UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LTXB
1926
DELISTED
LegacyTexas Financial Group Inc
LTXB
| $371K | ﹤0.01% |
13,499
-2,600
| -16% | -$60.9K |
|
|
PF
1927
DELISTED
Pinnacle Foods, Inc.
PF
| $371K | ﹤0.01% |
+13,500
| New | +$366K |
|
|
AUXL
1928
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
| $371K | ﹤0.01% |
17,898
-2,100
| -11% | -$39.6K |
|
1929
Colliers International
CIGI
$5.05B
| $370K | ﹤0.01% |
14,696
+855
| +6% | +$20.7K |
|
1930
NETSCOUT
NTCT
$2.92B
| $370K | ﹤0.01% |
12,499
-111,600
| -90% | -$3.16M |
|
|
MGAM
1931
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
| $370K | ﹤0.01% |
11,799
+500
| +4% | +$15.6K |
|
1932
Adeia
ADEA
$3.12B
| $369K | ﹤0.01% |
70,678
-756
| -1% | -$3.85K |
|
1933
HEICO Corp
HEI
$50.8B
| $369K | ﹤0.01% |
15,564
+1,221
| +9% | +$27.5K |
|
1934
OFG Bancorp
OFG
$2.24B
| $368K | ﹤0.01% |
21,198
-2,400
| -10% | -$38.8K |
|
|
BPFH
1935
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
| $368K | ﹤0.01% |
29,196
-3,900
| -12% | -$45.2K |
|
|
CSH
1936
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
| $368K | ﹤0.01% |
21,156
-1,102
| -5% | -$19.8K |
|
|
ZQK
1937
DELISTED
QUICKSILVER,INC.
ZQK
| $367K | ﹤0.01% |
41,896
-1,600
| -4% | -$12.9K |
|
1938
Northern Oil and Gas
NOG
$2.21B
| $365K | ﹤0.01% |
2,420
+70
| +3% | +$11.1K |
|
|
PRFT
1939
DELISTED
Perficient Inc
PRFT
| $365K | ﹤0.01% |
15,600
+2,200
| +16% | +$45K |
|
1940
Exponent
EXPO
$3.21B
| $364K | ﹤0.01% |
+18,800
| New | +$355K |
|
|
WLT
1941
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
| $364K | ﹤0.01% |
21,898
-550
| -2% | -$8.6K |
|
|
MWW
1942
DELISTED
Monster Worldwide Inc
MWW
| $364K | ﹤0.01% |
50,995
-400
| -0.8% | -$2.09K |
|
1943
Coeur Mining
CDE
$16.1B
| $363K | ﹤0.01% |
33,496
-10,900
| -25% | -$123K |
|
1944
Oxford Industries
OXM
$560M
| $363K | ﹤0.01% |
4,500
+300
| +7% | +$21.8K |
|
1945
First Commonwealth Financial
FCF
$2.17B
| $362K | ﹤0.01% |
41,095
-7,900
| -16% | -$68K |
|
|
VIVS
1946
VivoSim Labs
VIVS
$1.15M
| $362K | ﹤0.01% |
+136
| New | +$267K |
|
|
FARO
1947
DELISTED
Faro Technologies
FARO
| $361K | ﹤0.01% |
6,200
+300
| +5% | +$14.9K |
|
1948
First Financial Bancorp
FFBC
$3.55B
| $361K | ﹤0.01% |
20,697
-2,500
| -11% | -$40K |
|
|
TRLA
1949
DELISTED
TRULIA INC (DEL)
TRLA
| $360K | ﹤0.01% |
10,200
-400
| -4% | -$15.2K |
|
|
KKD
1950
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
| $359K | ﹤0.01% |
18,598
-1,800
| -9% | -$40.6K |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.