |
43,116
+9,659
| +29% | +$325K |
|
1953
Malibu Boats
MBUU
$567M
| $1.46M | ﹤0.01% |
19,851
+48
| +0.2% | +$3.82K |
|
1954
Workhorse Group
WKHS
$36.3M
| $1.45M | ﹤0.01% |
29
+1
| +4% | +$37K |
|
1955
InMode
INMD
$880M
| $1.45M | ﹤0.01% |
30,600
+2,600
| +9% | +$110K |
|
|
HIBB
1956
DELISTED
Hibbett, Inc. Common Stock
HIBB
| $1.45M | ﹤0.01% |
16,155
+993
| +7% | +$77.6K |
|
1957
Provident Financial Services
PFS
$3.19B
| $1.45M | ﹤0.01% |
63,235
+5,997
| +10% | +$145K |
|
1958
Douglas Dynamics
PLOW
$1.02B
| $1.44M | ﹤0.01% |
35,407
+3,001
| +9% | +$132K |
|
1959
BioLife Solutions
BLFS
$1.7B
| $1.44M | ﹤0.01% |
32,281
+3,781
| +13% | +$133K |
|
|
EPAY
1960
DELISTED
Bottomline Technologies Inc
EPAY
| $1.43M | ﹤0.01% |
38,677
-1,770
| -4% | -$72.9K |
|
1961
Eagle Bancorp
EGBN
$845M
| $1.42M | ﹤0.01% |
25,399
+2,168
| +9% | +$120K |
|
|
GCP
1962
DELISTED
GCP Applied Technologies Inc.
GCP
| $1.42M | ﹤0.01% |
61,137
+3,086
| +5% | +$76.6K |
|
1963
Ocugen
OCGN
$434M
| $1.42M | ﹤0.01% |
+177,022
| New | +$1.49M |
|
|
CRON
1964
Cronos Group
CRON
$1.14B
| $1.42M | ﹤0.01% |
164,661
-6,951
| -4% | -$57.5K |
|
1965
Alphatec Holdings
ATEC
$1.44B
| $1.42M | ﹤0.01% |
92,490
+5,494
| +6% | +$84.7K |
|
1966
NBT Bancorp
NBTB
$2.74B
| $1.41M | ﹤0.01% |
39,338
+6,511
| +20% | +$252K |
|
1967
MacroGenics
MGNX
$257M
| $1.41M | ﹤0.01% |
52,667
-475
| -0.9% | -$13.9K |
|
|
HMHC
1968
DELISTED
Houghton Mifflin Harcourt Company
HMHC
| $1.41M | ﹤0.01% |
+128,137
| New | +$1.21M |
|
1969
Lands' End
LE
$403M
| $1.41M | ﹤0.01% |
34,434
+6,504
| +23% | +$178K |
|
1970
FuboTV Inc
FUBO
$273M
| $1.41M | ﹤0.01% |
+3,656
| New | +$1.04M |
|
|
TSP
1971
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
| $1.41M | ﹤0.01% |
+19,764
| New | +$850K |
|
|
KNL
1972
DELISTED
Knoll, Inc.
KNL
| $1.41M | ﹤0.01% |
54,094
+8,215
| +18% | +$196K |
|
1973
BellRing Brands
BRBR
$1.34B
| $1.4M | ﹤0.01% |
44,618
+4,383
| +11% | +$120K |
|
1974
RadNet
RDNT
$5.69B
| $1.4M | ﹤0.01% |
41,483
+2,891
| +7% | +$76.1K |
|
|
PRA
1975
DELISTED
ProAssurance
PRA
| $1.4M | ﹤0.01% |
61,332
-11,992
| -16% | -$302K |
|
Similar funds
UBS AM's Q2 2021 Portfolio in Review
As of Q2 2021, UBS AM held 2,827 positions worth $234B, up 3.3% from $226B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
UBS AM withdrew a net $11.4B in Q2 2021, closing 76 positions and reducing 923 holdings. Its most notable exit was Seagate, an estimated $107M position sold in full.
By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS AM opened a new position in Vanguard Short-Term Treasury ETF worth $350M.
- UBS AM's largest Q2 2021 buy was Vanguard Short-Term Treasury ETF: 5,703,693 shares worth $350M.
- UBS AM added most to Cisco in Q2 2021, an estimated $313M increase.
- UBS AM's biggest Q2 2021 reduction was Microsoft, cutting an estimated $3.16B.
- UBS AM fully exited Seagate in Q2 2021, selling an estimated $107M.
- UBS AM's ten largest holdings make up 21% of its $234B portfolio in Q2 2021.
- UBS AM opened 239 new positions and closed 76 in Q2 2021.
- UBS AM's portfolio value rose 3.3% quarter-over-quarter to $234B.
Based on UBS AM's 13F filing for Q2 2021, filed 16 Aug 2021.