UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1951
Molina Healthcare
MOH
$10B
| $358K | ﹤0.01% |
10,299
+400
| +4% | +$13.5K |
|
|
CUB
1952
DELISTED
Cubic Corporation
CUB
| $358K | ﹤0.01% |
6,799
+300
| +5% | +$15.8K |
|
1953
Albany International
AIN
$1.74B
| $356K | ﹤0.01% |
9,899
-1,300
| -12% | -$46.5K |
|
1954
American States Water
AWR
$3.36B
| $356K | ﹤0.01% |
12,398
| – | – |
|
|
BKCC
1955
DELISTED
BlackRock Capital Investment Corporation
BKCC
| $356K | ﹤0.01% |
38,097
| – | – |
|
1956
8x8 Inc
EGHT
$327M
| $355K | ﹤0.01% |
34,951
-3,200
| -8% | -$32.7K |
|
|
MDAS
1957
DELISTED
MEDASSETS INC COM STK (DE)
MDAS
| $355K | ﹤0.01% |
17,898
+1,700
| +10% | +$38.2K |
|
1958
Globus Medical
GMED
$11B
| $353K | ﹤0.01% |
17,500
+1,200
| +7% | +$22.3K |
|
|
IVC
1959
DELISTED
Invacare Corporation
IVC
| $353K | ﹤0.01% |
15,198
+100
| +0.7% | +$2.07K |
|
|
SHLM
1960
DELISTED
Schulman (A.) Inc
SHLM
| $353K | ﹤0.01% |
9,999
+700
| +8% | +$23K |
|
1961
Apogee Enterprises
APOG
$900M
| $352K | ﹤0.01% |
9,799
| – | – |
|
|
LOGM
1962
DELISTED
LogMein, Inc.
LOGM
| $352K | ﹤0.01% |
10,499
| – | – |
|
|
HF
1963
DELISTED
HFF Inc.
HF
| $352K | ﹤0.01% |
13,956
| – | – |
|
1964
The Greenbrier Companies
GBX
$1.48B
| $351K | ﹤0.01% |
10,700
+200
| +2% | +$5.88K |
|
1965
Geospace Technologies
GEOS
$88.2M
| $351K | ﹤0.01% |
3,700
-100
| -3% | -$9.2K |
|
1966
WD-40
WDFC
$3.1B
| $351K | ﹤0.01% |
4,700
+300
| +7% | +$21.4K |
|
|
ASCMA
1967
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
| $351K | ﹤0.01% |
+4,100
| New | +$346K |
|
|
SPNC
1968
DELISTED
Spectranetics Corp
SPNC
| $350K | ﹤0.01% |
+13,999
| New | +$300K |
|
1969
Smith & Wesson
SWBI
$651M
| $347K | ﹤0.01% |
33,428
-1,691
| -5% | -$15.1K |
|
1970
AeroVironment
AVAV
$8.66B
| $344K | ﹤0.01% |
11,799
-300
| -2% | -$8.07K |
|
1971
Greenlight Captial
GLRE
$511M
| $344K | ﹤0.01% |
10,199
| – | – |
|
|
AXON
1972
Axon Enterprise
AXON
$42.1B
| $343K | ﹤0.01% |
21,598
+1,600
| +8% | +$26K |
|
1973
Zurn Elkay Water Solutions
ZWS
$8.6B
| $343K | ﹤0.01% |
26,363
-1,038
| -4% | -$11.7K |
|
|
MRH
1974
DELISTED
MONTPELIER RE HOLDINGS LTD
MRH
| $343K | ﹤0.01% |
11,798
-7,000
| -37% | -$195K |
|
1975
Harmonic Inc
HLIT
$1.27B
| $342K | ﹤0.01% |
46,295
-2,200
| -5% | -$16.3K |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.