UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$767M |
| 2 |
Amazon
AMZN
|
+$288M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$287M |
| 4 |
NVIDIA
NVDA
|
+$259M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$249M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$347M |
| 2 |
TWTR
Twitter, Inc.
TWTR
|
+$316M |
| 3 |
Citigroup
C
|
+$269M |
| 4 |
Charter Communications
CHTR
|
+$229M |
| 5 |
NetEase
NTES
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.35% |
| 2 | Consumer Discretionary | 13.14% |
| 3 | Financials | 12.19% |
| 4 | Healthcare | 12.04% |
| 5 | Communication Services | 9.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1951
TriCo Bancshares
TCBK
$1.83B
| $1.18M | ﹤0.01% |
24,910
| – | – |
|
|
IMGN
1952
DELISTED
Immunogen Inc
IMGN
| $1.18M | ﹤0.01% |
145,395
-16,451
| -10% | -$134K |
|
1953
Westamerica Bancorp
WABC
$1.37B
| $1.18M | ﹤0.01% |
18,751
| – | – |
|
1954
Workhorse Group
WKHS
$36.3M
| $1.17M | ﹤0.01% |
28
+3
| +12% | +$215K |
|
1955
Progyny
PGNY
$2.2B
| $1.17M | ﹤0.01% |
26,299
| – | – |
|
|
DVAX
1956
DELISTED
Dynavax Technologies
DVAX
| $1.17M | ﹤0.01% |
118,725
-189
| -0.2% | -$1.56K |
|
|
HEES
1957
DELISTED
H&E Equipment Services
HEES
| $1.17M | ﹤0.01% |
30,712
| – | – |
|
|
BBT
1958
Beacon Financial Corp
BBT
$2.66B
| $1.17M | ﹤0.01% |
52,283
-4,230
| -7% | -$86.4K |
|
1959
Atara Biotherapeutics
ATRA
$76.1M
| $1.16M | ﹤0.01% |
3,233
| – | – |
|
1960
Groupon
GRPN
$1.02B
| $1.16M | ﹤0.01% |
22,911
| – | – |
|
1961
Surgery Partners
SGRY
$2.03B
| $1.16M | ﹤0.01% |
26,152
+3,084
| +13% | +$115K |
|
|
PFC
1962
DELISTED
Premier Financial Corp. Common Stock
PFC
| $1.16M | ﹤0.01% |
34,769
-2,200
| -6% | -$65K |
|
|
AMWD
1963
DELISTED
American Woodmark
AMWD
| $1.15M | ﹤0.01% |
11,663
| – | – |
|
1964
BJ's Restaurants
BJRI
$1.48B
| $1.15M | ﹤0.01% |
19,751
-2,601
| -12% | -$136K |
|
|
BPFH
1965
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
| $1.15M | ﹤0.01% |
86,055
+16,370
| +23% | +$218K |
|
1966
Veeco
VECO
$3.23B
| $1.15M | ﹤0.01% |
55,228
+842
| +2% | +$17.5K |
|
1967
Columbia Financial
CLBK
$1.13B
| $1.14M | ﹤0.01% |
65,434
+1,069
| +2% | +$17.7K |
|
1968
E.W. Scripps
SSP
$304M
| $1.14M | ﹤0.01% |
59,101
-8,041
| -12% | -$148K |
|
1969
Standex International
SXI
$4.12B
| $1.14M | ﹤0.01% |
11,885
| – | – |
|
1970
BGC Group
BGC
$4.89B
| $1.14M | ﹤0.01% |
235,129
| – | – |
|
1971
Standard Motor Products
SMP
$911M
| $1.13M | ﹤0.01% |
27,236
| – | – |
|
1972
Invesco Mortgage Capital
IVR
$805M
| $1.13M | ﹤0.01% |
28,175
-5,082
| -15% | -$192K |
|
1973
Lantheus
LNTH
$6.59B
| $1.13M | ﹤0.01% |
52,808
+8,870
| +20% | +$161K |
|
1974
Chefs' Warehouse
CHEF
$4.5B
| $1.13M | ﹤0.01% |
36,984
+1,303
| +4% | +$38.7K |
|
1975
Lakeland Financial Corp
LKFN
$1.53B
| $1.12M | ﹤0.01% |
16,255
-3,739
| -19% | -$245K |
|
Similar funds
UBS AM's Q1 2021 Portfolio in Review
As of Q1 2021, UBS AM held 2,645 positions worth $226B, up 6% from $213B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Trading was light in Q1 2021: portfolio turnover was 4.9%. UBS AM opened 86 new positions and exited 44, leaving the 2,645-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS AM's largest Q1 2021 buy was Seagen Inc. Common Stock: 966,114 shares worth $134M.
- UBS AM added most to Infosys in Q1 2021, an estimated $767M increase.
- UBS AM's biggest Q1 2021 reduction was Alibaba, cutting an estimated $347M.
- UBS AM fully exited Lumen in Q1 2021, selling an estimated $45.5M.
- UBS AM's ten largest holdings make up 22% of its $226B portfolio in Q1 2021.
- UBS AM opened 86 new positions and closed 44 in Q1 2021.
- UBS AM's portfolio value rose 6% quarter-over-quarter to $226B.
Based on UBS AM's 13F filing for Q1 2021, filed 14 May 2021.