UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$495M |
| 2 |
Microsoft
MSFT
|
+$480M |
| 3 |
Global Payments
GPN
|
+$400M |
| 4 |
Mastercard
MA
|
+$274M |
| 5 |
Comcast
CMCSA
|
+$254M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSS
Total System Services, Inc.
TSS
|
+$225M |
| 2 |
WP
Worldpay, Inc.
WP
|
+$190M |
| 3 |
Apple
AAPL
|
+$167M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$166M |
| 5 |
APC
Anadarko Petroleum
APC
|
+$108M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.13% |
| 4 | Consumer Discretionary | 12.1% |
| 5 | Communication Services | 8.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ALTR
1926
DELISTED
Altair Engineering Inc
ALTR
| $979K | ﹤0.01% |
28,283
+5,294
| +23% | +$197K |
|
1927
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
| $976K | ﹤0.01% |
2,768
-72
| -3% | -$25.2K |
|
|
SASR
1928
DELISTED
Sandy Spring Bancorp Inc
SASR
| $971K | ﹤0.01% |
28,805
+4,519
| +19% | +$157K |
|
|
SYKE
1929
DELISTED
SYKES Enterprises Inc
SYKE
| $970K | ﹤0.01% |
31,651
+4,245
| +15% | +$123K |
|
|
ARR
1930
Armour Residential REIT
ARR
$2.36B
| $968K | ﹤0.01% |
11,558
+1,462
| +14% | +$128K |
|
|
TELL
1931
DELISTED
Tellurian Inc.
TELL
| $967K | ﹤0.01% |
116,260
+25,660
| +28% | +$184K |
|
1932
Enterprise Financial Services Corp
EFSC
$2.39B
| $966K | ﹤0.01% |
23,702
+3,922
| +20% | +$158K |
|
|
AMWD
1933
DELISTED
American Woodmark
AMWD
| $965K | ﹤0.01% |
10,857
+2,294
| +27% | +$190K |
|
|
AHRT
1934
AH Realty Trust
AHRT
$517M
| $964K | ﹤0.01% |
53,295
+24,069
| +82% | +$417K |
|
1935
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
| $962K | ﹤0.01% |
9,327
+2,720
| +41% | +$278K |
|
|
GMS
1936
DELISTED
GMS Inc
GMS
| $960K | ﹤0.01% |
33,421
+15,498
| +86% | +$380K |
|
|
TEN
1937
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
| $959K | ﹤0.01% |
76,564
-701
| -0.9% | -$7.15K |
|
|
KRA
1938
DELISTED
Kraton Corporation
KRA
| $956K | ﹤0.01% |
29,601
+9,198
| +45% | +$275K |
|
1939
Seacoast Banking Corp of Florida
SBCF
$3.35B
| $956K | ﹤0.01% |
37,754
+6,780
| +22% | +$170K |
|
|
RAD
1940
DELISTED
Rite Aid Corporation
RAD
| $947K | ﹤0.01% |
136,293
+13,428
| +11% | +$96.4K |
|
1941
Sturm, Ruger & Co
RGR
$593M
| $943K | ﹤0.01% |
22,583
+3,429
| +18% | +$160K |
|
|
AVX
1942
DELISTED
AVX Corporation
AVX
| $940K | ﹤0.01% |
61,859
+9,009
| +17% | +$136K |
|
1943
Southside Bancshares
SBSI
$967M
| $939K | ﹤0.01% |
27,515
+2,062
| +8% | +$68.5K |
|
1944
AeroVironment
AVAV
$9.45B
| $935K | ﹤0.01% |
17,463
+1,266
| +8% | +$69.5K |
|
1945
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
| – | – |
0
| – | – |
|
1946
Appian
APPN
$2.48B
| $930K | ﹤0.01% |
19,584
+4,710
| +32% | +$221K |
|
1947
Douglas Dynamics
PLOW
$1.02B
| $930K | ﹤0.01% |
20,867
+6,077
| +41% | +$254K |
|
|
TYPE
1948
DELISTED
Monotype Imaging Holdings Inc.
TYPE
| $928K | ﹤0.01% |
46,850
+7,771
| +20% | +$148K |
|
|
PR
1949
Permian Resources
PR
$16.9B
| $928K | ﹤0.01% |
205,441
+25,085
| +14% | +$135K |
|
1950
Varex Imaging
VREX
$523M
| $925K | ﹤0.01% |
32,408
+12,185
| +60% | +$353K |
|
Similar funds
UBS AM's Q3 2019 Portfolio in Review
As of Q3 2019, UBS AM held 2,935 positions worth $148B, up 5.8% from $140B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM deployed $6.46B of net new capital in Q3 2019, opening 79 new positions and adding to 1,853 existing holdings. Its largest new stake was 10x Genomics: 184,683 shares worth $9.31M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Apple, an estimated $167M trimmed.
- UBS AM's largest Q3 2019 buy was 10x Genomics: 184,683 shares worth $9.31M.
- UBS AM added most to Alibaba in Q3 2019, an estimated $495M increase.
- UBS AM's biggest Q3 2019 reduction was Apple, cutting an estimated $167M.
- UBS AM fully exited Total System Services, Inc. in Q3 2019, selling an estimated $225M.
- UBS AM's ten largest holdings make up 19% of its $148B portfolio in Q3 2019.
- UBS AM opened 79 new positions and closed 50 in Q3 2019.
- UBS AM's portfolio value rose 5.8% quarter-over-quarter to $148B.
Based on UBS AM's 13F filing for Q3 2019, filed 14 Nov 2019.