UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Broadcom
AVGO
|
+$419M |
| 2 |
Alibaba
BABA
|
+$332M |
| 3 |
Incyte
INCY
|
+$176M |
| 4 |
PepsiCo
PEP
|
+$157M |
| 5 |
RHT
Red Hat Inc
RHT
|
+$146M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$614M |
| 2 |
TWX
Time Warner Inc
TWX
|
+$290M |
| 3 |
Bank of America
BAC
|
+$279M |
| 4 |
MON
Monsanto Co
MON
|
+$177M |
| 5 |
Honeywell
HON
|
+$166M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.62% |
| 2 | Financials | 14.82% |
| 3 | Healthcare | 12.48% |
| 4 | Consumer Discretionary | 12.18% |
| 5 | Communication Services | 8.6% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CARB
1951
DELISTED
Carbonite Inc
CARB
| $634K | ﹤0.01% |
18,175
-762
| -4% | -$26.2K |
|
1952
Freshpet
FRPT
$3.28B
| $633K | ﹤0.01% |
+23,050
| New | +$493K |
|
1953
Cohen & Steers
CNS
$4.34B
| $631K | ﹤0.01% |
15,140
+2,200
| +17% | +$88.4K |
|
1954
Innoviva
INVA
$1.56B
| $630K | ﹤0.01% |
45,627
| – | – |
|
1955
Phibro Animal Health
PAHC
$1.44B
| $627K | ﹤0.01% |
13,621
+4,463
| +49% | +$198K |
|
|
CAJ
1956
DELISTED
Canon, Inc.
CAJ
| $627K | ﹤0.01% |
19,187
-5,240
| -21% | -$181K |
|
1957
OraSure Technologies
OSUR
$275M
| $626K | ﹤0.01% |
38,032
+7,400
| +24% | +$125K |
|
|
DBD
1958
DELISTED
Diebold Nixdorf Incorporated
DBD
| $625K | ﹤0.01% |
52,263
-12,363
| -19% | -$165K |
|
|
CNR
1959
DELISTED
Cornerstone Building Brands, Inc.
CNR
| $623K | ﹤0.01% |
29,661
| – | – |
|
|
SYKE
1960
DELISTED
SYKES Enterprises Inc
SYKE
| $621K | ﹤0.01% |
21,587
| – | – |
|
1961
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11B
| $620K | ﹤0.01% |
11,028
-1,308
| -11% | -$73.1K |
|
1962
Shutterstock
SSTK
$217M
| $617K | ﹤0.01% |
12,998
+5,427
| +72% | +$258K |
|
1963
Encore Capital Group
ECPG
$2.1B
| $616K | ﹤0.01% |
16,841
+3,800
| +29% | +$160K |
|
|
EEQ
1964
DELISTED
Enbridge Energy Management Llc
EEQ
| $616K | ﹤0.01% |
61,970
+17,662
| +40% | +$159K |
|
1965
Shopify
SHOP
$191B
| $614K | ﹤0.01% |
42,120
+2,120
| +5% | +$30K |
|
|
RAVN
1966
DELISTED
Raven Industries Inc
RAVN
| $614K | ﹤0.01% |
15,964
| – | – |
|
1967
Papa John's
PZZA
$811M
| $614K | ﹤0.01% |
12,100
-6,340
| -34% | -$356K |
|
1968
Heritage Financial
HFWA
$1.21B
| $611K | ﹤0.01% |
17,524
+156
| +0.9% | +$5K |
|
1969
E.W. Scripps
SSP
$270M
| $608K | ﹤0.01% |
45,439
+14,500
| +47% | +$181K |
|
1970
Sunrun
RUN
$2.24B
| $606K | ﹤0.01% |
46,048
+12,200
| +36% | +$133K |
|
1971
Iridium Communications
IRDM
$5.12B
| $604K | ﹤0.01% |
37,497
+9,579
| +34% | +$130K |
|
1972
National Beverage
FIZZ
$2.99B
| $603K | ﹤0.01% |
11,290
+5,658
| +100% | +$266K |
|
|
TBI
1973
Trueblue
TBI
$310M
| $603K | ﹤0.01% |
22,390
| – | – |
|
1974
Schneider National
SNDR
$6.17B
| $603K | ﹤0.01% |
+21,934
| New | +$609K |
|
1975
SSR Mining
SSRM
$5.87B
| $602K | ﹤0.01% |
61,095
-11,053
| -15% | -$113K |
|
Similar funds
UBS AM's Q2 2018 Portfolio in Review
As of Q2 2018, UBS AM held 2,859 positions worth $130B, up 2.9% from $127B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
UBS AM's Q2 2018 filing shows 205 new, 1,089 increased, 1,106 reduced and 80 closed positions. Its largest new stake was Evergy: 1,088,392 shares worth $61.1M. The largest sale was Baidu, an estimated $614M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q2 2018 buy was Evergy: 1,088,392 shares worth $61.1M.
- UBS AM added most to Broadcom in Q2 2018, an estimated $419M increase.
- UBS AM's biggest Q2 2018 reduction was Baidu, cutting an estimated $614M.
- UBS AM fully exited Time Warner Inc in Q2 2018, selling an estimated $290M.
- UBS AM's ten largest holdings make up 18% of its $130B portfolio in Q2 2018.
- UBS AM opened 205 new positions and closed 80 in Q2 2018.
- UBS AM's portfolio value rose 2.9% quarter-over-quarter to $130B.
Based on UBS AM's 13F filing for Q2 2018, filed 14 Aug 2018.