UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$495M |
| 2 |
Microsoft
MSFT
|
+$480M |
| 3 |
Global Payments
GPN
|
+$400M |
| 4 |
Mastercard
MA
|
+$274M |
| 5 |
Comcast
CMCSA
|
+$254M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSS
Total System Services, Inc.
TSS
|
+$225M |
| 2 |
WP
Worldpay, Inc.
WP
|
+$190M |
| 3 |
Apple
AAPL
|
+$167M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$166M |
| 5 |
APC
Anadarko Petroleum
APC
|
+$108M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.13% |
| 4 | Consumer Discretionary | 12.1% |
| 5 | Communication Services | 8.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DBD
1901
DELISTED
Diebold Nixdorf Incorporated
DBD
| $1.02M | ﹤0.01% |
91,175
-19,255
| -17% | -$228K |
|
|
EGOV
1902
DELISTED
NIC Inc
EGOV
| $1.02M | ﹤0.01% |
49,311
+8,241
| +20% | +$161K |
|
1903
OceanFirst Financial
OCFC
$1.91B
| $1.02M | ﹤0.01% |
43,115
+9,097
| +27% | +$212K |
|
1904
Adeia
ADEA
$3.11B
| $1.01M | ﹤0.01% |
185,243
+42,847
| +30% | +$229K |
|
1905
Perdoceo Education
PRDO
$2.12B
| $1.01M | ﹤0.01% |
63,733
+6,921
| +12% | +$136K |
|
|
CBPO
1906
DELISTED
China Biologic Products Holdings, Inc.
CBPO
| $1.01M | ﹤0.01% |
8,841
+4,902
| +124% | +$487K |
|
|
CHCT
1907
Community Healthcare Trust
CHCT
$454M
| $1.01M | ﹤0.01% |
22,709
+2,135
| +10% | +$90K |
|
|
TGI
1908
DELISTED
Triumph Group
TGI
| $1.01M | ﹤0.01% |
44,069
+7,942
| +22% | +$182K |
|
1909
TriMas Corp
TRS
$1.44B
| $1.01M | ﹤0.01% |
32,846
+5,312
| +19% | +$160K |
|
1910
3D Systems Corp
DDD
$613M
| $1.01M | ﹤0.01% |
123,425
+45,528
| +58% | +$367K |
|
1911
Heritage Financial
HFWA
$1.21B
| $1M | ﹤0.01% |
37,152
+15,919
| +75% | +$439K |
|
1912
ADT
ADT
$5.58B
| $1M | ﹤0.01% |
159,561
+4,972
| +3% | +$28.2K |
|
1913
OFG Bancorp
OFG
$2.21B
| $999K | ﹤0.01% |
45,621
+20,664
| +83% | +$454K |
|
|
LTHM
1914
DELISTED
Livent Corporation
LTHM
| $999K | ﹤0.01% |
149,315
+15,014
| +11% | +$101K |
|
1915
AppFolio
APPF
$7.04B
| $997K | ﹤0.01% |
10,483
+1,689
| +19% | +$168K |
|
1916
Virtu Financial
VIRT
$4.93B
| $994K | ﹤0.01% |
60,728
+2,531
| +4% | +$50.6K |
|
1917
iShares MSCI World ETF
URTH
$8.27B
| $993K | ﹤0.01% |
+10,820
| New | +$985K |
|
1918
Kearny Financial
KRNY
$599M
| $993K | ﹤0.01% |
76,152
+9,733
| +15% | +$128K |
|
|
SEMG
1919
DELISTED
SEMGROUP CORPORATION
SEMG
| $992K | ﹤0.01% |
60,724
+1,938
| +3% | +$22.6K |
|
1920
Huron Consulting
HURN
$2.42B
| $988K | ﹤0.01% |
16,113
+3,205
| +25% | +$187K |
|
1921
Par Pacific Holdings
PARR
$3.32B
| $987K | ﹤0.01% |
43,155
+1,529
| +4% | +$33.8K |
|
1922
United Natural Foods
UNFI
$2.85B
| $985K | ﹤0.01% |
85,535
-14,588
| -15% | -$139K |
|
1923
First Bancorp
FBNC
$2.68B
| $985K | ﹤0.01% |
27,424
+4,504
| +20% | +$162K |
|
1924
Interface
TILE
$2.22B
| $983K | ﹤0.01% |
68,101
+12,922
| +23% | +$169K |
|
|
TIVO
1925
DELISTED
Tivo Inc
TIVO
| $983K | ﹤0.01% |
129,133
+40,849
| +46% | +$312K |
|
Similar funds
UBS AM's Q3 2019 Portfolio in Review
As of Q3 2019, UBS AM held 2,935 positions worth $148B, up 5.8% from $140B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM deployed $6.46B of net new capital in Q3 2019, opening 79 new positions and adding to 1,853 existing holdings. Its largest new stake was 10x Genomics: 184,683 shares worth $9.31M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Apple, an estimated $167M trimmed.
- UBS AM's largest Q3 2019 buy was 10x Genomics: 184,683 shares worth $9.31M.
- UBS AM added most to Alibaba in Q3 2019, an estimated $495M increase.
- UBS AM's biggest Q3 2019 reduction was Apple, cutting an estimated $167M.
- UBS AM fully exited Total System Services, Inc. in Q3 2019, selling an estimated $225M.
- UBS AM's ten largest holdings make up 19% of its $148B portfolio in Q3 2019.
- UBS AM opened 79 new positions and closed 50 in Q3 2019.
- UBS AM's portfolio value rose 5.8% quarter-over-quarter to $148B.
Based on UBS AM's 13F filing for Q3 2019, filed 14 Nov 2019.