UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Procter & Gamble
PG
|
+$257M |
| 2 |
Microsoft
MSFT
|
+$214M |
| 3 |
Meta Platforms (Facebook)
META
|
+$212M |
| 4 |
Palo Alto Networks
PANW
|
+$180M |
| 5 |
Alibaba
BABA
|
+$165M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PepsiCo
PEP
|
+$224M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$212M |
| 3 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$156M |
| 4 |
Eli Lilly
LLY
|
+$123M |
| 5 |
Fortinet
FTNT
|
+$120M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.21% |
| 2 | Healthcare | 13.78% |
| 3 | Financials | 13.47% |
| 4 | Consumer Discretionary | 12.16% |
| 5 | Communication Services | 8.85% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1951
CareDx
CDNA
$2.42B
| $671K | ﹤0.01% |
21,294
+8,594
| +68% | +$250K |
|
1952
Alamo Group
ALG
$2.05B
| $670K | ﹤0.01% |
6,706
+3,106
| +86% | +$280K |
|
1953
Coeur Mining
CDE
$17.9B
| $670K | ﹤0.01% |
164,140
+68,281
| +71% | +$329K |
|
1954
Shutterstock
SSTK
$219M
| $670K | ﹤0.01% |
14,361
+6,299
| +78% | +$266K |
|
|
BMCH
1955
DELISTED
BMC Stock Holdings, Inc
BMCH
| $669K | ﹤0.01% |
37,860
+12,223
| +48% | +$212K |
|
|
SASR
1956
DELISTED
Sandy Spring Bancorp Inc
SASR
| $669K | ﹤0.01% |
21,386
+8,086
| +61% | +$267K |
|
1957
Marcus & Millichap
MMI
$1.19B
| $667K | ﹤0.01% |
16,383
+5,483
| +50% | +$210K |
|
1958
Fossil Group
FOSL
$318M
| $665K | ﹤0.01% |
48,472
-5,228
| -10% | -$83.3K |
|
1959
Archrock
AROC
$5.8B
| $665K | ﹤0.01% |
67,965
+5,614
| +9% | +$53.7K |
|
1960
MongoDB
MDB
$32.1B
| $665K | ﹤0.01% |
4,521
-371
| -8% | -$38.1K |
|
|
PRSU
1961
Pursuit Attractions and Hospitality Inc
PRSU
$1.25B
| $664K | ﹤0.01% |
11,799
| – | – |
|
1962
PJT Partners
PJT
$4.38B
| $664K | ﹤0.01% |
15,882
+1,843
| +13% | +$79K |
|
1963
Sturm, Ruger & Co
RGR
$593M
| $663K | ﹤0.01% |
12,506
+4,107
| +49% | +$224K |
|
|
CMO
1964
DELISTED
Capstead Mortgage Corp.
CMO
| $662K | ﹤0.01% |
77,089
+22,239
| +41% | +$174K |
|
1965
Cohen & Steers
CNS
$4.3B
| $661K | ﹤0.01% |
15,640
+5,940
| +61% | +$231K |
|
|
AMWD
1966
DELISTED
American Woodmark
AMWD
| $658K | ﹤0.01% |
7,969
+4,185
| +111% | +$313K |
|
|
LNW
1967
DELISTED
Light & Wonder
LNW
| $654K | ﹤0.01% |
32,043
+2,677
| +9% | +$64K |
|
1968
Orthofix Medical
OFIX
$419M
| $654K | ﹤0.01% |
11,590
| – | – |
|
1969
Ardmore Shipping
ASC
$683M
| $652K | ﹤0.01% |
105,900
| – | – |
|
1970
Winnebago Industries
WGO
$909M
| $652K | ﹤0.01% |
20,939
+900
| +4% | +$27K |
|
|
SAND
1971
DELISTED
Sandstorm Gold
SAND
| $648K | ﹤0.01% |
118,700
+13,700
| +13% | +$72.3K |
|
1972
Enterprise Financial Services Corp
EFSC
$2.39B
| $646K | ﹤0.01% |
15,851
+2,437
| +18% | +$105K |
|
1973
Usana Health Sciences
USNA
$286M
| $642K | ﹤0.01% |
7,651
-2,321
| -23% | -$242K |
|
1974
Middlesex Water
MSEX
$1.1B
| $638K | ﹤0.01% |
11,398
+538
| +5% | +$30.3K |
|
1975
iShares Russell 1000 ETF
IWB
$50.2B
| $637K | ﹤0.01% |
4,051
| – | – |
|
Similar funds
UBS AM's Q1 2019 Portfolio in Review
As of Q1 2019, UBS AM held 2,870 positions worth $135B, up 16% from $116B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM's Q1 2019 filing shows 103 new, 1,731 increased, 679 reduced and 79 closed positions. Its largest new stake was Fox Class A: 1,047,931 shares worth $38.5M. The largest sale was PepsiCo, an estimated $224M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.
- UBS AM's largest Q1 2019 buy was Fox Class A: 1,047,931 shares worth $38.5M.
- UBS AM added most to Procter & Gamble in Q1 2019, an estimated $257M increase.
- UBS AM's biggest Q1 2019 reduction was PepsiCo, cutting an estimated $224M.
- UBS AM fully exited Twenty-First Century Fox, Inc. Class A in Q1 2019, selling an estimated $156M.
- UBS AM's ten largest holdings make up 19% of its $135B portfolio in Q1 2019.
- UBS AM opened 103 new positions and closed 79 in Q1 2019.
- UBS AM's portfolio value rose 16% quarter-over-quarter to $135B.
Based on UBS AM's 13F filing for Q1 2019, filed 14 May 2019.