UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$767M |
| 2 |
Amazon
AMZN
|
+$288M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$287M |
| 4 |
NVIDIA
NVDA
|
+$259M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$249M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$347M |
| 2 |
TWTR
Twitter, Inc.
TWTR
|
+$316M |
| 3 |
Citigroup
C
|
+$269M |
| 4 |
Charter Communications
CHTR
|
+$229M |
| 5 |
NetEase
NTES
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.35% |
| 2 | Consumer Discretionary | 13.14% |
| 3 | Financials | 12.19% |
| 4 | Healthcare | 12.04% |
| 5 | Communication Services | 9.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1901
Employers Holdings
EIG
$889M
| $1.28M | ﹤0.01% |
29,840
-3,310
| -10% | -$115K |
|
1902
Oceaneering
OII
$4.77B
| $1.28M | ﹤0.01% |
112,433
+9,075
| +9% | +$101K |
|
|
SHYF
1903
DELISTED
The Shyft Group
SHYF
| $1.28M | ﹤0.01% |
34,480
-345
| -1% | -$11.6K |
|
|
AXNX
1904
DELISTED
Axonics, Inc. Common Stock
AXNX
| $1.28M | ﹤0.01% |
21,410
+1,500
| +8% | +$81.6K |
|
1905
Ovintiv
OVV
$16.4B
| $1.28M | ﹤0.01% |
53,761
+763
| +1% | +$16.3K |
|
1906
Primoris Services
PRIM
$4.45B
| $1.28M | ﹤0.01% |
38,525
+53
| +0.1% | +$1.75K |
|
1907
Provident Financial Services
PFS
$3.19B
| $1.28M | ﹤0.01% |
57,238
| – | – |
|
|
SGMO
1908
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
| $1.27M | ﹤0.01% |
101,744
-841,896
| -89% | -$11.3M |
|
|
DBD
1909
DELISTED
Diebold Nixdorf Incorporated
DBD
| $1.27M | ﹤0.01% |
90,222
-297
| -0.3% | -$4.09K |
|
|
SCS
1910
DELISTED
Steelcase
SCS
| $1.27M | ﹤0.01% |
88,478
+6,172
| +7% | +$87.4K |
|
|
FOCS
1911
DELISTED
Focus Financial Partners Inc. Class A
FOCS
| $1.27M | ﹤0.01% |
30,401
+8,601
| +39% | +$416K |
|
1912
AMC Global Media
AMCX
$489M
| $1.26M | ﹤0.01% |
23,735
+263
| +1% | +$14.4K |
|
1913
OFG Bancorp
OFG
$2.21B
| $1.26M | ﹤0.01% |
55,761
| – | – |
|
1914
PJT Partners
PJT
$4.38B
| $1.26M | ﹤0.01% |
18,600
| – | – |
|
|
HOME
1915
DELISTED
At Home Group Inc.
HOME
| $1.26M | ﹤0.01% |
43,815
+5,372
| +14% | +$135K |
|
|
SWI
1916
DELISTED
SolarWinds Corporation Common Stock
SWI
| $1.26M | ﹤0.01% |
68,305
-7,679
| -10% | -$132K |
|
1917
Regenxbio
RGNX
$708M
| $1.26M | ﹤0.01% |
36,831
+9,941
| +37% | +$424K |
|
1918
Yext
YEXT
$574M
| $1.25M | ﹤0.01% |
86,194
-142
| -0.2% | -$2.37K |
|
|
EB
1919
DELISTED
Eventbrite
EB
| $1.25M | ﹤0.01% |
56,200
| – | – |
|
1920
Matsons
MATX
$6.18B
| $1.24M | ﹤0.01% |
18,655
-3,615
| -16% | -$248K |
|
1921
Seaboard Corp
SEB
$4.06B
| $1.24M | ﹤0.01% |
337
+58
| +21% | +$194K |
|
1922
Conduent
CNDT
$264M
| $1.24M | ﹤0.01% |
186,659
+22,008
| +13% | +$125K |
|
1923
OceanFirst Financial
OCFC
$1.91B
| $1.24M | ﹤0.01% |
51,909
+1,542
| +3% | +$33.2K |
|
|
RDUS
1924
DELISTED
Radius Recycling
RDUS
| $1.24M | ﹤0.01% |
29,730
| – | – |
|
1925
Theravance Biopharma
TBPH
$877M
| $1.24M | ﹤0.01% |
60,794
| – | – |
|
Similar funds
UBS AM's Q1 2021 Portfolio in Review
As of Q1 2021, UBS AM held 2,645 positions worth $226B, up 6% from $213B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Trading was light in Q1 2021: portfolio turnover was 4.9%. UBS AM opened 86 new positions and exited 44, leaving the 2,645-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS AM's largest Q1 2021 buy was Seagen Inc. Common Stock: 966,114 shares worth $134M.
- UBS AM added most to Infosys in Q1 2021, an estimated $767M increase.
- UBS AM's biggest Q1 2021 reduction was Alibaba, cutting an estimated $347M.
- UBS AM fully exited Lumen in Q1 2021, selling an estimated $45.5M.
- UBS AM's ten largest holdings make up 22% of its $226B portfolio in Q1 2021.
- UBS AM opened 86 new positions and closed 44 in Q1 2021.
- UBS AM's portfolio value rose 6% quarter-over-quarter to $226B.
Based on UBS AM's 13F filing for Q1 2021, filed 14 May 2021.