UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Shopify
SHOP
|
+$873M |
| 2 |
Apple
AAPL
|
+$739M |
| 3 |
Accenture
ACN
|
+$450M |
| 4 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$393M |
| 5 |
Salesforce
CRM
|
+$359M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$1.39B |
| 2 |
Infosys
INFY
|
+$641M |
| 3 |
Meta Platforms (Facebook)
META
|
+$621M |
| 4 |
JPMorgan Chase
JPM
|
+$483M |
| 5 |
Visa
V
|
+$477M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 28.05% |
| 2 | Healthcare | 12.84% |
| 3 | Consumer Discretionary | 11.61% |
| 4 | Financials | 11.34% |
| 5 | Communication Services | 8.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1926
Varex Imaging
VREX
$776M
| $1.49M | ﹤0.01% |
47,169
+4,334
| +10% | +$123K |
|
1927
OSI Systems
OSIS
$3.89B
| $1.48M | ﹤0.01% |
15,889
-190
| -1% | -$17.8K |
|
|
HIBB
1928
DELISTED
Hibbett, Inc. Common Stock
HIBB
| $1.48M | ﹤0.01% |
20,581
-31
| -0.2% | -$2.47K |
|
1929
NBT Bancorp
NBTB
$2.71B
| $1.48M | ﹤0.01% |
38,423
-915
| -2% | -$34.1K |
|
1930
CoreCivic
CXW
$3.29B
| $1.48M | ﹤0.01% |
148,055
-18,015
| -11% | -$179K |
|
|
CVSA
1931
Covista Inc
CVSA
$4.66B
| $1.47M | ﹤0.01% |
49,761
-10,420
| -17% | -$343K |
|
1932
Stride
LRN
$3.38B
| $1.47M | ﹤0.01% |
43,974
-557
| -1% | -$19.2K |
|
|
SFIX
1933
Stitch Fix
SFIX
$544M
| $1.46M | ﹤0.01% |
77,188
+2,013
| +3% | +$57.7K |
|
1934
Vroom Inc
VRM
$51.3M
| $1.46M | ﹤0.01% |
1,692
+145
| +9% | +$195K |
|
|
WOW
1935
DELISTED
WideOpenWest
WOW
| $1.46M | ﹤0.01% |
67,830
+16,215
| +31% | +$323K |
|
1936
Donnelley Financial Solutions
DFIN
$1.16B
| $1.46M | ﹤0.01% |
30,963
+938
| +3% | +$40.7K |
|
1937
Energy Fuels
UUUU
$3.55B
| $1.46M | ﹤0.01% |
+190,331
| New | +$1.61M |
|
|
CWEN.A
1938
DELISTED
Clearway Energy Class A
CWEN.A
| $1.45M | ﹤0.01% |
43,413
| – | – |
|
1939
World Acceptance Corp
WRLD
$882M
| $1.45M | ﹤0.01% |
5,914
+320
| +6% | +$69.6K |
|
1940
Quanex
NX
$965M
| $1.45M | ﹤0.01% |
58,472
| – | – |
|
1941
Huron Consulting
HURN
$2.45B
| $1.45M | ﹤0.01% |
28,979
| – | – |
|
1942
Oceaneering
OII
$5.02B
| $1.44M | ﹤0.01% |
127,471
-5,217
| -4% | -$67.6K |
|
|
COWN
1943
DELISTED
Cowen Inc. Class A Common Stock
COWN
| $1.44M | ﹤0.01% |
39,775
+738
| +2% | +$27.1K |
|
1944
Quanterix
QTRX
$114M
| $1.44M | ﹤0.01% |
33,847
-4,813
| -12% | -$225K |
|
1945
Alector
ALEC
$184M
| $1.43M | ﹤0.01% |
69,376
+11,681
| +20% | +$263K |
|
|
AVNS
1946
DELISTED
Avanos Medical
AVNS
| $1.43M | ﹤0.01% |
41,303
-1,311
| -3% | -$42.4K |
|
|
NVEE
1947
DELISTED
NV5 Global
NVEE
| $1.43M | ﹤0.01% |
41,460
| – | – |
|
|
PRO
1948
DELISTED
PROS Holdings
PRO
| $1.43M | ﹤0.01% |
41,360
+122
| +0.3% | +$4.18K |
|
1949
iShares MSCI Intl Value Factor ETF
IVLU
$4.53B
| $1.43M | ﹤0.01% |
56,055
| – | – |
|
1950
Horace Mann Educators
HMN
$2.12B
| $1.43M | ﹤0.01% |
36,833
-7,552
| -17% | -$296K |
|
Similar funds
UBS AM's Q4 2021 Portfolio in Review
As of Q4 2021, UBS AM held 2,965 positions worth $261B, up 8.3% from $241B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
UBS AM's Q4 2021 filing shows 219 new, 1,218 increased, 1,020 reduced and 126 closed positions. Its largest new stake was iShares Russell Mid-Cap Value ETF: 3,293,120 shares worth $403M. The largest sale was Microsoft, an estimated $1.39B.
By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- UBS AM's largest Q4 2021 buy was iShares Russell Mid-Cap Value ETF: 3,293,120 shares worth $403M.
- UBS AM added most to Shopify in Q4 2021, an estimated $873M increase.
- UBS AM's biggest Q4 2021 reduction was Microsoft, cutting an estimated $1.39B.
- UBS AM fully exited Baidu in Q4 2021, selling an estimated $360M.
- UBS AM's ten largest holdings make up 22% of its $261B portfolio in Q4 2021.
- UBS AM opened 219 new positions and closed 126 in Q4 2021.
- UBS AM's portfolio value rose 8.3% quarter-over-quarter to $261B.
Based on UBS AM's 13F filing for Q4 2021, filed 14 Feb 2022.