UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Crown Castle
CCI
|
+$267M |
| 2 |
Starbucks
SBUX
|
+$239M |
| 3 |
PepsiCo
PEP
|
+$178M |
| 4 |
ALTR
Altera Corp
ALTR
|
+$151M |
| 5 |
LyondellBasell Industries
LYB
|
+$151M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Yelp
YELP
|
+$194M |
| 2 |
UnitedHealth
UNH
|
+$164M |
| 3 |
Liberty Global Class A
LBTYA
|
+$132M |
| 4 |
Union Pacific
UNP
|
+$121M |
| 5 |
Royal Caribbean
RCL
|
+$109M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.47% |
| 2 | Healthcare | 14.45% |
| 3 | Technology | 13.25% |
| 4 | Industrials | 9.53% |
| 5 | Consumer Discretionary | 8.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1926
Caleres
CAL
$481M
| $419K | ﹤0.01% |
15,798
| – | – |
|
1927
Werner Enterprises
WERN
$2.27B
| $418K | ﹤0.01% |
16,398
+600
| +4% | +$15.4K |
|
|
LTXB
1928
DELISTED
LegacyTexas Financial Group Inc
LTXB
| $418K | ﹤0.01% |
14,499
+1,000
| +7% | +$25.9K |
|
|
NCI
1929
DELISTED
Navigant Consulting, Inc.
NCI
| $418K | ﹤0.01% |
22,398
+1,700
| +8% | +$30.6K |
|
|
FOE
1930
DELISTED
Ferro Corporation
FOE
| $415K | ﹤0.01% |
30,397
-2,600
| -8% | -$34.5K |
|
1931
Dine Brands
DIN
$453M
| $414K | ﹤0.01% |
5,300
| – | – |
|
1932
Novavax
NVAX
$1.27B
| $414K | ﹤0.01% |
4,565
+1,335
| +41% | +$149K |
|
|
BGG
1933
DELISTED
Briggs & Stratton Corp.
BGG
| $414K | ﹤0.01% |
18,598
+1,100
| +6% | +$24K |
|
1934
Stepan Co
SCL
$1.46B
| $413K | ﹤0.01% |
6,400
+1,300
| +25% | +$81.5K |
|
1935
Spok Holdings
SPOK
$235M
| $412K | ﹤0.01% |
22,700
+8,100
| +55% | +$120K |
|
|
NPKI
1936
NPK International
NPKI
$1.15B
| $412K | ﹤0.01% |
35,996
+2,600
| +8% | +$29.7K |
|
1937
Builders FirstSource
BLDR
$8.16B
| $411K | ﹤0.01% |
45,098
+4,700
| +12% | +$38.2K |
|
|
BAS
1938
DELISTED
Basis Energy Services, Inc.
BAS
| $411K | ﹤0.01% |
26
| – | – |
|
|
HLSS
1939
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
| $410K | ﹤0.01% |
18,998
+1,400
| +8% | +$29.9K |
|
1940
Colliers International
CIGI
$5.17B
| $409K | ﹤0.01% |
14,696
| – | – |
|
1941
Evertec
EVTC
$1.93B
| $409K | ﹤0.01% |
16,578
| – | – |
|
1942
Methode Electronics
MEI
$612M
| $408K | ﹤0.01% |
13,298
+900
| +7% | +$29.7K |
|
1943
Universal Corp
UVV
$1.3B
| $408K | ﹤0.01% |
7,299
| – | – |
|
|
EGOV
1944
DELISTED
NIC Inc
EGOV
| $408K | ﹤0.01% |
21,120
| – | – |
|
|
CODE
1945
DELISTED
SPANSION INC, CLASS A COMMON STOCK
CODE
| $408K | ﹤0.01% |
23,398
+2,000
| +9% | +$31.4K |
|
|
ARTC
1946
DELISTED
ARTHROCARE CORP
ARTC
| $405K | ﹤0.01% |
8,399
| – | – |
|
1947
First Financial Bancorp
FFBC
$3.61B
| $404K | ﹤0.01% |
22,497
+1,800
| +9% | +$30.9K |
|
|
STL
1948
DELISTED
Sterling Bancorp
STL
| $404K | ﹤0.01% |
31,922
+9,200
| +40% | +$117K |
|
1949
SouthState Bank Corp
SSB
$10.6B
| $403K | ﹤0.01% |
6,437
+400
| +7% | +$24.8K |
|
|
IRBT
1950
DELISTED
iRobot
IRBT
| $402K | ﹤0.01% |
9,799
+100
| +1% | +$4K |
|
Similar funds
UBS AM's Q1 2014 Portfolio in Review
As of Q1 2014, UBS AM held 2,626 positions worth $93.7B, up 7.2% from $87.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM deployed $3.76B of net new capital in Q1 2014, opening 95 new positions and adding to 1,579 existing holdings. Its largest new stake was Rocket Fuel Inc.: 1,357,112 shares worth $58.2M.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was Yelp, an estimated $194M trimmed.
- UBS AM's largest Q1 2014 buy was Rocket Fuel Inc.: 1,357,112 shares worth $58.2M.
- UBS AM added most to Crown Castle in Q1 2014, an estimated $267M increase.
- UBS AM's biggest Q1 2014 reduction was Yelp, cutting an estimated $194M.
- UBS AM fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $41.7M.
- UBS AM's ten largest holdings make up 14% of its $93.7B portfolio in Q1 2014.
- UBS AM opened 95 new positions and closed 53 in Q1 2014.
- UBS AM's portfolio value rose 7.2% quarter-over-quarter to $93.7B.
Based on UBS AM's 13F filing for Q1 2014, filed 23 May 2014.