UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Broadcom
AVGO
|
+$494M |
| 2 |
Johnson & Johnson
JNJ
|
+$466M |
| 3 |
Procter & Gamble
PG
|
+$299M |
| 4 |
Amazon
AMZN
|
+$285M |
| 5 |
Advanced Micro Devices
AMD
|
+$256M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
VMW
VMware, Inc
VMW
|
+$510M |
| 2 |
ATVI
Activision Blizzard
ATVI
|
+$430M |
| 3 |
Microsoft
MSFT
|
+$315M |
| 4 |
Intel
INTC
|
+$227M |
| 5 |
SPLK
Splunk Inc
SPLK
|
+$169M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 31.22% |
| 2 | Healthcare | 12.65% |
| 3 | Consumer Discretionary | 11.43% |
| 4 | Financials | 11.23% |
| 5 | Communication Services | 7.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1901
Pliant Therapeutics
PLRX
$64.4M
| $1.15M | ﹤0.01% |
63,719
| – | – |
|
1902
MarineMax
HZO
$1.15B
| $1.15M | ﹤0.01% |
29,628
+13,407
| +83% | +$425K |
|
|
PLYA
1903
DELISTED
Playa Hotels & Resorts
PLYA
| $1.15M | ﹤0.01% |
133,108
| – | – |
|
1904
Varex Imaging
VREX
$776M
| $1.15M | ﹤0.01% |
56,000
+889
| +2% | +$17K |
|
1905
NRC Health Common Stock
NRC
$453M
| $1.15M | ﹤0.01% |
29,018
+915
| +3% | +$38.3K |
|
1906
Byline Bancorp
BY
$1.76B
| $1.15M | ﹤0.01% |
48,643
| – | – |
|
1907
Alkami Technology
ALKT
$2.08B
| $1.14M | ﹤0.01% |
46,937
+16,389
| +54% | +$342K |
|
1908
Standard Motor Products
SMP
$899M
| $1.14M | ﹤0.01% |
28,522
| – | – |
|
|
THR
1909
DELISTED
Thermon Group Holdings
THR
| $1.13M | ﹤0.01% |
34,615
| – | – |
|
|
CHUY
1910
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
| $1.13M | ﹤0.01% |
29,432
| – | – |
|
1911
Grid Dynamics Holdings
GDYN
$612M
| $1.12M | ﹤0.01% |
84,396
+4,736
| +6% | +$57.7K |
|
1912
Ligand Pharmaceuticals
LGND
$6.34B
| $1.12M | ﹤0.01% |
15,739
| – | – |
|
1913
Cytek Biosciences
CTKB
$552M
| $1.12M | ﹤0.01% |
123,116
+11,593
| +10% | +$73K |
|
|
RDUS
1914
DELISTED
Radius Recycling
RDUS
| $1.12M | ﹤0.01% |
37,160
+634
| +2% | +$16.7K |
|
1915
Central Pacific Financial
CPF
$1B
| $1.12M | ﹤0.01% |
56,810
+955
| +2% | +$16.7K |
|
1916
Douglas Dynamics
PLOW
$1B
| $1.11M | ﹤0.01% |
37,532
| – | – |
|
1917
Nu Skin
NUS
$254M
| $1.11M | ﹤0.01% |
57,052
+3,788
| +7% | +$69.9K |
|
1918
Stock Yards Bancorp
SYBT
$2.59B
| $1.11M | ﹤0.01% |
21,495
| – | – |
|
|
HOUS
1919
DELISTED
Anywhere Real Estate
HOUS
| $1.1M | ﹤0.01% |
136,238
+2,771
| +2% | +$15.7K |
|
|
BRKL
1920
DELISTED
Brookline Bancorp
BRKL
| $1.1M | ﹤0.01% |
101,061
| – | – |
|
|
RWT
1921
Redwood Trust
RWT
$574M
| $1.1M | ﹤0.01% |
147,980
| – | – |
|
1922
Adeia
ADEA
$3.11B
| $1.1M | ﹤0.01% |
88,420
+20,823
| +31% | +$201K |
|
1923
PDF Solutions
PDFS
$2.06B
| $1.09M | ﹤0.01% |
34,064
| – | – |
|
1924
PRA Group
PRAA
$731M
| $1.09M | ﹤0.01% |
41,743
+807
| +2% | +$15.1K |
|
1925
Astec Industries
ASTE
$1B
| $1.09M | ﹤0.01% |
29,355
-71,340
| -71% | -$2.63M |
|
Similar funds
UBS AM's Q4 2023 Portfolio in Review
As of Q4 2023, UBS AM held 2,644 positions worth $254B, up 14% from $223B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q4 2023 filing shows 62 new, 1,338 increased, 675 reduced and 106 closed positions. Its largest new stake was Veralto: 1,187,566 shares worth $97.7M. The largest sale was VMware, Inc, an estimated $510M.
By sector, the portfolio is most concentrated in Technology at 31% of assets, up from 30% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- UBS AM's largest Q4 2023 buy was Veralto: 1,187,566 shares worth $97.7M.
- UBS AM added most to Broadcom in Q4 2023, an estimated $494M increase.
- UBS AM's biggest Q4 2023 reduction was Microsoft, cutting an estimated $315M.
- UBS AM fully exited VMware, Inc in Q4 2023, selling an estimated $510M.
- UBS AM's ten largest holdings make up 26% of its $254B portfolio in Q4 2023.
- UBS AM opened 62 new positions and closed 106 in Q4 2023.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $254B.
Based on UBS AM's 13F filing for Q4 2023, filed 14 Feb 2024.