UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$361M |
| 2 |
Microsoft
MSFT
|
+$311M |
| 3 |
TAL Education Group
TAL
|
+$292M |
| 4 |
Salesforce
CRM
|
+$248M |
| 5 |
Apple
AAPL
|
+$234M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Broadcom
AVGO
|
+$530M |
| 2 |
Meta Platforms (Facebook)
META
|
+$215M |
| 3 |
Eli Lilly
LLY
|
+$150M |
| 4 |
AET
Aetna Inc
AET
|
+$110M |
| 5 |
LyondellBasell Industries
LYB
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.95% |
| 2 | Financials | 15.78% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 11.64% |
| 5 | Communication Services | 8.96% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1926
AZZ Inc
AZZ
$4.54B
| $590K | ﹤0.01% |
13,492
+3,440
| +34% | +$154K |
|
1927
Encore Capital Group
ECPG
$2.13B
| $589K | ﹤0.01% |
13,041
+1,350
| +12% | +$57.7K |
|
|
XCRA
1928
DELISTED
Xcerra Corporation
XCRA
| $589K | ﹤0.01% |
50,515
+17,043
| +51% | +$176K |
|
1929
Chesapeake Utilities
CPK
$3.21B
| $588K | ﹤0.01% |
8,365
+1,400
| +20% | +$99.6K |
|
|
MYOK
1930
DELISTED
MyoKardia, Inc. Common Stock
MYOK
| $587K | ﹤0.01% |
+12,033
| New | +$626K |
|
|
MB
1931
DELISTED
MINDBODY, Inc. Class A Common Stock
MB
| $585K | ﹤0.01% |
15,032
+6,132
| +69% | +$219K |
|
1932
Enanta Pharmaceuticals
ENTA
$400M
| $584K | ﹤0.01% |
7,220
+3,120
| +76% | +$240K |
|
|
MNTA
1933
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
| $581K | ﹤0.01% |
32,011
+3,515
| +12% | +$58.6K |
|
1934
Forum Energy Technologies
FET
$835M
| $581K | ﹤0.01% |
2,640
+687
| +35% | +$191K |
|
|
TBI
1935
Trueblue
TBI
$311M
| $580K | ﹤0.01% |
22,390
+1,500
| +7% | +$41K |
|
1936
Virtus Investment Partners
VRTS
$1.1B
| $576K | ﹤0.01% |
4,653
| – | – |
|
|
LMNX
1937
DELISTED
Luminex Corp
LMNX
| $576K | ﹤0.01% |
27,332
+16,899
| +162% | +$345K |
|
|
MSGN
1938
DELISTED
MSG Networks Inc.
MSGN
| $576K | ﹤0.01% |
25,472
| – | – |
|
|
CMO
1939
DELISTED
Capstead Mortgage Corp.
CMO
| $572K | ﹤0.01% |
66,154
-136
| -0.2% | -$1.18K |
|
|
SYNT
1940
DELISTED
Syntel Inc
SYNT
| $572K | ﹤0.01% |
22,414
+10,214
| +84% | +$253K |
|
1941
Invesco Senior Loan ETF
BKLN
$6.74B
| $569K | ﹤0.01% |
24,605
+4,566
| +23% | +$106K |
|
|
COUP
1942
DELISTED
Coupa Software Incorporated
COUP
| $566K | ﹤0.01% |
12,400
+3,800
| +44% | +$156K |
|
1943
Helios Technologies
HLIO
$2.76B
| $565K | ﹤0.01% |
10,549
-2,616
| -20% | -$154K |
|
|
WIFI
1944
DELISTED
Boingo Wireless, Inc.
WIFI
| $564K | ﹤0.01% |
22,764
+13,724
| +152% | +$338K |
|
1945
Petrobras
PBR
$116B
| $563K | ﹤0.01% |
39,826
+3,200
| +9% | +$42.1K |
|
1946
First Bancorp
FBP
$4.38B
| $561K | ﹤0.01% |
93,266
| – | – |
|
1947
Cavco Industries
CVCO
$4.55B
| $560K | ﹤0.01% |
3,223
| – | – |
|
|
RAVN
1948
DELISTED
Raven Industries Inc
RAVN
| $560K | ﹤0.01% |
15,964
+1,720
| +12% | +$61.4K |
|
1949
MiMedx Group
MDXG
$633M
| $559K | ﹤0.01% |
80,186
-2,793
| -3% | -$32.5K |
|
|
IPHI
1950
DELISTED
INPHI CORPORATION
IPHI
| $558K | ﹤0.01% |
18,527
-5,879
| -24% | -$183K |
|
Similar funds
UBS AM's Q1 2018 Portfolio in Review
As of Q1 2018, UBS AM held 2,716 positions worth $127B, up 7.4% from $118B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS AM deployed $8.54B of net new capital in Q1 2018, opening 143 new positions and adding to 1,776 existing holdings. Its largest new stake was Nutrien: 1,905,754 shares worth $90M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Broadcom, an estimated $530M trimmed.
- UBS AM's largest Q1 2018 buy was Nutrien: 1,905,754 shares worth $90M.
- UBS AM added most to Alibaba in Q1 2018, an estimated $361M increase.
- UBS AM's biggest Q1 2018 reduction was Broadcom, cutting an estimated $530M.
- UBS AM fully exited Agrium in Q1 2018, selling an estimated $37.4M.
- UBS AM's ten largest holdings make up 17% of its $127B portfolio in Q1 2018.
- UBS AM opened 143 new positions and closed 63 in Q1 2018.
- UBS AM's portfolio value rose 7.4% quarter-over-quarter to $127B.
Based on UBS AM's 13F filing for Q1 2018, filed 14 May 2018.